CONSTANTINE THE PHILOSOPHER UNIVERSITY IN NITRA
FACULTY OF ARTS
DEPARTMENT OF PHILOSOPHY
PHILOSOPHICA 14
RENDERING CHANGE IN
PHILOSOPHY AND SOCIETY
ANDREA JAVORSKÁ – KLEMENT MITTERPACH – RICHARD SŤAHEL
(eds.)
CONSTANTINE THE PHILOSOPHER UNIVERSITY
IN NITRA
FACULTY OF ARTS
DEPARTMENT OF PHILOSOPHY
PHILOSOPHICA 14
Rendering Change in Philosophy and Society
ANDREA JAVORSKÁ – KLEMENT MITTERPACH – R)C(ARD SŤA(EL
(eds.)
NITRA 2014
Editors:
Reviewers:
Mgr. Andrea Javorská, PhD.
Mgr. Klement Mitterpach, PhD.
Mgr. Richard Sťahel, PhD.
Doc. PhDr. Vladimír Manda, CSc.
Doc. PhDr. Jozef Lysý, CSc.
Executive editor: Andrea Javorská
Typesetting:
Richard Sťahel
Cover design:
Matej Smorada
Copyright ©
Ľubomír Dunaj, Tomáš Hauer, Ladislav Hohoš,
Marek Hrubec, Andrea Javorská,
Klement Mitterpach, Jozef Sivák, Richard Sťahel,
Publisher:
Constantine the Philosopher University in Nitra
(Slovakia)
Faculty of Arts, Department of Philosophy
ISBN
EAN
-
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CONTENTS
Editorsʼ Word …........................................................................................................5
Ľubomír Dunaj:
To Deficits of Democratic Thinking in Slovakia ….....................................7
Tomáš Hauer:
On the Relationship of Technical )mages with Their Outside
The Comments on Vilém Flusser’s Philosophy of )mage .................21
Ladislav Hohos:
A New Civilization Paradigm:
Transformation as an Alternative to Revolution …………………............35
Marek Hrubec:
)nterstate Recognition and )ts Global Overcoming ...............................51
Andrea Javorská:
(istoricality of Dasein by Martin (eidegger .............................................83
Klement Mitterpach:
Changing the Concepts of the Debate.
Žižek (elping (eidegger Fail Better ............................................................95
Jozef Sivák:
The Citizen by (usserl and the Postmodern Citizenship .................123
Richard Sťahel:
Reciprocal Conditionality of Economical and Environmental
Crises Tendencies of Global )ndustrial Civilization ……......................143
References ...........................................................................................................167
Index ......................................................................................................................183
About authors ....................................................................................................187
Dear readersĽ
the currentĽ up to this day 14thĽ issue of Philosophica represents the second
English contribution of The Department of Philosophy ĚConstantine the
Philosopher University in Nitraě to the philosophy which focuses on
contemporary issues and the conceptual and theoretical frameworks of
their representation as well as those theoretical tools which help us
interpret the ways the phenomena to be discussed are discoursively
presented both inside and outside academia.
Philosophy has generally more or less explicitly analysed such
connectionsĽ orĽ at leastĽ responded to the need to render them visible.
HoweverĽ in our daysĽ most of all marked by excessive ignorance as well
as interest in changes of all kindsĽ it is philosophy that perhaps selfdeclaringly pursues not only theoretically strict inquiryĽ but most
importantlyĽ a study which displays the inscription of the changes on its
own body and thus renders the social change in respect to one of its
specialĽ though exemplary cases Ŕ on philosophy itself as the possibility
not only to reflect on the society in changeĽ but also to reflect on the
conceptual and thematic tendencies in rendering the change in contrast to
those misperceived or excluded onesĽ andĽ last but not leastĽ as the
opportunity to render its own conceptual delusions which represent a
background of our common reductive schemata of change we
unconsciously tend to share.
The preoccupation by change today is specificĽ for it has become an
issue of emergency primarily on the level of societyĽ and secondlyĽ
because no matter how complexĽ it is evidentĽ that regardless of its
marginalizationĽ philosophical analysis has become indispensable in
formulating reasons and ways of differentiating the ways we perceiveĽ
relate to or engage ourselves in the changing reality or its simulacra.
Each of the contributions by authorsĽ most of whom are resident in
other institutionsĽ demonstrates not only different aspects of the change in
society and philosophyĽ but also focuses on different aspect of change as
well as represents various philosophical affiliationsĽ although they could
be outlined by Critical theory and its followers or phenomenology or
phenomenologically inspired inquiries.
The neglect of social-philosophical topics is viewed as resulting in
Honnethian social pathologyĽ by ubomír DunajĽ who identifies it as the
cause of deterioration of democratic institutionsĽ as the type of
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pathological change exemplified among others also by Slovakia. Tomáš
Hauer introduces Flusser‟s cognitive metaphor of technical imagesĽ which
shows how society renders itself in its products and the practice which is
no longer narrative and historical andĽ thereforeĽ after the age of textsĽ
forms a new social culture. Ladislav Hohoš focuses on globalization and
its effect on civilizational transformationĽ whichĽ though unavoidableĽ
might occur in a way of “silent” transformations the capitalism is going
through. Marek Hrubec analyses Honneth‟s concept of interstate
recognition to show its limits in condition of globalization and testifies
them on the idea of global state. Andrea Javorská moves within
Heideggerian discourse to show one paradigmatic case of the shift
between our commonsensical ideas of historical time and time which
emerges as an ontological foundational structure of the articulation of
change. Klement MitterpachĽ howeverĽ points to Heideggerian idea of
understandingĽ whichĽ following Ţiţek‟s idea of the contemporary
philosophyĽ one must learn to make effectively fail in order to change the
concepts of the debate upon contemporary social philosophical issues.
Jozef Sivák addresses the problem of citizenship in postmodernĽ
globalized worldĽ and proposes to recapture its meaning by following
Husserl‟s idea of overcoming stateĽ althoughĽ unlike in the violent manner
of globalizationĽ by advancing towards humanity in the process of
enculturation. Richard S ahelĽ following HabermasĽ reminds us that the
antagonism of imperatives of growth and sustainability outlines the multilevel crisis which culminates in the environmental barrier that threatens all
the institutional and cultural support of civilization. All these in a way
indicate phenomena which can be neither eluded nor avoided once we
decide to figure out connection of society and philosophy today.
We believe that the ideas promotedĽ analysed and applied by the
authors render the urgency of philosophical articulation of contemporary
issues even more significant and significance of the phenomena
constitutive of the vital society even more distinct.
Editors
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TO DEF)C)TS OF DEMOCRAT)C T()NK)NG
)N SLOVAK)A
Ľubomír Dunaj
This paper focuses on three topics. First, it describes Axel Honneth‟s version of
social theory, accepts his distinction between social and political philosophy and
discusses concerns about the term social pathology. The main conclusion of the
paper will be to claim, on the basis of Honneth‟s theory, that social pathological
phenomena are capable of destroying a society‟s democratic institutions.
Secondly, the critical theory of society will be defended as an adequate way of
thinking about present western societies, because it can solve the antagonism
between liberalism and communitarianism, and integrates the concepts of
community („Gemeinschaft‟) and the concept of public reason („Vernunft‟) in a
unified theory. Finally, this theory will be applied to expose deficits of the
Slovakian democratic transformation after November 1989, which can be in
many cases understood as pathological.
Key words: social philosophy – social pathology – democracy – Slovakia –
transformations
November 2014 will mark the 25th anniversary of the Velvet or Gentle
RevolutionĽ which is the description for the non-violent transition of
power in Czechoslovakia in 1řŘř. This period of twenty five yearsĽ which
is a period of an entire generationĽ is long enough in order to reflect upon
whether the expectations of the peopleĽ which wanted to transform the
Czech and Slovak society at the end of the year 1řŘřĽ have been fulfilled.
The attention in this paper will not be focused on detailed analyses of the
concrete historical or economical factsĽ but rather will point out some
deficits of democratic thinking in Slovakia from the perspective of current
research in social and political philosophy.
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Ľubomír Dunaj
Social versus political philosophy?
Axel HonnethĽ one of the most important contemporary social theorists
suggests a non-conventional interpretation of social philosophy. Because
he makes a clear distinction between social and political philosophyĽ
thereby understanding them as autonomous disciplinesĽ he departs from
the Anglo-Saxon traditionĽ which understands social philosophy only as a
subdiscipline of political philosophy ĚHonneth 2007Ľ 3-4ě.
According to the definition of the traditional and the current tasks of
social philosophy based on the notionĽ its tasks aim at the assessment and
the explanation of such trends in the social processesĽ which “can be
viewed as misdevelopments ĚFehlentwicklungeněĽ disorders or „social
pathologies‟” ĚHonneth 2007Ľ 4ě.
The neglect of social-philosophical topics in public discourse can
generate harm or even fail to establish such qualities of individualsĽ which
support their abilities to master different vital challenges and demands.
Many of them then suffer from various pathological phenomena such as
consumerism, commercialism, reification or alienation. Such phenomena
subsequently also undermine the ability of individuals to adequately
participate in public lifeĽ and thereby contribute to the reproduction of
democratic institutions. On the one handĽ it disturbs the establishing of the
individual as an autonomous entity. On the other hand it blocks the
integration of individuals into the society Ŕ very often for instance
because of an inadequate understanding of their rights. As a resultĽ the
adoption of norms and expectations becomes insecureĽ which requires a
democratic relation between the state and its citizens.
From this approximation to classical political theory it is becoming
clearĽ that the strict distinction between social and political philosophy for
considerations about democracy has largely just a “working” character. If
we consider the key concepts of the single disciplineĽ i.e. justice Ěpolitical
philosophyě and good life Ěsocial philosophyěĽ it is not difficult to show
that the necessary conditions for their implementation overlap in many
spheres of social life. It means that after the overstepping of a certain
degree of pathological phenomena in societyĽ the frameworks considered
by political philosophy are also destroyed. The reason isĽ that there are too
few citizensĽ capable of preserving a successful democracy. By contrastĽ
the right to fulfil various individual aims and the generous ideal of
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freedom is emptyĽ when it is defined only as a negative one ĚI. Berlině. It
is often overlooked that in society there are many institutional or
“structural” obstaclesĽ which make self-realization impossible.
SoĽ for a well-functioning democracy both social and political theory
and their mutual interactions are importantĽ but we must not neglect topics
of social philosophy. For the society of the Slovak republic it has a special
importanceĽ because we are very often confronted with a “catastrophical”
assessments of democracy in Slovakia. In factĽ this kind of political
regime demonstrates a high degree of stability and legitimacyĽ despite
noticeable inequality and various deficits by state administration and
jurisdiction.
Considering what belongs to the main issues of Slovakian public
discourseĽ it is the fact that there are too many critical citizens and even
some influential thinkers who present almost “pathological” critique Ěin
contrast to constructive critiqueě. This tendency very often either leads to
a pessimistic “writing-off” of our democracyĽ or to a utopian
transfiguration of the overall structure of societyĽ insteadĽ for exampleĽ of
observing and considering existing legislation and cultivating a
“democratic morality Ěor democratic Sittlichkeitě”. Honneth s
interpretation of critical theory of society and his theory of recognition
offer in my opinion the possibility for adequate grasping the character of
social processes andĽ thereforeĽ provide guidance for the successful
implementation of requisite social changes
Critical theory as social philosophy
By explaining the tradition and actualisation of social philosophyĽ Axel
Honneth statesĽ that Thomas Hobbes was as the first in the middle of the
17th centuryĽ who used the notion of “social philosophy”Ľ when he “sought
the legal conditions under which the absolutist state could gain the
stability and authority necessary for pacifying religious wars” ĚHonneth
2007Ľ 5ě. As Honneth further explainsĽ this notion was notĽ in a strict
senseĽ put into practice until a century later by Jean-Jacques RousseauĽ
whoĽ in contrast to HobbesĽ was “less interested in the conditions under
which civil society could be preserved than he was in the causes leading
to its degeneration”Ľ because “in the hundred years that transpired
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Ľubomír Dunaj
between these two worksĽ the process of capitalist modernization had
made so much progress that a sphere of private autonomy was able to
emerge in the shadow of the absolutist state” ĚHonneth 2007Ľ 5ě. In the
nascent bourgeois public sphere Rousseau could study those kind of
actionsĽ which later free up the space forĽ on the one handĽ democratic
institutions andĽ on the other handĽ for capitalist commodity exchange.
This in turn gave rise to a form of social life that would have been
unrecognizable to Hobbes. Under the increasing pressure of economic and
social competitionĽ practices and orientations arose that came to be
founded increasingly upon deceptionĽ dissembling and jealousy”.
Rousseau focused his attention on this form of lifeĽ and he was interested
in “whether this form of life still retained the practical conditions under
which humans could lead a good and well-lived life”. Thus he disclosed
the matter of social philosophyĽ whichĽ unlike political philosophyĽ is no
longer a search for the conditions of a correct or just social orderĽ “but
instead would attempt to ascertain the limitations that this new form of life
imposed on humans‟ self-realization” ĚAll quotations in this paragraph:
Honneth 2007Ľ 5ě.
Such definition of the subject of social philosophy contributed to
Honneth‟s new interpretation of the legacy of critical theory. The
description of social pathologies of reason plays the most important roleĽ
since “not only the members of the inner circle but also those on the
periphery of the Institute for Social Research perceive the societal
situation on which they want to have an effect as being in a state of social
negativity. MoreoverĽ there is a widespread agreement that the concept of
negativity should not be restricted in a narrow way to offences committed
against principles of social justice butĽ ratherĽ should be extended more
broadly to violations of the conditions for a good or successful life”
ĚHonneth 200řĽ 22ě.
The thinking about this issue ties into Hegel‟s philosophyĽ and accepts
the explanationĽ that the genesis of social pathologies should be
understood as a result of a lack of social rationality ĚHonneth 200řĽ 24ě.1
Honneth deals with this interpretation further and states: “When this view
is detached from the particular context in which it is embedded in HegelĽ
“Hegel was convinced that social pathologies were to be understood as the result of the
inability of society to properly express the rational potential already inherent in its
institutionsĽ practisesĽ and everyday routines” ĚHonneth 200řĽ 23ě.
1
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it amounts to the general thesisĽ that each successful form of society is
possible only through the maintenance of its most highly developed
standard of rationality”. And this connection is according to Hegel
“justified on the basis of the ethical premise that it is only each instance of
the rational universal that can provide the members of society with the
orientation according to which they can meaningfully direct their lives”
ĚHonneth 200řĽ 24ě.
Why Critical Theory of Society?
It is not controversial that “prevalent today is a liberal conception of
justice that uses criteria for the normative identification of social injustice
without the desire to further explicate the institutional framework of
injustice by embedding it within a particular type of society” ĚHonneth
200řĽ 20ě. We can say that in confrontation with the two main conceptions
of contemporary social and political philosophyĽ i.e. beside liberalism and
communitarianism critical theory of society is exactly this kind of school
of thought Ěespecially when it intersects some elements of Dewey‟s
pragmatisměĽ which is able to offer a way of diagnosing and subsequently
eliminating social pathologies.
The Hegelian idea of the rationality of cooperative self-actualisation,2
which all members of critical theory share and which is critical to
liberalism and communitarianismĽ is significant for a critical theory of
society. All concepts of a rational practiceĽ which are applied by critical
theoryĽ are suitable for the procedureĽ whose achievement demands a
higher degree of the intersubjective agreement than is acceptable for
liberalism: “to be able to cooperate on an equal basisĽ to interact
aestheticallyĽ and to reach agreements in a noncoerced mannerĽ a shared
conviction is required that each of these activities is of an importance that
justifiesĽ if necessaryĽ the neglect of individual interests” ĚHonneth 200řĽ
27ě.
By creating the “rational universal” the tradition of critical theory fills
the important place of the conception of public sphere, which was inspired
For better understanding of Honneth‟s interpretation of rationality see ĚDeranty 200řĽ
206ě.
2
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Ľubomír Dunaj
above all by Jürgen Habermas.3
Nancy FraserĽ another important current exponent of this school of
thought provides two different understandings of the concept of public
sphere:
1. “The civic republican model stresses a view of politics as people
reasoning together to promote a common good that transcends the
mere sum of individual preferences” ĚFraser 1řř7Ľ Ř6ě.
2. “In contrastĽ the liberal-individualist model stresses a view of
politics as the aggregation of self-interestedĽ individual
preferences” ĚFraser 1řř7Ľ ř7ě.
Nancy Fraser emphasises that political discourse in the latter notion of
public sphere “consists in registering of individual preferences and in
bargainingĽ looking for formulas that satisfy as many private interests as
possible. It is assumed that there is no such thing as the common good
over and above the sum of all various individual goodsĽ and so private
interests are the legitimate stuff of political discourse” ĚFraser 1řř7Ľ ř7 Ŕ
řŘě.
This means thatĽ for example ecologyĽ generally available health careĽ
public school systemĽ long term sustainable consumptionĽ care for public
open spaces etc.Ľ are not important but rather only private preferences.
Here it is possible to see Marx‟s influence namelyĽ that we have to
distinguish between “self-regard Ěowně interests” and “selfish interests”
and it is important to emphasise Marx‟s claim that the rights of people
should not be understood as the rights of the egoistic individual ĚChan
1řřřĽ 220ě.
So we are approaching the identification of the one of the main
pathologies of Slovak history after November 1řŘřĽ but we have to
mentionĽ that this kind of pathology is typical for many western countries
too. It is the pathology of Legal Freedom ĚA. HonnethěĽ which implies
juridification ĚVerrechtlichungě in almost all areas of life. In our concrete
realityĽ it means that many thingsĽ which were once regulated by informal
human activityĽ must now be regulated „in a formal way“.4
See ĚHabermas 1řř1ě.
Milan Kundera clearly grasped this fact in the novel ImmortalityĽ where he criticises
unreasonable and unlimited view on human rights. He points outĽ that as a result of
3
4
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This statement does not mean an utter questioning of law as a key
regulator of social life in modern societies. MoreoverĽ if we would analyse
this problematic from a global perspective Ěnot just from Western or more
concrete Slovakian perspectiveěĽ it is clear that human rights standards
must be improved in many parts of world. At the end of this paperĽ I will
emphasize this point by way of a small illustration. My critique is oriented
principally towards Slovakian affairsĽ in which we are confrontedĽ after 25
years of very turbulent transformationĽ with violations of the moral
dimension of life. Of courseĽ in many ways we have copied the affairs of
others Western societies.5 But some of them have been able to deal better
with this difficulty than othersĽ and it seems plausible that these kinds of
societiesĽ which have been able to create a high level of democratic
Sittlichkeit are much less susceptible to economic problems.
At the end of this part of the paperĽ I would like to provide the
distinction between critical theory and communitarism. According to
Honneth “no critical theorist has ever abandoned the Hegelian idea that
cooperative practiceĽ along with the values attendant to itĽ must possess a
rational character” ĚHonneth 200řĽ 2Řě. A transition to liberating practises
of cooperation should not result from an affective bondĽ or from a feeling
of affiliation or approvalĽ but from rational perspective. SoĽ “the tradition
of Critical Theory thus differs from both liberalism and communitarianism
by virtue of a particular kind of ethical perfectionism. To be sureĽ unlike
the liberal traditionĽ Critical Theory holds that the normative aim of
society should consist in reciprocally making self-actualization possible.
At the same timeĽ it understands its recommendation of this aim to be the
well-grounded result of a certain analysis of the human process of
increasing popularity of human rightsĽ they have lost all contentĽ and now it has become a
common attitudeĽ everyone towards everything: “…people in the West are not threatened
by concentration camps and are free to say and write what they wantĽ the more the fight for
human rights gains in popularity the more it loses any concrete contentĽ becoming a kind
of universal stance of everyone towards everythingĽ a kind of energy that turns all human
desires into rights. The world has become man‟s right and everything in it has become a
right: the desire for love the right to loveĽ the desire for rest the right to restĽ the desire for
friendship the right to friendship the desire to exceed the speed limit the right to exceed the
speed limitĽ the desire for happiness the right to happinessĽ the desire to publish a book the
right to publish a bookĽ the desire to shout in the street in the middle of the night the right
to shout in the street” ĚKundera 1řř1Ľ 153ě.
5
Cp. ĚTaylor 1ř7Řě.
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Ľubomír Dunaj
development” ĚHonneth 200řĽ 2Řě.6
Developments in the last decades
In the book Freedom‟s Right: The Social Foundation of Democratic Life
Axel Honneth proposes his own interpretation of social pathology.
According to Honneth we can speak about social pathologyĽ when we are
confronted with a development in societyĽ which leads to undermining of
rational abilities of members of society to participate in determining and
deciding upon forms of social cooperation: “Unlike social injusticeĽ which
consists in an unnecessary exclusion from or restriction on opportunities
to participate in social processes of cooperationĽ social pathologies are
found at a higher stage of social reproduction and impact subjects‟
reflexive access to primary systems of actions and norms” ĚHonneth 2013Ľ
Ř6ě. We can speak of „social pathologies‟ if some or all members of
societyĽ in pursuance of social reasonsĽ are no longer able to adequately
understand the meaning of these practice and standards.
I consider as a one of the characteristic features of the situation in
Slovakia after November 1řŘř the fact that a big part of the population is
not able to identify itself with the existing political systemĽ although its
standards embody many ideals of European modernityĽ ideals that have
been the object of struggle for many centuries. Many people in Slovakia
are not able to understand the democratic political system and so they are
not able to positively contribute to democratic processes and institutions.
This could leadĽ even in the short-termĽ to dramatic consequencesĽ like
social tremors and turbulences. In this senseĽ I consider the resignation of
a large part of the inhabitants of Slovakia to bring into effect the legal
standardsĽ which have been already codified in our constitutionĽ pathological. There are many reasons for this and I will attempt to outline some
of them.
The first reason has to do with “exaggerated” expectationsĽ which people had in the year 1řŘř. The Western liberal-capitalistic societies repreAt this point we can find some similar features between critical theory and ConfucianismĽ
although in ConfucianismĽ especially in its classical formĽ is the gregarious character
stronger. Confucianism can be classified as another school of thought of contemporary
social philosophy. Compare for instance cp. ĚBai 2012ě and ĚBell 200Řě.
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sented for most Slovaks the examples of perfect societiesĽ although the
historical truth is that many of them have and still struggle with many socialĽ politicalĽ and economic problems. EspeciallyĽ if observed after the
economic crises from 200ŘĽ which showed how fragile the capitalist
economic system is.
From our current perspectiveĽ we can say that this “fascination” by the
West was above all connected to expectations of the kind of surplus of
consumption enjoyed in the West. After certain “disillusionment” in recent
yearsĽ it has become clear for many todayĽ that such a final condition of
historyĽ where all is perfectly “good” and “ideal” does not exist.
MoreoverĽ various deficiencies can be found in the most developed
societiesĽ which are related to many factorsĽ for instance the Breivik‟s
massacre in Norway.
As a resultĽ I believe that for Slovak societyĽ it is necessary to
overcome this deficient “black or white” worldviewĽ i.e. capitalism good
vs. socialism bad Ěor the reverseě and soberly admit that human society is
too complexĽ that on the one handĽ there will be still “something to do”Ľ
and on the other handĽ the shortcuts and “all-embracing” solutionsĽ like
the installation of the flat tax in 2004Ľ can do society more harm than
good.
The second reason probably has to do with an over-reliance upon the
law and the convictionĽ that it would be possible to regulate all social
interactions by legal means. It seems plausible to claim that many people
in Slovakia accepted such positionĽ as it were the real “end of history” Ěin
teleological senseě and that legal normative principles based on our socialliberal constitution by themselves Ěan sichě guarantee a just society
without our personal contributionĽ engagementĽ virtues etc. Of courseĽ the
opposite is true. This fact pushes us to claim a banalityĽ viz. that the concrete quality of any society or political system rises and falls on the
“quality” of its people in the widest sense and especially in a democratic
one.
The final factor of pathological resignationĽ which I would like to
mentionĽ is the experience with the establishment of new elites in the
1řř0‟sĽ which brought with it a lack of transparency and justification.7
The great story of these processes is Peter Pištánek„s novel Rivers of Babylon ĚPiš ánek
2007ě. Many of these processes were of course very similar also in other countries in
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Ľubomír Dunaj
IndeedĽ the privatization of national and public propertyĽ goods and
resourcesĽ practices of mafiaĽ intimidationĽ and still today the flowering
corruptionĽ an insufficient enforcement of lawĽ etc. have been inscribed
deep into the social memory of Slovaks.
Unfortunately my personal experience confirms the huge resignation to
overcoming these negative aspects of our society. My job as a teacher at
grammar school or at university brought me to the sad realization that
many young people in SlovakiaĽ which maybe should be full of
“progressive ideals”Ľ no longer care for public affairs. They are
“normalised”8 very quickly and instrumentalise their behaviour very early
Ŕ especially with respect to their future possibilities of consumption.
Many of them do not believe in democratic institutionsĽ do not believeĽ
that these institutions work as it is described in the school books of civics
and historical scienceĽ which deal with the standard theory of
representative democracy and socially oriented market economyĽ as well
as the historical reconstruction of our path to democracy.
It is really difficult to persuade people in Slovakia to the contraryĽ
because in factĽ many institutions do not work adequately. HoweverĽ the
pathological dimension of this situation is that instead of the vehemently
demanding to fulfil our constitutional guaranteesĽ not only civil and
political rightsĽ but also social rights Ŕ the majority of populationĽ as well
as in the time of normalisationĽ secludes itself in “private spaces”. Instead
of making the effort to lead their lives in a transparent wayĽ many people
look for their own “path” to ensure their needs.
Much more dangerous than various forms of corruption is another fact:
a tendency toward extremism Ŕ right or left oriented Ŕ for those citizensĽ
which are not able to find some “path” for saturating their needs. In my
opinionĽ it is not important to analyse theoretically the right-wing
extremism in detailĽ because it is very easy to disqualify every kind of
extremism by arguments.9
Central and East Europa after 1řŘř.
8
In the history of CzechoslovakiaĽ normalization is the name commonly given to the
period 1ř6řŔŘ7Ľ which was by sequel established after the military intervention of Warsaw
Pact armies in august 1ř6Ř. This period is generally knownĽ as the “time of opportunism”.
9
But we should not underestimate itĽ all the more Ŕ because of the persistence of economic
crises and with it a related increase of nationalistic or even fascist movements and parties
Ělike JOBBIK in Hungaryě.
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More complicated are theoretical solutions for left-wing oriented
extremism. It is important to sayĽ that a simplistic critique of capitalism
ĚJaeggi 2013ěĽ without sufficient heed to the complexity of economic
processes as well as other social processes can have a negative impact on
the claim to contribute to human emancipation and freedom.
Conclusion
A headline of a German newspaper points out that on the 1ř. November 10
2013 an enormous sanitarian catastrophe: 2.5 billion of people in the
world do not have any access to toilets. It has a dramatic impact on their
health as well as on the environment.
The harmfulness of terrible sanitarian conditions is possible to
quantify. Alexander KöcherĽ the author of the article Toiletten sind ein
Menschenrecht ĚToilets belong to human rightsě mentionsĽ that according
to data by World Health Organization ĚWHOě one gram of faeces
comprises 10 million of virusesĽ 1 million of bacteriaĽ 1000 of parasites
and hundreds of worm eggs. The most frequent consequences of that are
diarrheal diseasesĽ from which 1Ľ 4 million of children under 5 years die
every year Ŕ more than by malariaĽ measles and HIV/Aids together.
Although diarrhea is not always fatalĽ it causes many other problems.
Körcher points out some examples. Because of it children miss 400
million school daysĽ which meansĽ that the chances of education and ways
out of poverty are limited for millions of children. Other health
consequences are malnutritionĽ anaemia and growth disordersĽ which
mean to a certain extent a long-life disability.
It is very interesting that women suffer especially from the deficiency
of toilets. The dangerĽ for instanceĽ comprises of sexual harassment or
even assaultĽ because the placesĽ which substitute the toiletsĽ are very
often located far from their domiciles. In remoter spots they are often in
danger because of wild animals and snakes. Another problem is the
absence of cultural acceptance. As a resultĽ women and girls usually go to
spots “designated” for toilets after twilight. During the day they
1ř. November has been in year 2001 established as world day of toilet. Cp. WTO Ŕ
World Toilet OrganisationĽ Ěhttp://worldtoilet.orgě.
10
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Ľubomír Dunaj
intentionally eat and drink less in order not to have to visit a “toilet”
before twilight yet. During puberty the girls have another problem. Since
the schools in these countries do not have toilets with enough of
equipment Ěor they are even without toiletsěĽ many girls stay home during
the period of menstruation. Those periodically missed school lessons are
often not tolerated by teachersĽ so girls are often no longer allowed to
attend school. Another disadvantaged groupĽ continues KöcherĽ are the
poorĽ but wider parts of population are also affected. The World Bank
calculated the economic damages for the countriesĽ which suffer from
poor sanitary care. In India this aggregate comes to 54 billion of US
dollars every yearĽ that isĽ as much as the GDP of Croatia. The
subcontinent loses also 3ŘĽ5 billion per year because of medical costs
ĚKörcher 2013Ľ 20 Ŕ 21ě.
Of course we could continue by dealing with many other consequences
of this problem. And of course for many countries it is impossible to apply
the Western sanitarian solution. But my aim is different. I want to use this
example to show that often just a “small” shiftĽ like a provision of
hygienic toiletsĽ can from a long-term perspective bring significant
transformative changeĽ which touches large segments of society.
To concludeĽ I would like to make two suggestionsĽ which could bring
about such transformation in Slovakia. The first is a serious increase of
salaries for teachers and professors and the second is the implementation
of participatory democracy in some areas of political and economic life.
The first suggestion will contribute to development of creative and moral
abilities of societyĽ which could support the progress of a “democratic
Sittlichkeit”.11 The second suggestion will enable to use its creativityĽ for
instanceĽ to control the power components of society.
It is clearĽ that for a social critiqueĽ which follows a more radical
Marxist traditionĽ could argueĽ that difficulties faced by current
democracies and the huge increase of social injustice are associated with
negative aspects of globalisation and of global capitalism. I do not have a
problem with sharing this statement. But if weĽ on the other handĽ would
accept the complexity of human societies and of the variety of human
actionĽ behaviour and preferencesĽ it is not easy to find all-encompassing
This may result into seemingly irrelevant issues. We can find thousands of themĽ as for
example less aggressive drivingĽ stop at pedestrian crossingĽ no littering at the public
spacesĽ fairness in elementary human interactionĽ etc.
11
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solutions for all problems. ThereforeĽ the concept of silent
transformations, which have been influenced by François Jullien‟s
interpretations of Chinese philosophy ĚJullien 2011ěĽ would be in my view
the “best medicine” for many pathological features of SlovakĽ and maybe
even for other societiesĽ today.
References
BAIĽ T. Ě2012ě: China. The Political Philosophy of the Middle Kingdom.
London & New York: Zed Books.
BELLĽ D. A. Ě200Řě: China‟s New Confucianism: Politics and Everyday Life
in a Changing Society. Princeton: Princeton University Press.
CHANĽ J. Ě1řřřě: A Confucian Perspective on Human Rights for
Contemporary China. In: BauerĽ J.Ľ R. Ŕ BellĽ D. A. Ěeds.ě Ě1řřřě: The East
Asian Challenge for Human Rights. Cambridge: Cambridge University
Press.
DERANTYĽ J.-P. Ě200řě: Beyond Communication. A Critical Study of Axel
Honneth‟s Social Philosophy. Leiden Ŕ Boston: BRILL.
FRASERĽ N. Ě1řř7ě: Justice Interruptus. Critical Reflections on the
“Postsocialist” Condition. New York & London: Routledge.
HABERMASĽ J. Ě1řř1ě: The Structural Transformations of the Public
Sphere. An Inquiry into a Category of Bourgeois Society. Cambridge Ŕ
London: MIT Press.
HONNETHĽ A. Ě2007ě: Disrespect. The Normative Foundations of Critical
Theory. Cambridge ĚUKě: Polity Press.
HONNETHĽ A. Ě200řě: Pathologies of Reason. On the Legacy of Critical
Theory. New York: Columbia University Press.
HONNETHĽ A. Ě2014ě: Freedom‟s Right. The Social Foundations of
Democratic Life. Cambridge UK: Polity Press.
JAEGGIĽ R. Ě2013ě: Was Ěwenn überhaupt etwasě ist falsch am Kapitalismusť
Drei Wege der Kapitalismuskritik. In: JaeggiĽ R. Ŕ Loick D.: Nach Marx.
Philosophie, Kritik, Praxis. Berlin: Suhrkamp Verlag.
JULLIENĽ F. Ě2011ě: The Silent Transformations. Seagull Books.
1ř
Ľubomír Dunaj
KUNDERAĽ M. Ě1řř1ě: Immortality. London: Faber and Faber.
KÖCHERĽ A. Ě2013ě: Toiletten sind ein Menschenrecht. In: Frankfurter
Runschau. 1ř. november 2013Ľ s. 20 Ŕ 21.
PIŠ ÁNEKĽ P. Ě2007ě: Rivers of Babylon. Translated by Peter Petro. London:
Garnett Press.
TAYLORĽ Ch. Ě1ř7Řě: Hegel‟s Sittlichkeit and Crisis of Representative
Institutions. In: YovelĽ Y. Ěed.ě: Philosophy of History and Action.
Dordrecht: Reidel.
ubomír DunajĽ Ph.D.
University of Prešov
Center of Competencies and Longlive learning
Ul. 17. novembra 15
0Ř0 01 Prešov
Slovak Republic
lubomir.dunaj@unipo.sk
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ON T(E RELAT)ONS()P OF TEC(N)CAL
)MAGES W)T( T(E)R OUTS)DE
T(E COMMENTS ON V)LÉM FLUSSER’S
P()LOSOP(Y OF )MAGE
Tomáš Hauer
The term technical image (according to the media theorist Vilém Flusser, its first
form was photography, and the last form by now have been images projected in
all possible forms on screens, monitors and displays, including holograms) can
be understood as a term referring to the beginning of a new age, which is coming
after the age of linear writing. Historically as well as ontologically, compared to
the previous tradition, these technical images mean a rupture, a breakthrough.
The creating of technical images was a necessary consequence of the link
connecting texts to sensuously perceptible reality, from which texts used to be
abstracted earlier. Technical images have been an issue of philosophers‟ interest
since the time when W. Benjamin, a German cultural critic published the essay
Das Kunstwerk im Zeitalter seiner technischen Reproduzierbarkeit (The Work of
Art in the Age of Mechanical Reproduction, 1936), which has become commonly
known by now. Unlike W. Benjamin, who focused on the issue of social and
aesthetic theory of the original work and its copy in the age of serial
reproducibility, Flusser concentrated on the technology of reproducibility of any
work in the environment of so called new media which were just emerging then.
Just as Benjamin, Flusser recognized the first technically reproducible work in
photography, however, unlike him (or the photography theorists such as A. Bazin.
S. Sontag, or S. Kracauer), he used his analysis as a tool of prediction of the
future society development. Vilém Flusser, a native of Prague and a media
theorist, in his three key texts Für eine Philosophie der Fotografie (1983), has
been translated as (Towards a Philosophy of Photography), Ins Universum der
technischen Bilder (Into the Universe of Technical Images, 1985) and Die Schrift:
Hat Schreiben Zukunft? (Script: Does Writing Have a Future?, 1987) states that
technical images have become a dominant cognitive metaphor of the
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Tomáš Hauer
contemporary society and that a new social culture is being formed in connection
with their creation, distribution, transfer and consumption, where people are no
longer grouping around specific problems but around technical images. The new
social structure needs new criteria of analysis, requires a new interpretive
beginning. Flusser does not wonder how a medium is possible as such, but he
deals with the consequences of the effect of one type of abstraction, namely
technical images, on the contemporary society. The following text briefly analyses
the dominant cognitive metaphor of Flusser‟s theory – the term technical image.
Keywords: speed – technical images – apparatus – linear texts – calculation and
computation
I. Ontology of a photographic image
What is realityĽ the truthĽ goodĽ the futureĽ justiceĽ manĽ etc. Ŕ we have
been learning this from texts for a historically long period of time.
Together with writing and linear alphabetĽ a new ability which could be
called “conceptual thinking” has become part of our life. ThereforeĽ
deciphering texts means nothing else than revealing images denoted by
these texts. TraditionallyĽ learning meant to be able to read in the book of
the worldĽ i.e. to learn to code the world in the texts first by using linear
writing and then to learn to decipher the texts applied to reality. The
metaphor of the world as a book is an old Christian-Jewish metaphor and
until recently a highly prosperous one also in scienceĽ which has accepted
and adopted the idea. Human effort to capture an image of reality
mechanically dates back up to the 11th centuryĽ when Arabic astronomers
tried to create camera obscuraĽ howeverĽ photography was not recognized
as a new technical invention until the introduction of the technology of
daguerrotypy on 3 June 1Ř3ř. The invention of a photographic image and
its successors announced by the Parliament of ParisĽ which bought Louis
Jacques Mandé Daguerre‟s patent and made it available for free use in
1Ř3řĽ provoked a fiery response from the theorists as well as from
ordinary users. Paul Delaroche‟s declaration that painting had died due to
the invention of photography went down in history. HoweverĽ Delaroche
did not regard the invention of photography itself as a tragedy; what he
considered to be dead was probably just the technical aspectĽ because
painting could not stand a comparison with the perfection of a
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photographic image. Since the time the photography emergedĽ many
theorists have tried to define its complicated nature. Photography as the
first form of a technical image has many faces. In the course of its
existence it has been caught in the midst of a continual conflict. On one
handĽ it is supposed to be understood as objective Ŕ index presentation of
realityĽ the photographic image having become a confirmation of
reference to reality. On the other handĽ there are efforts to create
photographs as authorial worksĽ and their effect shouldĽ in way similar to
paintingĽ consist in expressing the author's subjective relation to reality.
Photographic communication therefore claims a dual purpose: to embody
a subjective or an objective image. ThusĽ it is only natural for the
philosophy of photography to be based on this dichotomy.
In his outstanding study The Ontology of the Photographic Image from
1ř45Ľ André BazinĽ a French film theorist Ě1ř1Ř Ŕ 1ř5Řě expressed his
conviction that the primary purpose of art was the human effort to
overcome death. Therefore the man began to create imitations of living
beings which reminded him of them. According to BazinĽ the oldest works
of art are mummiesĽ howeverĽ people later used also statues and paintings
to resist the merciless time ĚBazin 1ř67Ľ ř Ŕ 10ě. He states that the first
scientific and mechanical system of capturing reality emerged in the
Renaissance. It was a perspective whose rules are based on optics and
which made it possible to capture reality in a similar way as we perceive it
by the sight. According to himĽ although modern man no longer believes
in the identity of a model and of a portraitĽ the true image will enable him
to remember itĽ thus resist the time again.
The history of imaging technology is interpreted as an evolutionalĽ
logical and constant developmentĽ chaining invention and events in
heading to fulfil the human desire for a perfect capturing/replicating of
the reality. Each technological innovation Ŕ from photography to
movementĽ sound and colour Ŕ represents a more advanced developmental
stage with respect to capturing the reality. A. Bazin elaborates the theory
in his essay The Myth of Total Cinema. In the essayĽ he characterizes film
as a neutral technologyĽ mechanismĽ which records only in a passive wayĽ
and with respect to evolution it develops so that it can replicate the
experience of human perception of reality. André Bazin considers the
development of film to be linear chaining of events and inventionĽ each of
which is only an enhanced form of the previous one. Innovation is only a
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Tomáš Hauer
formal change closely referring to the previous development. ThusĽ the
myth of the total film is presented as independent driving force controlling
the development of film regardless the socialĽ political or economic
contexts. The very centre of Bazin‟s interest is photography due to its
ability Ŕ to adjust the shortcomings of the eye Ŕ to erase the mediator and
experience the reality. ThusĽ in his theory of imageĽ André Bazin asserts
objectivity as the main quality of mechanical reproduction and its relation
to its outside. ThereforeĽ Bazin viewed film technology as a means of
widening the potential of creators of imagesĽ means to visualize reality
itself more accurately and reliably. “If the origins of an art reveal
something of its natureĽ then one may legitimately consider the silent and
the sound film as stages of a technical development that little by little
made a reality out of the original myth . It is understandable from this
point of view that it would be absurd to take the silent film as a state of
primal perfection which has gradually been forsaken by the realism of
sound and color. The primacy of the image is both historically and
technically accidental. The nostalgia that some still feel for the silent
screen does not go far enough back into the childhood of the seventh art.
The real primitives of the cinemaĽ existing only in the imaginations of a
few men of the nineteenth centuryĽ are in complete imitation of nature.
Every new development added to the cinema mustĽ paradoxicallyĽ take it
nearer and nearer to its origins. In shortĽ cinema has not yet been
invented!” ĚBazin 1ř67Ľ 21ě.
André Bazin shows how an image of the outside world is formed
automatically in photography for the first timeĽ without human creative
interventionĽ in the spirit of strict determinism. All sorts of art are based
on the presence of manĽ only in photography we are granted his absence.
It gives us the impression of a “natural” phenomenonĽ like a flower or a
snowflake whose vegetable or earthly origins are an inseparable part of its
beauty. This automatic birth has completely reversed the psychology of an
image. The objectivity of photography gives it such credibility that cannot
be found in any work of art. Despite any objections of our spiritĽ we have
to believe in the existence of the represented objectĽ which is actually
made present in time and space. For BazinĽ the determinative nature of
photography represents a proof of its objective relationship to reality.
“Originality in photography as distinct from originality in painting lies in
the essentially objective character of photography. For the first timeĽ
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between the originating object and its reproduction there intervenes only
the instrumentality of a nonliving agent. For the first timeĽ an image of the
world is formed automaticallyĽ without the creative intervention of man.
The personality of the photographer enters into the proceedings only in his
selection of the object to be photographed and by way of the purpose he
has in mind. Although the final result may reflect something of his
personalityĽ this does not play the same role as is played by that of the
painter. All the arts are based on the presence of manĽ only photography
derives an advantage from his absence. Photography affects us like a
phenomenon in natureĽ like a flower or a snowflake whose vegetable or
earthly origins are an inseparable part of their beauty“ĚBazin 1ř67Ľ 13 Ŕ
10ě. ThereforeĽ in generalĽ we expect from photography that in a way it is
related to reality. HoweverĽ what about the contemporary form of
technical images and their relationship to their outsideť
II. Technical image and its relationship to its outside
At the beginning of Flusser‟s philosophy of technical imagesĽ we
encounter a cultural-sociological model where the author indicates in five
stages the changes in relationship between man and the worldĽ depending
on the kind of the medium dominant in the particular historical epoch. The
model is that of a ladder with five rungs. The mankind has climbed this
ladder step by step Ŕ from the concrete to higher and higher abstractions.
It is a model of cultural history and the alienation of man from the
concrete experience of realityĽ a model in which man puts agents/tools Ŕ
an imageĽ textĽ technical image Ŕ between himself and the world.
• First rung: Animals and “primitive” people are immersed in an animate
worldĽ a four-dimensional space-time continuum of animals and primitive
peoples. It is the level of concrete experience.
• Second rung: The kinds of human beings that preceded us
Ěapproximately two million to forty thousand years agoě stood as subjects
facing an objective situationĽ a three-dimensional situation comprising
graspable objects. This is the level of grasping and shapingĽ characterized
by objects such as stone blades and carved figures.
• Third rung: Homo sapiens sapiens slipped into an imaginaryĽ twodimensional mediation zone between itself and its environment. This is
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Tomáš Hauer
the level of observation and imagining characterized by traditional
pictures such as cave paintings.
• Fourth rung: About four thousand years agoĽ another mediation zoneĽ
that of linear textsĽ was introduced between human beings and their
imagesĽ a zone to which human beings henceforth owe most of their
insights. This is the level of understanding and explanationĽ the historical
level. Linear textsĽ such as Homer and the BibleĽ are at this level.
• Fifth rung: Texts have recently shown themselves to be inaccessible.
They don‟t permit any further pictorial mediation. They have become
unclear. They collapse into particles that must be gathered up. This is the
level of cal-culation and computationĽ the level of technical images
ĚFlusser 2011aĽ 6 Ŕ 7ě.
Linear texts thus occupied a dominant position as carriers of vital
information only for about four thousand years. It is the only time we can
speak of “history” in the strict sense. In the existence of mankindĽ linear
texts played only a transitional roleĽ in this senseĽ “history” was only an
interludeĽ an episode. “The difference between traditional and technical
imagesĽ thenĽ would be this: the first are observations of objectsĽ the
second computations of concepts. The first arise through depictionĽ the
second through a peculiar hallucinatory power that has lost its faith in
rules. This essay will discuss that hallucinatory power. FirstĽ howeverĽ
imagination must be excluded from the discussion to avoid any confusion
between traditional and technical images“ ĚFlusser 2011aĽ 10ě. Flusser‟s
model then describes a line Ŕ an imageĽ textĽ technical imageĽ while a
traditional and technical image quantitatively differ. In the following part
of the textĽ we will show this principal dissimilarity. Traditional images
Ěsuch as cave paintings in Lascauxě are abstractions of the first orderĽ if
they abstract from the concrete worldĽ while technical images are
abstractions of the third orderĽ they abstract from texts which abstract
from traditional images which abstract from the concrete world. The last
part of this sentence is importantĽ because it suggests that in the case of
technical images Ěfrom a photograph to a computer imageěĽ we deal with
abstractions of the third orderĽ not with images in the usual sense.
Technical images make it possible to handle phenomena the way they can
be perceived according to the apparatus programme or intention of the
apparatus user. Neither texts nor traditional images “can” do this. The new
possibility to provide virtualĽ fundamentally cybernetic environment for
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our everydayness has become a reality. This is what Flusser conveys us in
his philosophy of technical images with the urgency of his own. Technical
images furnish the space of our everydayness in a similar way as an
architect furnishes a room with new furniture. Technical images work by
supplying a reality where it is needed. A neutral pile of pointsĽ a calculable
pileĽ which must “be put together so that the world could be graspedĽ
imaginedĽ understood again and the consciousness could become
consciousness of itself again”Ľ is the subject of formation into technical
images.
“Producers of technical imagesĽ those who envision ĚphotographersĽ
cameramenĽ video makersěĽ are literally at the end of history. And in
the futureĽ everyone will envision. Everyone will be able to use keys
that will permit themĽ together with everyone elseĽ to synthesize
images on the computer screen. They will all beĽ strictly speakingĽ at
the end of history. The world in which they find themselves can no
longer be counted and explained: it has disintegrated into particlesphotonsĽ quantaĽ electromagnetic particles. It has become intangibleĽ
inconceivableĽ incomprehensibleĽ a mass that can be calculated. Even
their own consciousnessĽ their thoughtsĽ desiresĽ and valuesĽ have
disintegrated into particlesĽ into bits of informationĽ a mass that can be
calculated. This mass must be computed to make the world tangibleĽ
conceivableĽ comprehensible againĽ and to make consciousness aware
of itself once more. That is to sayĽ the whirring particles around us and
in us must be gathered onto surfaces; they must be envisioned”
ĚFlusser 2011aĽ 31ě.
And this is what technical images are used for Ŕ putting reality together
again. Our new arrangement of the worldĽ new after the end of the age of
linear writingĽ depends on two things Ŕ on apparatuses and on their
programmes.
Technical image as an abstraction of the third order shows two
qualities which differentiate it from abstractions of the first order Ěimagesě
as well as from abstractions of the second order Ětextsě. The technical
image is an image produced by apparatuses.
“The technical image is an image produced by apparatuses. As
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Tomáš Hauer
apparatuses themselves are the products of applied scientific textsĽ in
the case of technical images one is dealing with the indirect products of
scientific texts. This gives themĽ historically and ontologicallyĽ a
position that is different from that of traditional images. HistoricallyĽ
traditional images precede texts by millennia and technical ones follow
on after very advanced texts. OntologicallyĽ traditional images are
abstractions of the first order insofar as they abstract from the concrete
world while technical images are abstractions of the third order: They
abstract from texts which abstract from traditional images which
themselves abstract from the concrete world. HistoricallyĽ traditional
images are prehistoric and technical ones 'post-historic' Ěin the sense of
the previous essayě. OntologicallyĽ traditional images signify
phenomena whereas technical images signify concepts. Decoding
technical images consequently means to read off their actual status
from them” ĚFlusser 2000Ľ 14ě.
The affirmation that the technical image isĽ after allĽ created by manĽ is
defensible only in this context. Man creates itĽ but only to the extent
enabled by the apparatus programme. It is about two things: the apparatus
and the apparatus programme. Both the apparatus and the programme are
established in texts Ŕ scientific texts. The apparatus can only be produced
according to scientific texts and the same is true about the apparatus
programme. Scientific texts are basically complex concepts. And therein
lies the key difference between traditional and technical images. “The
difference between traditional and technical imagesĽ thenĽ would be this:
the first are observations of objectsĽ the second computations of concepts”
ĚFlusser 2011aĽ 10ě. Simply speakingĽ the technical image isĽ in factĽ a
visualized concept. A camera as well as a photograph are the results of a
complicated scientific institution. A computerĽ a monitorĽ a displayĽ etc.
are the results of a very complicated instruction conveyed by scientific
concepts. ApparatusesĽ like the means for creating technical imagesĽ need
functionaries Ŕ creators of fictions. This reverses the original relation
“man/apparatus” where man works as a function of apparatuses. He orders
apparatuses what the apparatuses themselves ordered him. “Around these
transmission points sit functionaries who press the keys of apparatusesĽ
especially those that compute images. For these images model the
behaviorĽ perceptionĽ and experience of all other functionaries. The
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functionaries instruct the images about how the images should instruct the
receivers. The apparatuses instruct the functionaries how they are to
instruct the images. And other apparatuses instruct these apparatuses about
how the functionaries are to instruct” ĚFlusser 2011aĽ 75ě.
Creating technical images was the necessary consequence of linking
the texts to sensuously perceptible reality from which texts were
abstracted. The development of science in the twentieth century drew an
abstract concept from an illustrative idea in an unexpected way. HoweverĽ
if two texts become incomprehensibleĽ there is nothing more to explain.
And right during this big crisis of textsĽ technical images were invented in
order to make texts comprehensible again. “During this crisis of textsĽ
technical images were invented: in order to make texts comprehensible
againĽ to put them under a magic spell Ŕ to overcome the crisis of history”
ĚFlusser 2000Ľ 13ě.
The order in the contemporary society is created by technical images
which work in a different way than the traditional images and require a
new way of acquiring and handling. What is an image for Flusserť For
FlusserĽ images are surfaces with a meaning. They refer to something in
space-time continuum “outside over there”Ľ something they are supposed
to make comprehensible for us as abstractions Ěas abbreviations of four
dimensions of space-time continuum into two dimensions of a surfaceě.
Flusser uses the term imagination for this specific ability to abstract
surfaces from space-time continuum and to project them into space-time
continuum again. ThereforeĽ images work by mediating the relationship
between the world and man. Man “exists”Ľ it means that the world is not
immediately accessible to himĽ thereforeĽ the function of images is to
mediate the world for man. HoweverĽ whenever they do thisĽ they put
themselves “between” the world and man. Images were supposed to be
mapsĽ but they became obstacles. Instead of presenting the worldĽ they
obscure it and man finally begins to live in the function of images he
himself created. He stops decoding images and he projects them
undecoded to the world “outside over there”. The principal consequence
of this is the fact that the world suddenly appears to be a complex of
imagesĽ factual configurations. Flusser calls this reversing of the function
of an image “idolatry” Ěidiolatryě and describes how it takes place. “The
technical images currently all around us are in the process of magically
restructuring our „reality‟ and turning it into a „global image scenario‟.
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Essentially this is a question of „amnesia‟. Human beings forget they
created the images in order to orientate themselves in the world. Since
they are no longer able to decode themĽ their lives become a function of
their own images: Imagination has turned into hallucination” ĚFlusser
2000Ľ 10ě.
What do technical images meanĽ if they are not pictures in the usual
senseť They are models. “They are models that give form to a world and a
consciousness that has disintegrated; they are meant to „inform‟ that
world. Their vector of signification is therefore the reverse of that of
earlier images: they don‟t receive their meaning from outside but rather
project meaning outward. They lend meaning to the absurd” ĚFlusser
2011aĽ 170ě. Some technical images fulfil the visionĽ according to which
reality could be fundamentally taken apart into points and then assign a
concept to each point. “Apparatuses incorporate the 1-0 structure because
they simulate the structure of our nervous system. ThereĽ tooĽ we are
dealing with a mechanical Ěand chemicalě turning on and off of streams of
electrons between the nerve synapses. From this standpointĽ digital codes
are a method Ŕ the first since human beings began to codify Ŕ of giving
meaning to quantum leaps in the brain from the outside. We are faced with
a self-concealing loop. The brain is an apparatus that lends meaning to the
quantum leaps that occur in itĽ and now it is about to turn this meaninggiving function over to apparatuses of its own accordĽ then to reabsorb
what they project. So the new codes are digital basically because they are
using simulated brains to simulate the meaning-giving function of the
brain” ĚFlusser 2011bĽ 145ě. As traditional images show realityĽ technical
images produceĽ form reality. Traditional images are mirrors of reality;
reality isĽ on the other handĽ a “mirror” of a technical image or scientific
concept or scientific text. The image shows one fact; technical images
produce so many facts as the apparatus programme allows them. Our
presence therefore differs from the age of linear writing Ěthe age of textěĽ
and among other things by the fact that is characterized by the “inflation
of reality” produced by technical images and technical devices. This has
significant cognitive consequencesĽ because technical images do not
represent or show anything of the world Ěalthough they pretend that they
do soěĽ but project something on it.
What is described by technical images is something thrown from inside
to outside. Here we come to the essence of the problem.
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“What does a technical image mean is an incorrectly formulated
question. Although they appear to do soĽ technical images don‟t depict
anything; they project something. The signified of a technical imageĽ
whether it be a photograph of a house or a computer image of a virtual
airplaneĽ is something drawn from the inside toward the outside. And it
is not out there until it has been drawn out. Therefore technical images
must be decoded not from the signifier but from the signifiedĽ not from
what they show but from what they show for. And the question
appropriate to them isĽ to what end do technical images meanť To
decode a technical image is not to decode what it shows but to read
how it is programmed” ĚFlusser 2011aĽ 4Řě.
ThereforeĽ a technical image is a tool whose function is Ŕ as with any
intermediary tools or machines Ŕ to change reality. But what is realityť
Material tools Ěa power plant or a carě change material reality. A technical
image changes symbolic realityĽ it changes meaningsĽ but as reality
becomes reality only after meanings are assigned to itĽ a technical picture
changes reality itself. Reality ceases to be a text for man and becomes an
image for image. The world and things “visualized” by a technical image
are things created by human intellectĽ not visualized by it. Technical
paintings thus put us into a situation in which our traditional efforts Ŕ to
represent reality adequately Ŕ do not make sense. Reality is a “surplus”Ľ it
is produced by apparatuses and the creators of fiction. Since the beginning
of every process of discovering reality is perceptionĽ a technical image is
able to change the field of perception and force each individual to a
particular way of perceiving reality; it allows to handle events the way
they are perceived according to the apparatus programme or the intent of
the person who uses the apparatus. Neither texts nor images “can” do this.
Disputes about the importance of reality thus move from the level of
abstraction of the second order Ětextsě to the level of abstraction of the
first order Ěpicturesě and abstractions of the third order Ětechnical imagesě
are the means to it. In practiceĽ this “transcript”Ľ transfer of line of
reasoning from the level of text to the level of a technical image takes
place wherever the electronic networks reach. TodayĽ we argueĽ we
recognize we make decisionsĽ assessĽ etc. not “through" text but “through”
images.
Consciousness that corresponds to technical images is above history.
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For technical imagesĽ history is only food they live on. Simultaneous
operation between an image and man leads to the loss of historical
consciousness on the side of the recipient of images and as a consequenceĽ
the loss of any historical action that might follow the adoption of an
image. Man‟s needsĽ wishesĽ feelings and knowledge must be explained
on the basis of a technical image as its source. “What we call “history” is
the way in which conditions can be recognized through linear texts. Texts
produce history by projecting their own linear structure onto the particular
situation. By imposing texts on a cultural objectĽ one produces cultural
historyĽ and by imposing texts on natural objects Ěwhich happened
relatively recentlyěĽ one produces natural history. Such historicizing of
conditions affects people‟s perspectives. Because nothing need repeat
itself in a linear structureĽ each element has a unique position with respect
to the whole” ĚFlusser 2011aĽ 5Řě. Technical images again and again
translate historical events into repeated screenings. The relationship
between a technical image and a manĽ the operation between themĽ is
therefore a central problem for any future cultural criticism and all the
other issues must be addressed from here. This is the substance of
Flusser‟s message.
“We must neither anthropomorphize nor objectify apparatus. We must
grasp them in their cretinous concretenessĽ in their programmed and
absurd functionalityĽ in order to be able to comprehend them and thus
insert them into meta-programs. The paradox is that such metaprograms are equally absurd games. In sum: what we must learn is to
accept the absurdĽ if we wish to emancipate ourselves from
functionalism. Freedom is conceivable only as an absurd game with
apparatusĽ as a game with programs. It is conceivable only after we
have accepted politics and human existence in general to be an absurd
game. Whether we continue to be „men‟ or become robots depends on
how fast we learn to play: we can become players of the game or
pieces in it” ĚFlusser 2013Ľ 26ě.
Is there any future for the very “gesture of writing” thenť How to
“write” in the age of domination of technical images with their perfect
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creation of realityť According to Vilém FlusserĽ our option is as follows:
“Writing is an important gestureĽ because it both articulates and produces
that state of mind which is called “historical consciousness”. History
began with the invention of writingĽ not for the banal reason often
advanced that written texts permit us to reconstruct the pastĽ but for the
more pertinent reason that the world is not perceived as a processĽ
“historically”Ľ unless one signifies it by successive symbolsĽ by writing.
The difference between prehistory and history is not that we have written
documents that permit us to read the latterĽ but that during history there
are literate men who experienceĽ understandĽ and evaluate the world as a
“becoming”Ľ whereas in prehistory no such existential attitude is possible.
If the art of writing were to fall into oblivionĽ or if it were to become
subservient to picture making Ěas in the “scriptwriting” in filmsěĽ history
in the strict sense of that term would be over!” ĚFlusser 2002Ľ 63ě.
References
BAZINĽ A. Ě1ř67ě: What is Cinemať Volume I. ĚHugh GrayĽ Trans.Ľ Ed.ě.
Berkeley: University of California Press.
FLUSSERĽ V. Ě2000ě: Towards a Philosophy of Photography. London:
Reaktion Books.
FLUSSERĽ V. Ě2002ě: Writings. MinneapolisĽ London: University of
Minnesota Press.
FLUSSERĽ V. Ě2011aě: Into the Universe of Technical Images.
MinneapolisĽ London: University of Minnesota Press.
FLUSSERĽ V. Ě2011bě: Does Writing Have a Future. MinneapolisĽ
London: University of Minnesota Press.
FLUSSERĽ V. Ě2013ě: Post – History. Minneapolis: Univocal Publishing.
33
Tomáš Hauer
doc. Mgr. Tomáš HauerĽ Ph.D.
VŠB Ŕ Technical University of Ostrava
Department of Social Sciences
t . 17. Listopadu 15/2172
70Ř33Ľ Ostrava-Poruba
Czech Republic
tomas.hauer@vsb.cz
thauer777@gmail.com
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A NEW C)V)L)ZAT)ON PARAD)GM:
TRANSFORMAT)ON AS AN ALTERNAT)VE TO
REVOLUT)ON
Ladislav Hohoš
In its substance globalization does not really represent a natural catastrophe
similar to the biblical flood as it is sometimes presented by the mass media, but
its negative impacts could, under some circumstances, be of the same fatal
consequences. The author suggests five possible scenarios of globalization
dealing with the range of possibilities of civilizational transformation.
Benjamin„s famous definition of revolution as the emergency brake indicates that
the pulling of this emergency brake remains the only option, unless we manage to
pull up and shunt the train: this is the dilemma of revolution or reform; however,
not as an antinomy but as a dichotomy. The future is open to several alternatives.
One can imagine global governance on the basis of international law, which
builds on the reality of a multipolar world, or an intercultural dialogue as a
means of shaping a single cosmopolitan earthly “civilization” instead of a war
over hegemony. The transformation of capitalism will take place one way or
another; bets are being laid on the costs.
Keywords: globalization – transformation – revolution – capitalism – possible
scenarios
The present civilization crisis is a consequence of the victory of liberalism
which originated from of the European philosophical thinking of the 17th Ŕ
1Řth century as a sign of leaving the past times. The civilization paradigm
of the new times played a positive roleĽ especially by the postulate of
uniqueness of human individuality and hence derived negative freedomsĽ
which signified hegemony of anthropocentrism. The Enlightenment
represented a cult of reason and only until recently the successes of the
Euro-American civilization were confirming the triumph of rationality or
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progress which used to be perceived as a linear advancement. The abovementioned also resulted in the total uniqueness of human being who was
given the right to control and manipulate. The Pythagorean harmony with
natureĽ an example of perfection as well as submission represented by the
religionĽ has disappeared. Theocracy failed in the medieval times; today
we can feel a dramatic impact of secularization. The request to build
heaven on earth here and now has not been more successful and as far as
intensity of violence is concerned it has been even worse.
The individual of the classical social agreement is atomized and nonhistorical; in the latest patterns from the point of view of utilityĽ he is the
incarnation of a rational egoist. These patterns do not solve the problem of
responsibility to community and the future generationsĽ also because until
the 1ř70s they had not expected the possibility of the depletion of natural
resources to be exclaimed then by the Club of Rome. The mankind
noticed the possibility of social devastation of human resources only after
the economic crisis in the first third of the 20th century but the dominance
of the concept of technocracy prevailed until the 1ř60s and maybe has
prevailed as an ulterior motive till nowadays. The discussion today is at
the level of communitarianismĽ especially concerning the perspective of
the role of the state in relation to individual choice of quality of life. In my
opinionĽ it seems to be necessary to amend radical individualism to some
extentĽ because the individual and the community are mutually dependent
entities. On the other handĽ we have had the opportunity to see the failures
of the attempts to substitute some universal values at the cost of
undervaluation of individual rights Ěe.g. the socialist collectivismě. I prefer
the moderate position which approves of the moral value of individual
rights as well as obligations in relation to community.
We can imagine a scenario with an elite cosmopolitan minority
profiting from globalization which feels no responsibility for the majority
of society that is left to its own fate. The majority will accentuate its
unique cultural identities Ě„the rebellion of minorities“ě because it has
nothing else to command against the successful economic globalization.
MoreoverĽ and this is crucialĽ it can reject the ideology of economic
growth by not accepting profit and competitive strength as primary goals
in the name of its own values ĚhappinessěĽ even at the cost of a certain
decline in consumption and/or in the standard of living Ěthe revolt against
meritocracyě; this leads to a situation where the political consensus ceases
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to function or even fails. Another warning scenario is based on the fragile
ephemerality of the well-being achieved in the so-called advanced
countries during the post-war boom in the second half of the twentieth
century: this welfare has been the basis of the unique integration of
Europe. The crucial problem for the post-capitalist globalized society is
how to ensure the right to minimum human dignity and a meaningful life
for the ostracizedĽ who find themselves outside the compulsory
employment enforced by autarchy: or should they not have been born at
allť
Egon Bondy points out that intensification of labour is a belief that was
enforced on people only a few generations ago; even if labour was
alienated in traditional societiesĽ the relationship between people and their
own production was not based on inadequate toil. “The owners of the
means of production counted on the workers wearing themselves out to
deathĽ while another ten people were to be found starving nearby who
could have taken over part of the work and earned their living. This
manifests the economic reality based on a belief that production must
continually grow and be even greater otherwise civilization would
collapse” ĚBondy 2005Ľ 114ě. This scenarioĽ envisioned by BondyĽ is
based on the exclusivity of profit motivation that leads to a situation
where in the end there remains only one monopoly ownerĽ who in fact no
longer needs profit or powerĽ because he can only maximize his own
prestige. Since the system that models the structure of the society is a
legal oneĽ the elite indispensable for the global actors Ě“symbolic
analysts” Ŕ Robert Reichě might be able to work out legislative schemes
which would observe the takeover of power from within and thus enable
the overthrowing of supranational oligarchies. Legal science ought to
formulate certain legal normsĽ fixed to such an extent that it would be very
difficult to violate them; moreoverĽ the norms should become natural or
customary for the rest of the inhabitants of the planet ĚBondy 2005Ľ ř6 Ŕ
řřě.
Bondy‟s vision may seem utopian. HoweverĽ great responsibility lies
with the global power elite: if they are going to use their influence to
establish such rules for the functioning of the global system that will
deepen the existing inequalitiesĽ and if the future global system is going to
be as blatantly unjust as it is todayĽ the crisis is virtually inevitable. David
Rothkopf Ě200ŘĽ 320ěĽ analyst of the new global financial oligarchyĽ
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attributes to the elites “the impulse to overreach” which has caused them
dearly over the years. If they realize that it is in their own interest to do
away with practices that now give everything to the rich and powerful
while leaving the poor with only promises of the distant futureĽ they can
dodge the fate of the previous elitesĽ “which were brought down due to
their greedĽ insensitivityĽ and short-sightedness” ĚRothkopf 200ŘĽ 321 Ŕ
322ě. ThusĽ it is the problem of how to make a highly sophisticated
economy operate on a different basis than global capitalism based on total
marketization; this is fundamental to all major transformation effortsĽ
whether evolutionary or revolutionary. J. Keller´s scenario is derived from
a situation where a number of people are redundant because the market
does not need them for abstract labour. ThereforeĽ those who are not able
to face the risks at their own costs became clientsĽ meaning that they are
not capable of equipping themselves. The result of the second phase of
globalization mightĽ according to KellerĽ mean a return to pre-modern
conditionsĽ to a form of unorganized barbarismĽ which he termed
“postmodern refeudalization” ĚKeller 2007Ľ 176ě. The common
denominator of the above-mentioned scenarios by Bondy and Keller is
their consideration of the new elite Ŕ the winners of globalization who
fulfil their own interests andĽ since they are successfulĽ launch the selfdestructive mechanism of the social order which they themselves
established. This evokes Marx´s idea that capitalism will collapse only
when it fulfils its historical mission and thus becomes a bearer for hidden
immanent self-destructive mechanisms.
Perceiving the crisisĽ intellectual reflection of the value and the moral
vacuum are not newĽ mainly in the European cultural environment. In
principle since the 1řth century resentiments have been part of the
diagnosis of Western civilization. Value relativism of recent
postmodernism reflects the historical tectonics in which shocks are the
signals of starting global transformation. As for the period of crisisĽ the
analogy of the thirties of the 20th century is not correct because it is not
only the economic crisis or within partial aspects the financial crisis.
HoweverĽ the mankind is confronted with a systemic civilization crisis of
transformation. Under the pressure of medial reality and ideology of neoliberalism the term reality and fiction are often interchangedĽ the partial is
considered as substantialĽ the prosperous is considered as permanent.
Reality of fiction is reflected as a financial crisis which was caused by the
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toxic assetsĽ i.e. mortgages in the USA. The crisis has been appearing in
the form of different shocks and instability of the monetary system since
the seventies and it was partly shifted in time after removal of the iron
curtain at the end of the eightiesĽ which made partial temporary expansion
of capital to the new markets possibleĽ but did not prevent the currency
crisis in the nineties. Fiction of reality is gased on misinformation that
after inflow of money of taxpayers in the financial systemĽ a gradual
transfer to consolidation comes Ěmore precisely a temporary moderation
of the symptomsě which is said to start another stability and possible
growthĽ so all will be the same as before.
In its substance globalization does not really represent a natural
catastrophe similar to the biblical floodĽ as it is sometimes presented by
the mass mediaĽ but its negative impacts couldĽ under some
circumstancesĽ be of the same fatal consequences. Promotion of oldfashioned ideological schemes supported by the mediaĽ which disguise the
substance of the present conflict processes generated by the class of global
capitalistsĽ also has an anti-productive effect. I suggest five possible
scenarios of globalization Ěthe range of possibilities includes five
alternativesě:
a worst-case scenario anticipates destructionĽ e.g. atomic war or
total collapse of environment; the alternative of total destruction of
mankind isĽ in the „better case“Ľ destruction of the reached level of
civilization or return to the barbarian manners;
a partly optimistic scenario can lead to success of temporary
consolidationĽ so that transnational globalization would continue for
some time on the basis of normative liberalism until the unsolved
need of qualitative changes caused another crisis;
an unfavorable change could provoke the start of a new form of
proto-fascism Ěrenewal of the authority based on right-wing
extremismě and thus of dictatorship with the possible ecologicalideological cover; new technologies would enable total control over
individualĽ thus solving the problem of controlling excessive
population growth at the global level;
in an explorativeĽ i.e. optimistic scenarioĽ there would be some
regulations of economy and mainly of financial marketsĽ founding
new wealth creating institutions Ŕ whichĽ howeverĽ could thrive
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Ladislav Hohoš
only at the transnational level; a cartel of elites may emerge with
the purpose of saving capitalism from itself;
a scenario distant in time: a target Ěnormativeě vision of society and
civilization of a new quality at the level of human society Ěa higher
level of socializationě and in terms of human species Ěthe problem
of trans-humanismě.
There are also other systemic alternatives which are offering solutions
towards the nearest future. There is an enormous asymmetry between the
demand of democratic participation at the political level and the total
absence of democracy in the posts or labour relations. According to D.
Schweickart‟s analyses the system of Economic Democracy is a market
economy but it makes ecological sustainability possible. Capitalism
requires economic growth as a condition of stabilityĽ while a company
must generate profit for owners. But the aim of company of Economic
Democracy is to prevent the loss of its market share and therefore it can
choose a less aggressive strategy than a capitalist company because the
system expects social control of investment without dictation by financial
markets ĚSchweickart 2002Ľ 156 Ŕ 15Řě.
The problem which should be discussed within the whole community
and by the whole planet lies in the questionĽ how to realize Ěin a
democratic wayťě the switch to the strategy of the permanently sustainable
life as the time we have at our disposal is strictly limited. Solution of the
transformational crisis lies in seeking such an alternative of globalization
which would meet the parameters of permanently sustainable terrestrial
civilization in the widest sense of the word. In the present it is not possible
to foresee how deep the transformational crisis will be: whether it will be
possible to manage it at the level of structural changes with a temporary
stabilization at the systemic level or whetherĽ in case it enforces some
changes at the systemic levelĽ their running will be to some extent
emergent. Both alternatives are wide-opened. The attribute of
temporariness in relation to systemic stabilization is a relevant parameter
because the economic system of capitalismĽ based on permanent extreme
wasteĽ isĽ in any caseĽ permanently unsustainable in its present form. As
far as the waste of the wealth creation of the relevant civilization is
concernedĽ there is a law of fall of marginal profits: from the specific
pointĽ every further unit invested in the input is bringing smaller
production growth Ěperformanceě at the output than the previous onesĽ so
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from the specific momentĽ even with the sufficient amount of units at the
input the gains at the output are falling. This law can explain the
extinction of the civilizations Ěe.g. the Roman Empireě when they could
no longer keep the level of complexity they had reachedĽ the falling
marginal profits enforced the economic processĽ i.e. a collapseĽ by which
we understand a return to the normal or lower complexity Ě“barbarian
manners”ě.
On the grounds of his experience of the First World War and the defeat
of the left in Germany in 1ř23Ľ W. Benjamin expressed his pessimism
regarding the Enlightenment idea of continual social progress: “This
storm is what we call progress” ĚBenjamin 1ř6ŘĽ 25Řě. Yet this very storm
accumulates disasters. The hope of emancipationĽ epitomized by the
revolution in Russia and followed by the formation of the Left in
GermanyĽ was part of the post-war euphoria. HoweverĽ the cards of history
were dealt differently. “The crisis of freedom begins not with a Bolshevik
revolution but with the moment when the Socialist workers of Germany
burned their own red banners in front of Kaiser Wilhelm's palace and
joined in his war effort” ĚBondy 2013Ľ 2Ř3ě. Preventing the war in 1ř14
would mean thwarting armament plansĽ and this goal could only be
achieved through revolutionĽ which would have been suppressed in any
country with unparalleled cruelty. The ruling elites now follow the same
pattern as before the World War I Ŕ naturallyĽ at a more sophisticated level
and using increasingly efficient repressive techniques.
Benjamin‟s famous definition of revolution as the emergency brake
indicates that pulling the emergency brake remains the only optionĽ unless
we manage to pull up and shunt the train: this is the dilemma of revolution
or reform; howeverĽ not as an antinomy but as a dichotomy. As the use of
the emergency brake always causes a giant shock wave with inevitable
casualtiesĽ what seems to be a better option for humanity is to move on to
the other trackĽ to use the double track to redirect the train. The issue of
global civilizational crisis is associated with the dynamics of social
change and transformation. Former conflicts between followers of
socialism concerning the dichotomy between revolution and reform have
become obsolescent. It is problematic to distinguish revolution from
transformationĽ for instance in Latin America. The consequences of
transformation can be more radical than those of political revolution.
TraditionallyĽ revolution seems rapid and violent compared with
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transformation which occurs gradually and unforced. Both elites and those
marginalizedĽ as well as the excludedĽ ought to attempt to avoid the
revolution in favour of “the revolutionary transformation” dealing with
partial piecemeal changes ĚDinuš Ŕ Hohoš Ŕ Hrubec 2014ě.
ReformsĽ originally aimed at rescuing the system from itselfĽ can
gradually grow into a transformation of the entire systemĽ even if the very
reform elites do not wish it themselves. The problem with these elites is
that partial measures do not resolve the situationĽ only allow temporary
respite: the point is to stop the train before the abyss. A system based on
commodificationĽ which presupposes the accumulation of profitĽ is
unsustainable economicallyĽ ecologicallyĽ sociallyĽ politically or morally.
The fears of violent revolution are much more legitimate now than in the
first half of the 20th century when Prague-born Karl Kautsky expressed
his concerns regarding the instruments of violence and coercion that the
politicians now have fully available. Kautsky had expected that the
socialist revolution of the proletariat would have had a completely
different form than the bourgeois revolutionĽ and thatĽ unlike the
“philistine revolution”Ľ it could have been fought by peaceful means Ŕ
economicĽ legislative and moralĽ rather than by physical forceĽ and this
wherever democracy had taken root. Yet the interrelatedness between
capitalism and democracyĽ used as a weighty argument in the context of
the Cold War back in the 1ř70sĽ can no longer be relied upon. As reported
by Robert ReichĽ former Secretary of Labour under President ClintonĽ the
“democratic aspects of capitalism have declined. Corporations now have
little choice but to relentlessly pursue profit. In this wayĽ the triumph of
capitalism and the decline of democracy have been connected” ĚReich
200ŘĽ 50ě.
Francois Furet stated thatĽ unlike the French RevolutionĽ the Russian
revolution had left us empty-handedĽ without any principles or laws or
institutionsĽ even without history. The October Revolution ended by
liquidating all that it had created and framed by what it had sought to
destroy ĚFuret 1řřřĽ VIIIĽ 2ě. Furet was obviously wrong with regard to
his reference to history; it was a clash of civilizationsĽ as pointed out by J.
Patočka: Lenin‟s commitment and his theory of imperialism waged Russia
to turn against the domination of the West by an attempt to establish a
kind of “radical Over-civilisation” ĚPatočka 1řř6Ľ 270ě. The Bolshevik
faction of the Russian revolutionaries was really fundamentally different
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from the Third Estate Ŕ the hegemonic leader of the French RevolutionĽ
although the two revolutions were characterized by applying the principle
of class dictatorship and revolutionary terror. The Russian BolsheviksĽ
including LeninĽ were inspired by the Jacobean period. This is why
historian Michal Reiman nicknamed the Russian Revolution “The
Plebeian Revolution” ĚReiman 1řř1Ľ 277 Ŕ 27Řě. Historical legacy of the
Paris Commune and of the Russian revolutions of 1ř05 and 1ř17 has
remained up today: the concept of the self-governance of societyĽ a
participatory democracy. Both revolutions had a common goal Ŕ the
fundamental transformation of societyĽ not only in France or in RussiaĽ but
worldwide. The October Revolution was carried out by the forces that in
the February Revolution represented the most radical element of the
plebeian campĽ which is to be understood as the impoverished and
radicalized element comprised of those who experienced the most adverse
social consequences of the war and the revolution. The Plebeian
revolution advocated a radical break with the pastĽ which was dismantled
not only in the material but also in the physical sense. The Bolsheviks
were incapable of ruling; they had no education or experienceĽ they could
maintain power only by military means and repressive terrorĽ which
resulted in the systematic elimination of the wealthy and educated classes.
For exampleĽ in 1ř20 the Soviet government put forward “propositions to
reinforce the system of war communism”: in addition to electrificationĽ
these propositions included militarization of the economy Ŕ labour
obligation had already been introduced Ŕ as well as full suppression of the
market and the abolition of money and money management. ThisĽ
howeverĽ failed to materialize; the reality enforced a change in the form of
Lenin‟s New Economic PolicyĽ even though Lenin himselfĽ distrusting the
free marketĽ considered those measures only temporary. The elements of
war communism in a modified arrangement lingered onĽ becoming a
legacy of the power elites. While there were significant differences
between the Stalinist period and the post-Stalinist “actually existing
socialism”Ľ the principles of war communism expressed in the denial of
market incentives and persistent distrust of intelligence became
entrenched. The last Plebeian generation was the Brezhnev retinueĽ which
vacated their positions to more cultured and more educated technocrats
only through the natural dying off of the Politburo members.
Industrialization in the 1ř30s and the subsequent collectivization of
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Ladislav Hohoš
agriculture initiated by Stalin were enforced by repressive terrorĽ including
periodic purgesĽ which could be viewed as an instrument of “acceleration
strategy”. I recall this termĽ introduced by M. Gorbachev as he assumed
powerĽ to the more widely known term “perestroika”. The strategy of
acceleration was abandonedĽ being absolutely unrealistic; what is moreĽ
there was even no attempt at directed change through economic reforms
so the economic instruments necessary for the transition from stagnation
to acceleration were not created. Disproportions that developed in the
former USSR in the 1ř30s have remained to this day. Despite its wealthĽ
Russia represents a typical Third World country reliant on oil and gas
prices in the world market. It has cutting edge weapons but is lacking
material-technical base for high-end technologies.
According to Arnold ToynbeeĽ in order to gain majorityĽ the creative
minorities use a primitive and universal ability Ŕ mimesis: the uncreative
majority passes a drill by imitating inspiring role models; in this way even
commercial exploiters or political demagogues can assert themselves. The
risk of disaster in using the art of mimesis lies in its mechanizationĽ which
is a kind of social drillĽ a machinelike response to the external requestĽ to
the demands of the leaders ĚToynbee 1ř64Ľ 315 Ŕ 31Řě. Both the concept
of revolution as of a belated or possibly retarded mimesis and the concept
of revolution as a manifestation of the plebeian “vox populi” confirm the
relevance of Benjamin's reflection on the revolution as an “emergency
brake”: it becomes the ultimate emergency measure when the opportunity
to flip the switch has been wasted. Repeated disastersĽ feared by
BenjaminĽ can trigger social upheavals and disrupt political stabilityĽ even
call the legitimacy of governments and political elites into question. The
interrelation between social and ecological disasters raises the question of
anti-capitalist alternativesĽ since meaningful discussion presupposes
pluralism in a theoretical plane.
The end of the Cold War allows one to see the world as it isĽ without
the pervasive ideological mimicry based on an artificial construct of two
“camps” divided by the Iron Curtain. The current world system is so
severely thrown out of balance that it is no longer sustainable. There is a
global civilizational transformationĽ which isĽ like any transformationĽ
largely emergent and thus with an unpredictable outcome. If we consider a
transformation strategyĽ the key issue that comes into foreground is the
extent of destruction that accompanies every fundamental qualitative
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transformation. Our current situation shows typical symptoms of the
declining ancient civilizations that perished as a result of their own
successĽ which brought about the depletion of indispensable available
resources. The question arises at what price the humanity will survive the
current civilization‟s rupture. In terms of alternative scenariosĽ thereforeĽ
the main concern is how to handle the transformation with the least
barbarity. We do not know whether the new system will be better or worse
than the existing one; the preservation of the current living standards in
the more developed parts of the world is problematic Ěwater-food bubbleĽ
climate changesĽ etc.ě The outcome will be decided through political
struggleĽ more or less violent.
The shift from manufacturing to financing shows that investors avoid
the risks associated with the production of goodsĽ where Marx's law of
falling profit rates operates in a modified formĽ and refocus on new
financial productsĽ commodifying the risk. ThisĽ coupled with the
introduction of new high-tech technologiesĽ leads to the loss of dominance
of organized labourĽ substituted by precarious work. Since the 1ř70sĽ the
U.S. has become a country of rentiersĽ losing control over their currency
and economyĽ with the emergence of a global-scale patrimonial
capitalism. Thomas Piketty distinguishes between two kinds of
increasingly unequal society which coexist: the rentier society and the top
manager society; both parts are often played by the same person. The
inherited wealth grows faster than the output and the income. The
concentration of wealth is now much higher in the U.S. than in EuropeĽ
which is the very result of the interconnection between the rentiers and the
managers. In the years aheadĽ this combination may create a new world of
inequalityĽ more extreme than ever before. Patrimonial capitalismĽ not
unlike that during the La Belle Époque Ě1Řř0 Ŕ 1ř14ěĽ is thriving; the
crisis of 200Ř was its first but certainly not its last crisis. Piketty warns
that whenever economic growth slows down and the return on the capital
increasesĽ as is the case nowĽ major political upheavals follow ĚPiketty
2014Ľ 173Ľ 237ě.
The new type of economic rationality is based on decommodificationĽ
on the promotion of the utility value instead of exchange valueĽ on the
recognition that non-market values deserve special attentionĽ particularly
with regard to public or social goods. I understand the concept of
decommodification in a broader senseĽ as a removal of the dominant
45
Ladislav Hohoš
position of the exchange value in the world of commodities in favour of
utility values. This presupposes the abolition of profit. Money will
probably not disappear entirelyĽ but one can imagine introduction of
measures such as a progressive global tax on capital ĚPiketty 2014Ľ 515ě
or amnesty on international and consumer debt ĚGraeber 2011Ľ 3ř1 Ŕ 3ř2ě.
If we manage to push through a compromise between the World
Economic Forum and the World Social Forum in the form of a “global
redistributive project”Ľ productive capital could once again assert itself at
the expense of financial capital. Alternative to underlying compromiseĽ
according to W. RobinsonĽ is the rise of global fascism ĚRobinson 2004Ľ
173ě. Such a compromise would attribute historical truth to Kautsky and
his concept of “ultraimperialism”Ľ that isĽ the possibility of a pacifist cartel
of the world's financial capital.
In his Philosophy of HistoryĽ W. Benjamin introduced an
objectification of the historical process through the inclusion of the
historically aggrieved as an interaction among partners of our current
experience within a moral community ĚHonneth 2013Ľ 107Ľ 110ě. The
American-German historian Fritz Stern described the First World War as
the first disaster of the twentieth centuryĽ the scourge that gave birth to all
the other disasters such as the Russian Revolution and World War II. The
manner in which the First World War was waged as the first industriallywaged war in history brought down all inhibitions; this was what
subsequently allowed concentration campsĽ holocaustĽ carpet bombing
and the use of the atomic bomb. What is moreĽ World War I demonstrated
the failure of the elitesĽ which is looming on the horizonĽ given the current
unstable situation and uncertainty regarding the rules of the world order.
The crisis factorsĽ which resemble the situation from a hundred years agoĽ
include the extremely deepening inequality. Christopher ClarkĽ historian
of PrussiaĽ concludes: “The protagonists of 1ř14 were sleepwalkersĽ
watchful but unseeingĽ haunted by dreamsĽ yet blind to the reality of the
horror they were about to bring into the world” ĚClark 2013Ľ 562ě.
FortunatelyĽ we are not consigned to historical necessity or repetition of
the past; moreoverĽ I hope that even the followers of neo-Marxism no
longer believe in the “iron necessity”. Similar doubts concern frequent
references of political analysts to “geopolitical necessity”. These are the
same petrified schemes based on the repetition of the past.
F. Jullien argues that our failure to notice the effect of cumulative
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changes over time is due to the grounding of Western thought in Greek
philosophy of being. In contrastĽ Chinese thought provides a more flexible
way of understanding the “silent transformations”: Revolutions
“radicalize action and carry it to its highest intensity... silent
transformations deflect step by step without warningĽ without
announcement Ŕ to the point of causing everything to topple over into its
opposite without anyone having noticed” ĚJullien 2011ě. Revolution forces
the situation to its extreme pointĽ intending to break forcefully with the
established order; it fightsĽ or rather strugglesĽ in a space of forces which
have been declared and become rivals; every revolution is followed by
restorations which take more or less time to arrive. The silent
transformation does not use forceĽ it does not fightĽ but makes its wayĽ
infiltratesĽ spreadsĽ branches out and becomes pervasive; this is also why
it is silent because it does not give rise to any resistance to it. “It is these
silent transformationsĽ more than the force of the rebellious MassesĽ the
ultimate utopian representation of the AgentĽ which overturn and will
overturn all the Ancient Regimes through progressive erosion of
everything that supports themĽ in relation to which actions and revolutions
are perhaps less catalyzers than simply indicators” ĚJullien 2011Ľ 65 Ŕ 6Řě.
The process of globalization as an emergence of the silent
transformation especially in its forced neoliberal version has not found a
point of acceptance which would allow its integration into historical
context. History would not be over because it had been forever pacified:
terrorism is the manifestation of the negative in historyĽ which is today no
longer allowed to be aimed outside because it belonged to another camp
or another class as in the time of the Cold War ĚJullien 2011Ľ 66; 120ě.
The future is open to several alternatives. One can imagine global
governance on the basis of international lawĽ which builds on the reality of
a multipolar worldĽ or an intercultural dialogue as a means of shaping a
single cosmopolitan earthly “civilization” instead of a war over
hegemony. The transformation of capitalism will take place one way or
another; bets are being laid on the costs. The hopes are pinned on taking a
moral stance: hecatombs of victims cannot be redressed by hollow
gestures; empathy with them could help us in our effort to change the
value priorities of the sorely-tried classes of Western civilization.
47
Ladislav Hohoš
References
BENJAMINĽ W. Ě1ř6Řě: Thesis on the Philosophy of History. In: BenjaminĽ
W.: Illuminations. New York: Schocken Books.
BENJAMINĽ W. Ě1řřřě: Iluminácie. Bratislava: Kalligram.
BONDYĽ E. Ě2005ě: O globalizaci. Brno: vyd. L. Marek.
BONDYĽ E. Ě2013ě: Why I Am Still a Marxist: The Question of Ontology. In:
BondyĽ E.: Postpříběh, příležitostné eseje a rekapitulace. Praha:
DharmaGhaia.
CLARKĽ C. Ě2013ě: The Sleepwalkers. New York: HarperCollins Publishers.
CLARKĽ C. Ě2014ě: Náměsičníci. Jak Evropa v roce 1914 dospěla k válce.
Praha: BB/art.
DINUŠĽ P. Ŕ HOHOŠĽ L. Ŕ HRUBECĽ M. a kol. Ě2014ě: Revoluce nebo
transformace – Revolúcia alebo transformácia. Praha-Bratislava: VedaFilosofia.
FURETĽ F. Ě1řřřě: The Passing of an Ilusion. Chicago: The University of
Chicago Press.
FURETĽ F. Ě2000ě: Minulosť jednej ilúzie. Bratislava: Agora.
GRAEBERĽ D. Ě2011ě: Debt: the first 5,000 years. BrooklynĽ New York:
Melville House Publishing.
GRAEBERĽ D. Ě2012ě: Dluh: prvních 5000 let. Brno: BizBooks.
HONNETHĽ A. Ě2013ě: Kommunikative Erschließung der Vergangenheit. In:
HonnethĽ A.: Die zerissene Welt des Sozialen. Frankfurt am Main:
Suhrkampf Verlag.
JULLIENĽ F. Ě2011ě: The Silent Transformations. London: Seagul Books.
KELLERĽ J. Ě2007ě: Teorie modernizace. Praha: Sociologické nakladatelství.
PATOČKAĽ J. Ě1řř6ě: Péče o duši I. Praha: Oikoymenh.
PIKETTYĽ T. Ě2014ě: Capital in the Twenty-First Century. CambridgeĽ Mass.:
Belknap Press.
REICHĽ R. Ě200Řě: Supercapitalism. Cambridge: Icon Books.
REIMANĽ M. Ě1řř1ě: Ruská revoluce. Praha: Naše vojsko.
ROBINSONĽ W. I. Ě2004ě: A Theory of Global Capitalism. BaltimoreĽ
Maryland: The John Hopkins University Press.
ROBINSONĽ W. I. Ě200řě: Teorie globálního kapitalismu. Praha: Filosofia.
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Philosophica 4 – Rendering Change in Philosophy and Society
Constantine the Philosopher University in Nitra, Faculty of Arts, Department of Philosophy, Nitra
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ROTHKOPFĽ D. Ě200Řě: Superclass: The global power elite and the world
they are making. New York: FarrarĽ Straus and Giroux.
ROTHKOPFĽ D. Ě200řě: Supertřída. Jak globální mocenská elita pretváří
svět. Praha: Beta Ŕ Dobrovský.
SCHWEICKARTĽ D. Ě2002ě: After Capitalism. LanhamĽ Maryland: Rowman
& Littlefield.
SCHWEICKARTĽ D. Ě2010ě: Po kapitalizme. Bratislava: vyd. Spolku
slovenských spisovate ov.
TOYNBEEĽ A. Ě1ř64ě: Civilization on Trial and the World and the West.
Cleveland and New York: The World Publishing Company.
Doc. PhDr. Ladislav HohošĽ CSc.
Department of Philosophy and of History of Philosophy
Faculty of Philosophy
Comenius University in Bratislava
Gondova 2, P.O.BOX 32
814 99 Bratislava
Slovak Republic
ladislav.hohos@gmail.com
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4
)NTERSTATE RECOGN)T)ON
AND )TS GLOBAL OVERCOM)NG
Marek Hrubec
The article focuses on philosophy of recognition among states and on its relation to
recognition on the transnational and global levels. Specifically, it analyses positive
aspects and limits of a concept of interstate recognition developed by Axel Honneth
within his Critical theory of recognition, and shows the process of articulation of
transnational and global recognition. The first part of the article touches on the
metatheoretical plane of Honneth‟s conception of moral realism, and specifies it with
regard to the issue of the legitimacy of states. Then, it focuses on the fundamentals of
Honneth‟s concept of recognition between states, and dwells on the necessity of
recognition for each state. The second part formulates the dilemmas and limits of the
concept of interstate recognition, especially in view of the globalization processes and
in relation to a concept of the individual in relations of mutual recognition in a
community. Then, it discusses Heins‟ and Pogge‟s problematic transposition of the
patterns of social relations from the national plane to the international plane. The
third part focuses on developmental tendencies of international and global
recognition, and deals with an important transitory concept of extra-territorial
recognition. The fourth part analyses possibilities and ambivalences of global state,
following especially Alexander Wendt a William Scheuerman. In the end, it sketches
possibilities of further examination of a theory of recognition at the transnational and
global levels.
Keywords: recognition – states – Critical theory – globalization – legitimacy
“Global social and economic processes bring individuals and
institutions into ongoing structural connection with one another across
national jurisdictions. Adopting a conception of responsibility that
recognizes this connection is an important element in developing a
theory of global justice.”
Iris Marion Young, Responsibility and Global Justice
The theme of socialĽ economicĽ political and legal aspects of an
arrangement beyond boundaries of nation state has become important
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Marek Hrubec
especially in the last decades of the intensified global interactionsĽ mainly
after the fall of the bipolar world. In this paperĽ I will focus on philosophy
of recognition among states and on its relation to recognition on the
transnational and global levels. SpecificallyĽ I will analyse positive aspects
and limits of a concept of interstate recognitionĽ mainly developed by
Axel Honneth within his ground-breaking Critical theory of recognitionĽ
and show the process of articulation of global alternatives of this interstate
concept.1
Axel Honneth articulates developmental trends that are detectable in
the moral grammar of social conflicts based on struggle for recognition in
the West in the timeframe of the past few centuries. The concept of the
polemical relationships of mis/recognition between states is one of the
specifications of this concept of social conflicts.2 Although Honneth‟s
analysis of the order beyond nation-states has not been fully developed
yetĽ it has opened many very relevant and provocative questions. In
generalĽ it is possible to say thatĽ compared to analyses of local and
national levels of recognitionĽ analyses of recognition beyond the borders
of a jurisdiction of state are not yet sufficiently detailed and require other
research.
Analyses of the struggle for recognition among states need further
conceptual distinction between the different relations crossing state
borders. If we divide these topics into classic international issues and
current transnational and global issuesĽ Honneth‟s analyses are based
primarily on the category of international order.3 He refers to the main
focus of his position as an analysis of recognition between states. We
might talk of the concept of international orderĽ as he himself uses the
term “international” as a synonym for “interstate”.4
One of my main sources in the writing of this paper comprised discussions at a
conference held at the university PUCRS in Porto AlegreĽ which was dedicated to the
Critical theory of Axel Honneth. I would like to thank especially Nythamar de OliveiraĽ
Giovani Saavedra and Emil Sobottka from that university for the invitationĽ and
particularly Axel Honneth for the discussions. In this paperĽ I use and develop my analyses
worked out in: ĚHrubec 2011ě.
2
Particularly: ĚHonneth 2012Ľ 137 Ŕ 152ě.
3
Honneth makes a classic differentiation into individual statesĽ and examines particularly
with states in the international context. He does not deal with relations between peoplesĽ as
performed by RawlsĽ for example. ĚRawls 1řřřě.
4
ĚHonneth 2012ě.
1
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That is not to sayĽ howeverĽ that Honneth wishes to attribute normative
priority to states and the relations of recognition between themĽ and
examine his position simply within the theory of national and international
relations. His general social theory analyses also a surplus of normative
validity which is expected to correspond to the developmental tendencies
of the patterns of recognition. ThusĽ his theory should include also the
trends of transnational and global development. Of courseĽ this raises
considerable attention and questions among many scholars who continue
to build on or develop the concept of international orderĽ or proceed
beyond it to the macro-regional and global levels. HoweverĽ because
Honneth has not focused on interstate relations in the explicit way in
many papers so farĽ it is necessary to explore not only his texts which are
dedicated directly to that theme5 but also to his specific theses in the texts
which have the main subject of study different.6
I will address these issues in the following order. In the first part of my
paperĽ on the metatheoretical planeĽ I will touch Honneth‟s conception of
moral realismĽ and specify it with regard to the issue of the legitimacy of
states. ThenĽ I will focus on the fundamentals of Honneth‟s concept of
recognition between statesĽ and dwell on the necessity of recognition for
each stateĽ including an issue of the relationship between the state and
political and cultural recognition. In the second partĽ I will formulate the
dilemmas and limits of the concept of interstate recognitionĽ especially in
view of the globalization processes and in relation to a concept of the
individual in relations of mutual recognition in a community. ThenĽ I will
discuss Heins‟s and Pogge‟s inadequate transposition of the patterns of
social relations from the national plane to the international and global
plane. In the third partĽ I will focus on developmental tendencies of
international and global recognitionĽ and recall a part of my own theory
which is focused on an important transitory concept of extra-territorial
recognition. In the fourth partĽ I will analyse possibilities and
ambivalences of global stateĽ following especially Alexander Wendt a
The principal analyses should focus primarily on the already mentioned text: ĚHonneth
2012ě; See also his paper on philosophical bases of the international covenantsĽ
specifically on human rights: ĚHonneth 1řř7ě. In German: ĚHonneth 2000aě.
6
ĚHonneth 1řř6ě. In: German orig.: ĚHonneth 1řř2ě; ĚFraser Ŕ Honneth 2003aě. In
German: ĚFraser Ŕ Honneth 2003bě; ĚHonneth 2014ě. In German orig.: ĚHonneth 2011ě.
See also some analyses of Honneth‟s team in the book he edited: ĚHonneth 2002ě.
5
53
Marek Hrubec
William Scheuerman. In the endĽ I will conclude by stressing the concept
of extra-territorial recognitionĽ and showing possibilities of further
examination of a theory of recognition at the transnational and global
levels.
1. Interstate Recognition
Before addressing the proper issue of recognition between statesĽ it is
important to deal at least briefly with a metatheoretical concept of realismĽ
and distinguish Honneth‟s concept from other onesĽ especially from
Rawls‟s one which is discussed in this context as well and mentioned also
by Honneth. There seems to be the certain similarity between Honneth
and Rawls because the both share a kind of realismĽ although more
detailed specifications show that the two concepts of realism differ. While
Rawls gave up a connection of normative theoretical and empirical kinds
of research and focused only on normative constructivismĽ he accedes at
least formally to one version of a concept of realistic utopiaĽ whichĽ on the
one handĽ transcends reality with the certain normative visionĽ andĽ on the
other handĽ limits normativity by the realistic applicability of its design.
ĚRawls 1řřřĽ pp. 4Ľ 5 Ŕ 6Ľ 16 Ŕ 17ě His concept is designed for
“reconciliation” with the social worldĽ which for Rawls means that it is
proven that there is a real possibility of the certain kind of society and
politicsĽ even if it is not based on the struggles for justice in the reality but
only on Rawls‟s individual vision.
Although Rawls keeps to this formulation of a realistic utopiaĽ in the
background of his reasoning lurks another ideaĽ whichĽ while not directly
included in his definition of a realistic utopiaĽ is an integral component of
his political theory. At play here is not merely a pragmatic consideration
of feasibility trying to avoid more demanding requirements of the people
and to establish a compromise solution in the real politics. His version of
realistic utopia includes the element of civil legitimacy as well. This
element is also close to Honneth‟s concept of moral realism at first sight.
HoweverĽ unlike of RawlsĽ Honneth does not concentrate only on the
practical application of normativity into the framework of problematic
legitimacy of momentary time cut but he views it systematically within
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the framework of his concept of moral realism7 which enables his theory
to draw on the long-term social struggles and their normative demands for
legitimacy in general. He develops not only a conception of the
synchronic spheres of recognition but also and mainly a conception of the
diachronicĽ historical development of patterns of recognition. From this
point of viewĽ Honneth‟s concept of realism can extend beyond a
description of the situation between states in the momentary time cut and
target a normative articulation of long-term tendencies of struggles against
misrecognition between states.
As for the longer conceptual historyĽ Honneth follows Hegel in many
respectsĽ8 as is well knownĽ but he takes a different path in recognition
between states9 because Hegel associates recognition only with the claims
of nations as yet unrecognizedĽ i.e. nations which do not yet feature as
actors in international relations ĚHegel 1řř1ě. HoweverĽ Honneth is aware
thatĽ while the pursuit of recognition is a common part of the vocabulary
of individual governments or statesĽ consideration of this vocabulary urges
a more cautious approach to the use of the concept of recognition in
international relations. MoreoverĽ while purposefully rational arguments
about relationships between states prevail in theoretical considerations
dealing with international relationsĽ the term recognition is used in a
different sense in the sphere of theory in international law than that
intuitively perceived and implemented in philosophical tradition
associated especially with existentialist connotations. It is important that
the definition of the stateĽ in international-law discourseĽ whether
theoretical or practicalĽ usually requires not only people Ěa populationěĽ
territoryĽ and a government but also the ability to enter into relations with
other statesĽ which implies one or the other kind of external recognition by
other states.10 The struggle for recognition here goes beyond the scope of
Honneth elaborates on his arguments regarding moral realism in this sub-chapterĽ for
example: Critical Social Theory and Immanent Transcendence. In: ĚFraser Ŕ Honneth
2003aĽ 23Ř Ŕ 247ě.
8
ĚHonneth 2000bě. The German version: ĚHonneth 2001ě. See also ĚHonneth 2014ě.
9
ĚHonneth 2012ě; ĚHonneth 1řř7ě.
10
Cf. analysis recognizing the legitimacy that a state receives from other states on the
basis of fulfilling certain criteria of justice: ĚBuchanan 1řřřě. Disputation with this
approach is offeredĽ for exampleĽ by justification recognizing legitimacy from a pragmatic
point of view: ĚNaticchia 1řřřě.
7
55
Marek Hrubec
psychological interpretation which concentrates on the relations between
human individuals or smaller groups of persons.
To specify the kinds of recognition between statesĽ it is relevant to see
Honneth‟s polemic with Hans Kelsen when Honneth questions his
reduction of recognition to descriptive registration of the fact of the
existence of one state by another state.11 Although Kelsen grasps legal
recognition as a reciprocal act between two or more entitiesĽ he perceives
recognition in a relatively narrow sense of cognitionĽ i.e. only as an act of
a government acknowledging the existence of another state. This is not an
active volitional relationship with anotherĽ but only confirmation of a fact.
HoweverĽ as recognition requires a real possibility of a decision and not
just a confirmation of the status quoĽ according to Kelsen this is not recognition but mere Ěone-offě cognition.
While this Kelsen‟s interpretation is considered unconvincing by
HonnethĽ he finds an adequate interpretation in one of Kelsen‟s
distinctions Ŕ the distinction between legal and political recognition
ĚKelsen 1ř41ě. While legal recognition as mere cognition is effectively no
recognition for KelsenĽ he considers “political” acts of recognitionĽ
through which governments positively or negatively relate to the
governments and citizens of other countriesĽ to be understandable and
real. He takes the term political recognition to mean roughly what
Honneth calls recognition in general.
More specificallyĽ political recognition can be grasped as part of
Honneth‟s broader concept of recognition which includes also legal
recognition.12 Although political recognition can also be viewed as
specificĽ it is also a more fundamental concept than legal recognition asĽ in
a more detailed interpretationĽ it becomes evident that a legal relationship
to other states is not possible without constantly assuming political
recognition in the sense of obtaining affirming responses to efforts at
official recognition of the collective identity of the state. Individual states
need not only the legitimacy of their citizensĽ but also the legitimacy of
the outside world beyond their borders. States receive neither of these
types of legitimacy entirely automatically and permanently. In this regardĽ
statesĽ even those already recognizedĽ are struggling for their recognition
ĚHonneth 2012ě; Honneth analyses particularly the text: ĚKelsen 1ř41ě.
See the analyses of Honneth‟s earlier texts: ĚThompson 2006ě. Cf. with the later one:
ĚHonneth 2014ě.
11
12
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all of the time. This argument also applies to authoritarian states where the
people have no real opportunity to participate in the running of the state.
These statesĽ tooĽ if they do not wish to rely only on violence in the
internal and external contextsĽ must strive for the certain legitimacy
among their citizens and other countries. FurthermoreĽ given that absolute
violence is both unsustainable and pragmatically inefficientĽ each state
works with legitimacy to a greater or lesser extent. In this senseĽ howeverĽ
it would be more accurate to speak of the recognition of the legitimacy
thanĽ generallyĽ of political recognitionĽ which may include a wider range
of recognition. HoweverĽ as I have noted aboveĽ states also need long-term
recognitionĽ not only current legitimacy.
Honneth touches yet another form of recognition sought by statesĽ such
being unofficial recognition Ěas opposed to the above-mentioned more
official recognitioně on both cultural and diplomatic planes. He refers to
this as the symbolic space of meaning which creates the context of official
political recognition. This kind of symbolic recognition is often implicit
but no less significant. In factĽ it is more fundamental. It is not purely
purposefully rational action aimed at the pursuit of power and certain
goods but a symbolic act that contains normative requirements which are
based on the specific expectations. ThereforeĽ it is impossible here to
make a clean cut between strategic action and social action of a symbolic
nature. This interconnection is not a haphazard and auxiliary explanation
but corresponds with the above concept of interlinking the descriptive and
normative aspects of recognition. This is also evident from military
recognitionĽ whichĽ by contrastĽ is strongly linked with power and which
may be symbolically manifested in conflict situations only by tacit
recognitionĽ i.e. tolerance in the form of the absence of military
intervention.
ThusĽ the struggle for recognition between states may be perceived as
long-term efforts aimed at respect developed from the perspective of
members of the community of the state orĽ indirectlyĽ their political and
cultural representatives home and abroad. According to HonnethĽ such
efforts struggle for recognition of a particular group of persons whichĽ
thusĽ takes on a specific bond of reciprocity both within the group and
with external entities providing recognition. These relations are not
unidirectional since recognition is a reciprocal relationshipĽ even if the
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Marek Hrubec
parties can assume asymmetrical positions.13
2. The Dilemmas of Transcending Interstate Recognition
I will focus on dilemmas contained in Honneth‟s concept of relations
between statesĽ the dilemmas that are characteristic problems of similar
concepts of other authors as well. At the same timeĽ I will point out the
potential which Honneth‟s theory of recognition offers for the redefinition
of the concept of interstate recognition andĽ more generallyĽ international
relations and global interactions. Despite the fact that Honneth has yet to
develop his concept of recognition in this directionĽ he presents strong
arguments underpinning such development. I will pay attention to the
difference between international and cosmopolitan theoriesĽ as well as to
the conservativist reasons preventing theorists of international relations
from advancing from an international theory to the direction of a
cosmopolitan theory. The progressivist perspective does not mean a
resignation on international issues but an inclusion of international
relations into the broader global context which is very important
especially for the global development of the last decades.
Honneth is prevented from developing a more adequate theory by the
fact that he underestimates the negative impacts of economic
globalization. A concept of international relations is limited here because
it is not able to cross relations between states and address the important
problems of global capitalism. Many authors point out the influences on
national socialĽ economicĽ political and cultural phenomena in society
caused by various problematic globalĽ especially economic and financialĽ
interventions that can substantially and rapidly worsen nation-states
circumstancesĽ such as standard of livingĽ and can significantly
Honneth‟s position is illuminated by seeing the conflict between the constitutive theory
of statehoodĽ which is based on the recognition of a state by other statesĽ and declaratory
theory is not critical in this case because even declaratory theories eventually assume
someĽ though not perhaps politicalĽ recognition by other states. This is evident in the 1ř33
Montevideo Convention on the Rights and Duties of StatesĽ where the explicit political
existence of the stateĽ in one sentenceĽ is regarded as independent of recognition by other
states butĽ in other sentencesĽ certain forms of recognition are assumedĽ for exampleĽ in the
matter of conserving peace by “recognized pacific methods”. Cf. ĚWallace-Bruce 1řř4ě.
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compromise national and international justice.14 As I will explainĽ a social
theoryĽ which would include analyses of the developmental transition
from the theory of international interactions to global interactionsĽ is more
compelling than the traditional concept of international relationsĽ which
underestimatesĽ or even ignoresĽ the globalization-based economic and
other pressures and opposing struggles for global justice.
HoweverĽ even if Honneth‟s theory shares these shortcomings with the
mainstream international theoryĽ he offers a basis for overcoming them.
While the mainstream theories of international justiceĽ i.e. liberal ones Ěbe
they formulated by John Rawls or other theoristsěĽ suffers from deeper
social philosophical deficitsĽ Honneth presents a way to transcend them by
his theory of recognition. It can be illuminated by the problem of justice.
The guaranteeing of justice and rightsĽ including justice within
international lawĽ requires a certain political responsibility and solidarityĽ
and therefore also identification with the political community. The key to
identification with the community is basic good in the form of relations of
mutual recognition.15 Honneth observes: “… HegelĽ in contrast to RawlsĽ
does not assume that this „basic good‟ is a good in the narrow senseĽ
something which ought to be divided and distributed according to a just
standard; ratherĽ it seems that Hegel wants to advocate the idea that
modern societies can be just only to the extent of their ability to enable all
subjects to participate in this „basic good‟ equally” ĚHonneth 2000bĽ 27 Ŕ
2Řě.16 According to HonnethĽ although Rawls rightly opens an issue of the
good in distributive social justiceĽ he does not understand its foundation in
the basic good of relation of social recognitionĽ which is a prerequisite for
any other goods and also justice in general.
Honneth is right when he stresses that if individuals were more rooted
in the mentioned basic goodĽ i.e. if they were involved in relationships of
mutual recognition with others in the local communityĽ they could be
better integrated into relations within the national community relations
and could demonstrate solidarity therein. ThenĽ it is possible to addĽ they
could smoothly go beyond this framework andĽ in solidarityĽ align
So farĽ seeĽ for example: ĚRobinson 2004ě; ĚLinklater 2007; ĚLinklater 1řřŘě; ĚForst
2002ě; ĚDelanty 200řě; ĚFraser 2010ě.
15
ĚHonneth 2000bě.
16
See also cf. ĚHonneth 1řř6ě; ĚTaylor 1řŘ5ě; ĚTaylor 1řř5ě.
14
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themselves with the macro-regional or continental intercultural
community on the higher level and the largest cosmopolitan community
on the highest level as well. This version of cosmopolitan theory develops
half-forgotten elements of Hegelian philosophy establishing universalist
characteristics of community. Although Honneth builds on Hegel‟s
concept of recognition and communityĽ he follows the more traditional
version of his concept of international interactions and does not envisage a
kind of a neo-Hegelian concept that would transcend the boundaries of
international politics and analyse various transnational and global issuesĽ
as some other contemporary authors do.17 ThereforeĽ the considerable
potential offered by Honneth‟s general theory to a theory of global justice
has not been used by him yet.
The main problem I find with Honneth‟s concept is the
underestimation of transnational and global interactionsĽ and consequently
a certain reification of the nation state. This approach prevents him from
grasping major evolutionary dynamics taking place above the plane of
nation states especially during the last decadesĽ because
transnationalization and globalization significantly de-statize economicĽ
politicalĽ legalĽ social and other national orders. And if Honneth disregards
this aspectĽ he cannot sufficiently develop his thoughts on criticism of
global social pathologies and social injusticeĽ and address the position of
West in the global framework of agonic intercultural relations.18 Despite
these problemsĽ Honneth‟s establishment of an analysis of the order
beyond the nation state in his theory of recognition provides an excellent
starting pointĽ but he has not used it yet.
The line of reasoning with this cosmopolitan intimation is followed by
Volker HeinsĽ who recently tried to apply it to three of Honneth‟s types of
The representative example of this position can be foundĽ for exampleĽ in the texts of
Robert Fine: ĚFine 2003aěĽ ĚFine 2007ě; See the other examples: ĚBurns 2013ě;
ĚBuchwalter 2013ě; ĚJones 1řřřě; ĚVincent 1řŘ3ě. If a cosmopolitan theory was not based
in the relations of mutual recognition of persons within a communityĽ it would suffer the
same problems as traditional international theories. Neohegelian defenders of
cosmopolitan justice overcome the nationalistic explanatory framework of that timeĽ and
articulate a cosmopolitan potential of Hegel‟s theory which is present in his critique of
cosmopolitanism alienated from the communityĽ i. e. his critique of -ism in
cosmopolitanism. ĚFine 2003bě. Cf. with various alternative cosmopolitan concepts in:
ĚDelanty 2012ě.
18
ĚHrubec 2013ě; ĚHrubec 2010ě. See also other papers in: ĚBurns Ŕ Thompson 2013ě.
17
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recognition.19 In his studyĽ he tries to extend Honneth‟s theory in the
cosmopolitan way but while his main intention is goodĽ the realization is
not successful. Based on Honneth‟s three-dimensional theory of
recognitionĽ he inferred arguments for the transition from recognition
within a national framework to cosmopolitan recognitionĽ and he
incoherently draws on certain elements of international theory at the same
time. It is more or less the mechanical transmission of Honneth‟s ideas
from a national level to a global planeĽ regardless of the different basis of
the theory and the context. Looking at Honneth‟s theoryĽ which belongs to
the sphere of nation states and his analyses of international relationsĽ we
can ask if there is a parallel between the kinds of recognition at national
and international level. We can explore whether and how such
identification beyond the nation state is possible in the unchanged form of
Honneth‟s three kinds of recognition: love and friendshipĽ equal respect
and rightsĽ esteem and performance. While Honneth himself does not
undertake such an analysisĽ Heins attempts to do so by transposing these
three differentiated spheres into international and global relations.
Just as Thomas Pogge redefined John Rawls‟ A Theory of Justice by
the transnational extension of the national principles of justiceĽ Heins
makes a transnational extension of Honneth‟s patterns of recognition
formulated in his book The Struggle for Recognition.20 As is clear from
the title of Heins‟s article Ě“Realizing Honneth”ěĽ this parallel with Pogge
Ě“Realizing Rawls”ě is intentional and acknowledged. HeinsĽ like PoggeĽ
shares the main ideas with the author of the original theory he is
developingĽ and elaborates on them in an area beyond the framework of
the nation state.
HoweverĽ there are serious limits to this parallel resulting from the
different bases of Rawls‟s and Honneth‟s theories. Liberal theory and
Critical theory haveĽ of courseĽ different starting points and bases. It can
be said thatĽ although Honneth and Heins agree with Rawls and Pogge on
ĚHeins 200Řaě I would like to thank Volker Heins for discussions on our international
and transnational analyses of Honneth‟s theory of recognition.
20
Heins‟s intention is to “„globalize‟ Honneth in the same way as Thomas Pogge was able
to globalize Rawls”. ĚHeins 200ŘaĽ 3ě; ĚPogge 1řř0ě; ĚPogge 2002ě. Cf. the investigation
of Honneth‟s three spheres of recognition beyond the state with an intension global theory
of justice as recognition but without a necessary global transposition of Honneth‟s spheres:
ĚThompson 2013ě.
19
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the idea of the need for distributive justiceĽ Honneth and Heinz criticize
the mainstream theory of distributive justiceĽ including the Rawlsian
theoryĽ for deforming the social relations among human beingsĽ which
occurs as a result of ignoring the patterns of mutual recognition. HoweverĽ
when it comes to issues of transnational or global justiceĽ this parallel is
apt. Heins‟s efforts are aimed at the global transfer of Honneth‟s
recognition patterns that would determine the moral expectations of
individuals in mutual relations of loveĽ rights and esteem in a transnational
environment. He does it even if he is aware that the institutional
framework that would provide a backdrop for the mechanic application of
Honneth‟s three principles of recognition in the international arena is very
weak and specific.
The kind type of recognition Ŕ in the form of love and friendship Ŕ
seems to be in first sight scale-neutral in relation to the territorial extent.
This is borne out by the various forms of love carried across bordersĽ
whether formally unregistered long-distance relationshipsĽ marriage
between partners from different countriesĽ and so on. HoweverĽ the
automatic transmission of patterns of recognition from a national to an
international and transnational levelĽ as proposed by HeinsĽ is not
possible. For exampleĽ the child sponsorship he refers to does not fit into
the category of recognition in the form of loveĽ which in Honneth‟s
analyses at national level relates to intimate and emotional relationships
between a small number of people. Although this kind of adoption
resembles the traditional parent-child relationshipĽ it is primarily a
relationship of charity or solidarity with people living in a state of
insecurityĽ particularly in the developing countriesĽ and not a relationship
of family love. We have to see that a child sponsorship is a borderline
category relationship on the boundary of Honneth‟s first and third type of
recognition. ThusĽ it requires a specific articulation which would
formulate the new important transnational and global patterns of
recognitionĽ and the mechanical transposition of the patterns of
recognition is not possible. I would like to stress other problematic
relationshipsĽ specifically transnational care practicesĽ whichĽ in the form
of immigrant nannies and domestic workersĽ cause mothers from less
developed countries to leave their children and seek work in richer
households in developed countries. This is the transnational exploitative
deformation of interpersonal relationships whichĽ in a significantĽ but
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more parentally detached mannerĽ benefits only one partyĽ i.e. the
employerĽ and does not constitute the development of transnational love.21
In connection with the motto “the personal is political”Ľ it could also be
said that “the personal is global”Ľ but as a problem rather than part of an
articulated sphere of recognition.22 These complications are also evident in
other examples of Heins‟s transposition. The inclusion of these examples
in Honneth‟s theoryĽ if it were theoretically possibleĽ would require
substantial reformulation.23 HoweverĽ Heins does not undertake this. He
also disregards the fact that other forms of recognition on the first planeĽ
such as friendshipĽ are already realized at international and transnational
level to some extent and are compatible with Honneth‟s theory. Friendship
mayĽ but need notĽ take the form of traditional friendship based on
personal contactĽ and it may also be a virtual friendship in various forms
of the widespread social media.24
The second level of recognition Ŕ legal recognition Ŕ is regarded by
Heins as territorially highly specific.25 While he does not consider the
institutional anchoring of the first level of recognition to be problematic
territoriallyĽ legal recognition is institutionally closely related to the
territory of the nation stateĽ in particular because of the enforcement of
individual rights by the government institutions. Although he also
considers human rightsĽ he points to the possibility of their limited
application due to a lack of institutional support.26 If human rights do not
become part of the constitutions of nation statesĽ they must be regarded
more as manifestation rights onlyĽ the strength of which lies primarily in
ĚEhrenreich Ŕ Hochschild 2003ě; ĚHondagneu-Sotelo Ŕ Avila 2006ě; ĚParrenas 2001ě.
ĚHochschild 2005ě.
23
Honneth‟s redefinition of his own original interpretation of recognition in the form of
love in the sense of the possibility of the further normative development of this form of
recognition facilitates the development of considerations in this transnational direction.
See his sub-chapter The Capitalist Recognition Order and Conflicts over Distribution. In:
ĚFraser Ŕ Honneth 2003aĽ 135ffě.
24
These interactions can be realized in various ambivalent formsĽ from e-mail exchanges
to daily interaction in social networks such as FacebookĽ MySpaceĽ etc.
25
The more detailed elaboration of an analysis of the legal sphere of recognition is
performed by Heins primarily on the examples of children‟s global rightsĽ human rights
and intellectual propertyĽ but his articles also offer more general arguments about the
global order: ĚHeins 200ŘaĽ 15 Ŕ 16ě; ĚHeins 200Řbě.
26
Cf. alternative point of view: ĚPogge 2002ě.
21
22
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their political and diplomatic significance. The promotion of human rights
in international relations can at least draw attention to problems and
demand solutions in the spirit of the internationally accepted Declaration
and the related international agreements. According to HeinsĽ delineating
this sphere of influence determines the limits of human rights.
The end of the Cold War and the political opportunities that this
opened up led Honneth to promote the need for the moralization of world
politics. He argued in favour of strengthening the importance of human
rights and the possibility of the legal enforcement thereof27 which he later
Ŕ in his paper on recognition between states Ŕ specifies mainly by
developing arguments in favour of pre-legal presuppositions of the legal
arrangement. As Honneth attaches importance to this kind of recognition
on the international scaleĽ his focus on human rights issues is the relevant
topic in an analysis of his theory. Heins‟s point of view is limited in that
human rights are bound only to statesĽ and international institutions
extending beyond states with their internationalĽ macroregional and global
activities are underestimated. As I will showĽ transnational and global
elements in the application of human rightsĽ especially extraterritorial
recognitionĽ should be added to the overlaps in the inter-national
frameworkĽ not only by macroregional and global institutionsĽ but also
through nation states. In this respectĽ Heins underestimates legal
recognition in international and global relations.
According to HeinsĽ the third type of recognitionĽ which includes
forms of esteem and solidarityĽ is deficient at international and
transnational level28 becauseĽ beyond the nation stateĽ it does not have an
adequate parallel; speci-ficallyĽ there are insufficiently developed global
values to form a basis for this third type of recognition. The greatly
unequal financial valuation of work on a transnational scale disrespects
people who make a claim to the meritocratic valuation of work. There are
only exceptions in particular sectorsĽ such as some servicesĽ which
promote certain transnational standardsĽ but tend to in-troduce
unfavourable working conditions. As a result of comparisons of work
remunerationĽ in recent times there has been a greater push aimed at demanding higher wages for workersĽ at least in some sectorsĽ such as agriĚHonneth 1řř7ě.
ĚHeins 200ŘaĽ 16ffě. In the area of non-governmental organizationsĽ howeverĽ he does
elaborate well on his analysis: ĚHeins 200Řcě.
27
28
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cultureĽ or in the struggle for gender equality. One might askĽ howeverĽ
whether it would be fruitful to focus more on criticism of the current
condi-tions and on an interpretation of normative transnational and global
expecta-tions currently manifested and promoted in these struggles for
recognition.
To sum up Heins‟s mechanical transposition of patterns of recognition
from a national level to international and transnational levelsĽ we can say
that he regards the different levels of recognition as transposable: the first
kind of recognition Ělove and friendshipě smoothlyĽ the second kind of
recognition Ělegal recognitioně partiallyĽ and the third kind of recognition
Ěesteemě in the uneasy way. All the three types of recognition specific for
a national level in Honneth‟s theoryĽ howeverĽ according to Heins‟s
opinionĽ occur to a greater or lesser extent in internationally and
transnationally institutionalized patterns of recognition.
3. From International to Global: Extra-territorial Recognition
Now I will move on from the problematic attempts to transcend the
concept of national and international recognition to the articulation of a
more appropriate approach that is able to realize this transcendence. I have
thus far focused my objections to Heins‟s transposition only on particular
issues within each type of recognition. HoweverĽ I think that his main
problem is deeper. The fundamental problem is his ahistorical approach to
the patterns of recognition. As Heins copies Pogge‟s transposition of
Rawls‟s theoryĽ he also gratuitously follows his ahistorical approach to the
principles of justice. While an ahistorical approach is typical for liberal
theoryĽ it is entirely inadequate for Critical theoryĽ especially in Honneth‟s
version. Honneth explicitly conducts a detailed analysis of both the
synchronous and diachronic Ěhistoricalě dimensions of the patterns of
recognition. FurthermoreĽ for himĽ the analysis of the historical aspect is
not just an accessoryĽ but a highly important and fundamental part of his
methodology and significant for Critical theory in general. And since
Heins‟s static transmission of the patterns of recognition from the national
level to the international plane does not reflect the historical developments
in institutional structures of recognition at international levelĽ it is unable
to provide an interpretation of the structure of patterns of recognition at
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international and transnational levels. ThereforeĽ Heins‟s transposition is
not in fact an elaboration of Honneth‟s theory of recognition but
contradicts it methodologically andĽ therebyĽ also in the content in the end.
Honneth is aware of the difficulties of such a transpositionĽ and does
not even attempt this. ThereforeĽ whereas he considers three levels of
recognition in the local and national communitiesĽ he does not accede to
this on the plane of international relations because he sees there is no
support for it. He knows that they are similarities between the national and
international levels but there is a specific development of specific spheres
of recognition beyond the boundaries of nation states. What is moreĽ in the
different conditions of international relationsĽ he takes the view that it is
not currently possible to rely on the necessary social institutions.29 At the
international levelĽ thereforeĽ Honneth concentrates on the general
recognition of states and specifically on the recognition of the personality
of states. From this perspectiveĽ his analysis of recognition between states
can be considered an inspiring but underdeveloped contribution to the
analysis of the contemporary recognition beyond the borders of nation
states.
While Honneth‟s analysis offers mainly a model of three patterns of
recognition in the Western contextĽ Heins attempts to transpose this
modelĽ in a Western-centric wayĽ into the global arena without analysing
the formation of patterns of recognition in other Ěnon-Westerně cultures
and their intercultural interactions. This absence of the cross-cultural
aspect is another serious deficiency in Heins‟s analysis.
Despite the overall problematic approach which he prefersĽ his analysis
keeps in some aspects with Honneth30 when he shows that legal
recognition offers a Ěquasi-ěuniversal hope for global recognition even if
he more or less reproduces Honneth‟s basic structure of legal recognition
from the national level. HoweverĽ there is in fact the real international and
global potential of legal recognition because the gradual establishment of
the international legal structures already represents the certain good
institutionalized values and structures shared by individual states and
other actors. NeverthelessĽ the articulation of this form of recognition
A similar argumentĽ again on a metatheoretical planeĽ is developed by Honneth in his
response to Nancy Fraser‟s chapter “Concluding Conjunctural Reflections: Post-FordismĽ
PostcommunismĽ and Globalization” in their joint work ĚFraser Ŕ Honneth 2003aě.
30
ĚHonneth 1řř7ě.
29
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needs to be subjected to further critical analysis and the patterns of
recognition beyond the borders of the nation state need to be identified
more finely than Heins has done.
Honneth is aware of that. In his only paper focused on the one specific
kind of recognition beyond nation stateĽ he explains the importance of
human rights and their legal connotations in the international context.31
Efforts to develop and reformulate Honneth‟s analyses of recognition
beyond states require the mapping of the historical developmental trends
which are articulated primarily through the ambivalent contemporary
international legal order which is based on national legal orders. Although
Honneth has yet to analyse global issues directlyĽ the focus of his writings
shows that he is inclined to think that legal relations on an international
levelĽ especially human rightsĽ are more developed compared to the other
two spheres of recognitionĽ i.e. the sphere of personal relationships and
the sphere of esteem and performance. More preciselyĽ it can mean thatĽ
according to his opinionĽ the remaining two spheres are currently
developed much less in international and transnational spaceĽ and
thereforeĽ in terms of moral and social realismĽ they provide a weaker
basis for important normative connotationsĽ even though they have
already started to come more to the fore in the struggle for recognition.
NeverthelessĽ the third and the second sphere of recognition are not
entirely separate from one another in this context. At international levelĽ
legal and cultural recognition is interdependent because legal relations are
not completely separated from the cultural status of nation states. Legal
relations retain certain cultural connotations of a politics of difference and
characteristics of recognitionĽ which is typical for this areaĽ including the
use of the term recognition in both the traditional Ěhierarchicalě and the
post-traditional Ěequitableě senses. For exampleĽ recognition of the
sovereign status of a new state by existing states is a legal actĽ the
intercultural component of which is reflected in the acceptance of anotherĽ
in the acceptance of the different entity by states from other cultural or
civilizational circles.
As I already mentionedĽ Honneth‟s analysis of interstate recognition
may be viewed only as a partly developed contribution to the study of
recognition beyond the borders of nation states. His neglect of otherĽ
31
ĚHonneth 1řř7ě.
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specific forms of recognition on international and transnational planes is
difficult to defend. The articulation of forms of recognition on new levels
requires an analysis of the developmental tendencies mainly in the last
decadesĽ and internationalĽ transnationalĽ and global patterns of
recognition need to be identified more finely than Heins has done.
I presented such a developmental approach in my analyses of socialĽ
economicĽ legalĽ and cultural dimensions of recognition.32 Now I would
like to remind only one of my analyses of global society and politics
where I showed that the development of recognition is rooted also in
social struggles for the reactualization of some aspects of the current
international legal systemĽ whichĽ despite not being free of negative
aspectsĽ also incorporates various progressive featuresĽ i.e. a surplus of
normative validityĽ that can be developed and thus contribute to the
formation of a global legal system. One of these features now gaining in
importance is a key concept of extraterritorial recognitionĽ33 especially as
for social and economic rights. The concept of extraterritorial recognition
is able to illuminate the historical developmental dynamics of the
contemporary social struggles of the exploitedĽ the marginalized and the
poor in the internationalĽ transnational and global contexts. I would like to
stress it as both a relevant theoretical concept and a usefulĽ even if still
very marginalizedĽ term of legal international practice.
There is a big difference in the definition and practical usage of extraterritorial recognition concerning social human rightsĽ on the one sideĽ and
civil human rightsĽ on the other. In civil and political rightsĽ the
international law states‟ obligations focus on actors living in their territory
and falling under their jurisdiction. HoweverĽ for economicĽ social and
cultural rightsĽ with due regard to the contemporary international lawĽ
extraterritorial recognition may also be required as there is no limit on the
scope of action of the law. ThereforeĽ the enforcement of social rights
extends beyond the territory of a nation state in the current international
law.
In the Westphalian system of international relationsĽ the concept of
extraterritorial recognition was used in only a small number of cases that
had little effect on either the broader population or the system of
international relations. HoweverĽ because economic and financial
32
33
ĚHrubec 2010ě. See specificallyĽ for example: ĚHrubec 2013ě.
ĚHrubec 2013ě.
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activities of capitalism are increasingly transnational and global and they
bring out the serious negative consequences on the lives of peopleĽ the
degree to which the recognition of various rights of individuals and
groups in other states needs to be secured is highly rising. In other wordsĽ
the need to recognise rights beyond national borders in the postWestphalian world of global capitalism is very intensifying. The
requirement of extraterritorial recognition of various transboundary rights
encapsulates efforts by critical social and political actors in practice to
force states to take responsibility for their actionsĽ for the actions of their
citizensĽ and especially for the activities of economic entities.
The states can and should at least regulate transnational and global
economic and financial actors extraterritorially by applying legal means to
assert their influence on the activities of “their” transnational corporations
in other states.34 A legal relationship should be in place between economic
and financial actorsĽ on the one handĽ and their home statesĽ bound by the
said international lawĽ on the otherĽ based on which they shoulder legal
responsibility for their transnational activities. This means thatĽ as things
standĽ there is room for the extraterritorial usage of international standards
of social justice to be developed. This approach helps to create a global
network of recognition which helps to safeguard the most important bases
of social recognition on the local and national levelsĽ and to strengthen
regulation on all the levels that contributes to social justiceĽ especially to
extreme poverty eradication on the global level. These processes are
distinguished by the promising fragments of an emerging global legal
order in distributive regulationĽ namely the extraterritorial recognition of
individuals and social groups in the developing countries Ěespecially the
global poorě harmed by the activities of transnational and global economic
and financial actors.
NeverthelessĽ the analysis of current international legal structures in
relation to transnational and global economic forces and financial
institutions also indicates that there are limits to the legal influence that
nation states can expect to wield beyond their borders. The inability of
individual states to regulate the activities of their transnational
corporations and wield influence in the international financial institutions
in whose operations they are involved motivates misrecognized persons
34
Ibid; cf. ĚCraven 2007ě.
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and groups of persons to form requirements for the establishment of
transnational regulatory mechanisms safeguarding social justice
macroregionally and globally. The contemporary influence brandished by
transnational and global economic and financial actors triggers different
reactions among those who are misrecognised and unrecognisedĽ such as
the everyday resistance of the exploitedĽ the marginalized and the poor
and in the developing countries. In factĽ dynamics in the historical
development of recognition appear to be moving in precisely this
direction: from non-recognition and misrecognitionĽ that has not been
eliminated nationally or internationallyĽ to transnational and global
recognition on macro-regional and global scales.
Of courseĽ extraterritorial recognition does not draw exhaustively on
the developmental crystallisation of all forms of recognition of the legal
form of recognition but it also contains various forms of social
recognition. It reveals articulation of the diachronic aspect of this form of
recognition on internationalĽ transnational and global planes that are more
far-reaching than Honneth‟s analysis of interstate recognitionĽ which
moves beyond the current international order only in the modest way.
HoweverĽ at the same timeĽ unlike HeinsĽ who also seeks this more
extensive articulation of recognition on an international levelĽ there is a
historical dimension to the analysis of the formation of recognition. Other
features of the legal sphere of recognition and selected elements of the
first and third spheres of recognition would need to be formulated in this
developmental wayĽ although that is a matter beyond the scope of this
article. I have discussed the separate theoretical articulation of patterns of
recognition internationallyĽ transnationally and globally elsewhereĽ both
from the social and economic35 and intercultural36 perspectives. Here I
concentrate more directly on the line of Honneth‟s arguments. I can only
stress that struggles for global justice concerning the extraterritorial
recognition are closely linked to some aspects of Honneth‟s concept of
recognition which are present also on the global levelĽ especially those
aspects which are related to the partly globalized disputes for salaries of
the exploited workers and marginalized groups of people in the
ĚHrubec 2013ě. Cf.Ľ for example: ĚSklair 2002ě; ĚSklair 2000ě; ĚRobinson 2004ě; ĚBeck
1řřřě; ĚWei 2010ě; ĚEl-Ojeili Ŕ Hayden 2006ě.
36
ĚHrubec 2010ě. Cf. ĚBrown 2000ě; ĚAngle 2002ě; ĚBauer Ŕ Bell 1řřřě; ĚDussel 200řě;
ĚFornet-Betancourt 2004ě; ĚAl-Jabri 2011ě; ĚTehranian 2007ě; ĚWiredu 1řř6ě.
35
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developing countriesĽ and social movements accompanied those
dynamicsĽ including everyday struggles for survival of the global poor. It
is the reason why it is necessary to get at least the basic knowledge of
alternative perspectives from other macroregions of the world in order to
overcome the West-centric concepts of international relations which do
not include the points of view of non-Western authors. The normative
concepts of just international and global interactions cannot be formulated
really universally without the inclusion of them.37
4. The Perspectives of Global State
Whereas Honneth works with a relatively modest surplus of normative
validity which can go over the status quo of the contemporary realityĽ andĽ
thusĽ reveals lesser emancipatory potential for the development of patterns
of recognitionĽ my own interpretation embraces a more demanding surplus
of normative validity that contains a more forceful critique of the status
quo and offers the opportunity for the further development of recognition.
That is why I consider important to analyse also the ambivalences of
global state as the limit point of the institutional global analyses.
HoweverĽ at the same timeĽ I criticize the authors who anticipate very
strong development of the normative potential of recognition in the
absence of a sufficiently established relationship with the reality of social
criticism and the associated articulation of normative requirements
because they may be faced with speculative conclusions.
When considering various scenarios of global developmentĽ which
have to be subsequently documented by more detailed investigationĽ we
should pay attention to the analyses of global state and recognition made
by Alexander Wendt.38 It is illuminating to see these analyses by the
means of the texts on global reform and world government from the point
One of the main problems of the majority of Western theorists of international and
global justice is that they know only Western languages and ignore mostly the perspectives
formulated in the SlavicĽ ChineseĽ ArabicĽ and other languages. If they exceptionally read
some of non-Western theoristsĽ they read only the assimilated selection published in
Western languages.
38
ĚWendt 1řřřě; ĚWendt 2003ě; cf. ĚShaw 2000ě; ĚLinklater 2010ě.
37
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of view of progressive realism presented by William Scheuerman.39
If we are to compare Honneth and Wendt‟s theories of recognitionĽ
firstĽ the concept of diachronic development needs to be specified because
their reasoning on this point leads to very different outcomes. While a
difference is readily noticeable between my interpretation above and
Honneth‟s opinionĽ the contrast between Honneth and Wendt is even more
compelling. HonnethĽ building on his arguments of moral realismĽ
contends that we need to move beyond the current state of development
by forming normative requirementsĽ assisted by immanent critique and
subsequent quasi-transcendental steps steeping such critique in the
contradictions of the societal structure. The point here is to find elements
of facticity which extend beyond the status quo of the social set-up:
according to HonnethĽ nationallyĽ this concerns those three patterns of
recognition to which people relate in the criticism of their misrecognitionĽ
whilst internationally this area is limited to recognition between states
within the framework of existing interstate relationships. Unlike HonnethĽ
Wendt defends the stronger historical principle of intentional teleology
which delivers a faster dynamics to the developmentĽ specifically the
establishment of a world state. HoweverĽ Wendt also differs from realists
in the practical-political senseĽ of courseĽ who consider where we are
headed in reductionist pursuit of securityĽ because he believes that the
pursuit of security Ŕ whether by individuals or entire states Ŕ can be
includedĽ once reformulatedĽ in the more suitable category of the struggle
for recognition.40
Wendt argues thatĽ although contemporary nations in themselves may
seem relatively stableĽ in a global eraĽ given their interconnectionsĽ this is
not so. He thinks that the current international order of nation states is
unsustainable andĽ thereforeĽ we need to consider what system can replace
it. He claims that the dynamics of current and near-future developments
will result in a world state: “I argue that a world of territorial states is not
stable in the long run. They may be local equilibriaĽ but they inhabit a
world system that is in disequilibriumĽ the resolution of which leads to a
world state. The mechanism that generates this end-directedness is an
interaction between „struggles for recognition‟ at the micro-level and
„cultures of anarchy‟ at the macro” ĚWendt 2003Ľ 507ě.
39
40
ĚScheuerman 2011ě.
ĚWendt 2003Ľ 4ř3ffĽ and esp. 507ff.ě
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Like HonnethĽ Wendt views the struggle for recognition as an effort to
form individual and group identitiesĽ that isĽ as an effort focused on ideasĽ
but realised through material disputes. Let‟s take a look at this position
more closely. FirstĽ Wendt contends that it may be enough to complete the
current internationalisation of political authority and arrive at a global
state by reforming the United NationsĽ the European UnionĽ the
International Criminal CourtĽ the World Trade Organisation and other
institutionsĽ and continue a situation where no institution has a global
monopoly on the use of force. In contrastĽ in terms of a concept of the
state in the form of a “peaceful federation”Ľ that situation would only
constitute a transitional stageĽ because in the long run the system
monopolises power at a global level.41
A fundamental argument here is that the transformation of the current
form of the state into a global state will require three major changes
ĚWendt 2003Ľ 505 ff.ě. FirstlyĽ the world state will require the creation of a
“universal security community”. A community of this type is based on the
peaceful rather than military handling of disputes. This anticipates that
states will be able to abandon the idea of other countries as an existential
threat. SecondlyĽ the idea of a universal security community is associated
with “universal collective security”Ľ which is impossible unless members
of the security community identify threats as common threats and share in
the provision of security. ThirdlyĽ a world state requires a “universal
supranational authority”Ľ which should be based on safeguarding a
globally legitimate method of decision-making with respect to organised
violence. The implementation of a universal supranational authority is
contingent on states‟ relinquishment of their sovereignty in the field of
violence.
This three-point approach to the transformation of the current form of
the state into a global state is essentially a two-point concept. The first and
second pointsĽ i.e. the universal security community and universal
collective securityĽ together actually form a “global common power”. The
understanding of the global stateĽ as a wholeĽ on a basic security level here
is derived from the definition of a state whose essential characteristics
comprise Weberian and Ŕ in keeping with Honneth Ŕ Hegelian featuresĽ
namely the disposition of a monopoly on the use of organised violence in
41
ĚHiggott – Brasset 2004ě; ĚHiggott – Ougaard 2002).
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Marek Hrubec
a state and equal recognition of all its members. As this does not entail a
transition to an entirely new kind of organisationĽ but only to another
version of the sameĽ the main emphasis should be placed on the issue of a
new level of stateĽ i.e. the global characteristics of a stateĽ and on the
transition from the national to the global level.
If we focusĽ in this frameworkĽ on the form of the global stateĽ there is
no need to consider its most advanced variants.42 RatherĽ it suffices to
delineate its realistically achievable form in the near term. The global state
may be decentralised and consist of individual elements comprising the
transformation of the current form of the state and its international
integration. The autonomy of a political community‟s national or local
unitsĽ i.e. states or other entitiesĽ need not be surrendered. Autonomy may
remain in place and help to shape the existence of the global community.
Autonomous national politics and culture can continue to developĽ
although organised violence will no longer fall under the jurisdiction of
the national community. SecondlyĽ not only autonomyĽ but also the army
of national communities may remain unaffectedĽ as there is no need to
create a global army. The global community would engage in military
interventions in the form of pre-contracted joint operations by the armed
forces of individual statesĽ or by units of their armiesĽ as is the case for
regional and macro-regional events today. HoweverĽ a fundamental
element here would be the subordination of the individual armies to global
intervention derived from the global monopoly on organised violence.
This does not mean that a global governmentĽ akin to national governmentsĽ would have to exist. ThirdlyĽ a global government should not
have leadership in the hands of a single personĽ in the manner of a nationnal government. The government could be made up of a collectiveĽ more
comprehensive structureĽ with debate in the global public sphere. If the
European Union were to actually complete the process of its integration
based on legitimate and participatory politics and transpose its structure to
a global planeĽ we could think of it as a world stateĽ for example.
Wendt also builds on Deudney‟s argument about the movement
towards a global state based on the tenet of the extent to which national
security is safeguarded.43 Whereas states could previously exist over a
limited territoryĽ developments in law enforcement technologies have
42
43
Cf. ĚHaigh 2003ě; ĚJones 1řřřě; ĚNielsen 1řŘ7ě.
ĚDeudneym 2000ě; cf. ĚDeudney 1řř5ě.
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given rise to a situation where states are no longer able to guarantee their
own security. The technologies have become destructive to such a degree
that individual states are no longer able to control them. Generally
speakingĽ if the extent of the use of violence exceeds existing boundariesĽ
thus increasing conflictual interaction between states in the long runĽ the
state will have to enlarge its territorial scope by merging with or absorbing
another state. At presentĽ this tenet can be instantiated by Deudney‟s
concepts of a “nuclear one-worldism” or “nuclear globalism”. Nuclear
weapons and ballistic missiles have built stairways to the expansion of a
state‟s territorial scope. Just asĽ in the Middle AgesĽ Western states
expanded due to the invention and use of gunpowder and related
technologiesĽ today the scale of current law enforcement technologies
enables them to move beyond the existing territorial scope of the state.44
This theoretical interpretation makes new technologies an external
condition for the possibility of ambivalent territorial integrationĽ and
technological advances here play the role of a driving principle guiding
the integration telos. NeverthelessĽ it remains a mere external possibilityĽ
and does not explain the internal conditions of the possibility and their
dynamism in the integrational evolution of society. These are added by
Wendt when he considers two aspects of his teleological clarification of
developments in a world state: the first is on a micro-levelĽ the second on
a macro-level. HereĽ the aspect having a bottom-up effect on movement
takes the form of the self-organising process of the struggle for
recognitionĽ which is implemented in response to technological change.
The aspect having the opposite Ŕ top-down Ŕ effect is the structural logic
of disorder in an international arena.45 In connection with this argumentĽ
Wendt also incorporates the security-based driving force behind
developments into his theoretical explanation andĽ as suchĽ specifies the
internal telos thereof. As individual territorial units are no longer able to
cope with the military threat of new technologies capable of affecting
larger areasĽ and to guarantee security in their territoryĽ they must redefine
their borders and move beyond them towards greater integration.
NaturallyĽ other issues associated with technological advances remainĽ but
the basic historical force driving forward the material shaping of the
44
45
ĚDeudney 1řřřě.
ĚWendt 2003Ľ 4řŘffě; cf. ĚWendt 1řřřě.
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Marek Hrubec
global state is clarified. NeverthelessĽ it must be accompanied by a
specification of the identity of the new territorial entity. If a newĽ larger
territorial unit Ŕ in our case the global state Ŕ is to have its own identity
rather than consist solely of the separate identities of existing entitiesĽ the
inhabitants or citizens of individual states must gradually become global
citizensĽ cosmopolitansĽ and shape Ŕ step by step Ŕ the identity of the
global state.
We could ask whether Wendt‟s concept of historical development
anticipates overly fast and smooth advances in tendencies geared towards
the global state. While he seems to correct in his long-term normative
analysis of the selected aspects of the establishment of global stateĽ his
concept of the global state in relation to his interpretation of recognition
should be examined in a more precise analysis of complex short-term and
long-term historical trends of the development of recognition. In my
concept of extraterritorial re-cognitionĽ as discussed aboveĽ I have
attempted to convey such an analysis of the historical transition from an
international structure to a transnational and global set-up. The more
detailed treatment of these analysis and other simi-larly oriented
explorations of internationalĽ transnationalĽ macroregional and global
developmental trends of socialĽ politicalĽ legal and other kinds of recognition could help to identify the strengths and limits of the concept of
global stateĽ and offer a more fitting comparative approach to Honneth‟s
position.
5. Conclusion
In summaryĽ Honneth‟s essay on a transboundary arrangement focuses on
interstate recognition. Honneth‟s basis is a position on moral realismĽ andĽ
drawing on his analysis of interactions between statesĽ he concludes that
the legal recognition of a state requires the constant assumption of the
political recognition of the collective identity of the state. The recognition
of a state is based on the legitimacy of citizens within the state and the
legitimacy of the representatives of other states. As this kind of
recognition is not an eternal givenĽ all statesĽ including those already
recognisedĽ must constantly seek it in the historical development of the
struggle for recognition.
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Problems associated with Honneth‟s concept of recognition mainly
stem from the problem to analyse transnational and global interactions in
economicsĽ politicsĽ law and other spheres. Underestimating these
problematic interactions of global capitalism and related arrangement
leads to partial reification of the nation stateĽ and impedes an
understanding of the development of the state and both negative and
positive nationalĽ transnationalĽ macroregional and global trends towards
the global state and the formation of critiques of them. This deficit held
Honneth back from sufficiently developing his concept of social
recognition beyond the boundaries of the nation state and critically
reflecting on the dominant role of the Western economyĽ politicsĽ and
culture and of the Western proposals for a global arrangement. ThereforeĽ
his theory of recognition remained largely unused hereĽ despite offering
excellent potential for elaboration of the category of recognition in this
new context.
Developing Honneth‟s concept of patterns of recognition from a
national plane to international and transnational levels and developing his
theory in relation to the establishment of a global state requires
assessment drawing on more detailed analyses than that offered by the
authors mentioned in this article. The assessment should be derived from a
historically-based concept of recognition taking into account the need for
analysis of the transition from an international structure to a transnational
and global set-upĽ as demonstrated by the important concept of the
contemporary transition phenomenon of extraterritorial recognitionĽ
which is able to connect social and legal justice. Behind the dynamic of
extra-territorial recognitionĽ there are the social struggles of the
misrecognized. It is a model concept of the contemporary analyses which
correspond to the current stage of economicĽ socialĽ politicalĽ and legal
historical developments of the struggles for recognition.
MoreoverĽ all of these analyses require an intercultural approach that
clarifies developments in the internationalĽ transnationalĽ macroregional
and global ordersĽ bearing in mind the various forms of recognition in
different cultural circlesĽ e.g. WesternĽ ConfucianĽ or IslamicĽ which could
demonstrate the possibilities and potential starting points for the
articulation of such an arrangement beyond state borders by means of
comparative intercultural analysis.
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Marek Hrubec
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Perspective. Bloomington: Indiana University Press.
PhDr. Marek HrubecĽ PhD.
Centre of Global Studies
Institute of PhilosophyĽ Academy of Sciences of the Czech Republic
Jilská 1Ľ 110 00 Prague 1
Czech Republic
hrubec@ff.cuni.cz
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()STOR)CAL)TY OF DASE)N BY MART)N
(E)DEGGER
Andrea Javorská
The aim of this paper is to clarify Heidegger's question of temporality and
historicality of Dasein which in his conception resulted into the problem of
conception of Being to be interpreted out of an authentically understood time.
Heidegger understood time as the horizon of understanding Being. Time
understood this way is original in a sense of its ecstatic-horizonal structure which
clarifies the totality of authentic care as Being-towards-death and at the same
time the most original basis of beings which is Being.
Key words: Heidegger – Being – Dasein – time – temporality – historicality
Martin Heidegger and his fundamental ontology shows that the question of
history belongs among the most fundamental questions of human existence
and is closely bound to the relationship between Being and time. This
problem appears on the background of revealing dynamic structure of
historicality and temporality of Dasein. Thus he opens an ontological sense of
the question of time that enables him to distinguish between the “ordinary”
conception of time and original temporalityĽ the sense of being which is
rooted in time and which together with its modes is called a temporal
interpretation.
According to HeideggerĽ existence has an open characterĽ and therefore is
always a part of the worldĽ i.e. it is in the world. Such openness is an
ontological meaning of “there”Ľ the Dasein ĚdaĽ there Ŕ hereĽ the being-daĽ das
Da-seiněĽ it is a constitutive moment of one´s own ecstatic structure. A man is
the only being open to the world; he does not accept his world passivelyĽ but
actively influences and changes it. Based on the opennessĽ the Dasein can
keep distance from the worldĽ can come to itself and can be free in utilizing
its own potential. Being an open existenceĽ the Dasein has an understanding
relationship to the world and to the original openness of being Heidegger in
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Andrea Javorská
his later workĽ after “turnover”Ľ calls “unhideness of being”. The term “sense
of being” will be replaced by the “truth of being”Ľ that will be articulated as
the place for beingĽ the purpose of which is to prevent the possible confusion
of the term “truth” and the traditional conception of rightness. The most
original horizon revealing the meaning of Being and everything that exists
and at the same time articulating the answer to the question of Being is time.
The condition of a possible comprehension of time and hence being-in-timeĽ
is temporality.
Historicality and Understanding
Heidegger articulated his approach towards Being as such already in his work
Being and Time from the point of view of an authentic and non-authentic
understanding of Dasein. The original structure of temporality was manifested
as being the original condition of possibility of care as well as the ontological
problem of Dasein´s hapenning. Hediegger reveals an ontological conception
of historicality as the foundation of the structure of happeningĽ as the
existential-temporal condition of its possibility. Heidegger had worked out the
ontological conception of historicality to be able to reveal the structure of
happening and gain access to its existential-temporal condition of its
possibility. In this context he aimed to elaborate the Being of the historicalĽ
historicality as the ontological structureĽ yet as nothing historicalĽ no beings to
be deal with “historically”. Heidegger was trying to thematize the original
time as the sense of Being and later he also stressed that the structures of
understandingĽ he had analyzed in Being and TimeĽ are the structures of
understanding of Being at all. Thanks to practical handling with beings we are
being left to encounter beings in situation of openness. And just due to
tentative practical Being-in-the-world there is also a secondary possibility Ŕ
the dimension of the knowledge of “objects”.
The knowledge of objects is the matter of various specialized sciencesĽ
which based on various criteria had divided themselves specific beings. Their
task is to recognize these beingsĽ categorize and classify them. Aristotle had
already enabled and encouraged the division of all knowledge into various
scientific fields but at the same time he underlined that the question of what
beings are as beingsĽ the question of Being is not the matter of research of any
special positive science. HiedeggerĽ often turning back to AristotleĽ indicates
the question of the sense of BeingĽ Being of beingsĽ as well as the question of
history and historicality itselfĽ that would not be accessible in the context of a
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systematicĽ scientificĽ objectiveĽ ontical researchĽ but in the context of a
thinker`s roleĽ who embodies a possibility to ask relevant questions
concerning the ontological assumptions of a science. He tries to get this
assumption from the structure of being Dasein. ”It is essential to search for
the ontological possibility of the origin of science in the basic structure of
Being Dasein” ĚHeidegger 1řř6Ľ 40Řě. He focuses his attention especially on
uncovering the assumptions of history as the science that assumes
historicality of Dasein and its rooting in temporality: “history still assumes
historicality of Dasein in a totaly specific and significant way” ĚIbid.Ľ 425ě.
Heidegger in fact seeks for the existential origin of history in order to be able
to analyse Dasein`s historicality and its rooting in temporality. How does
historiology assume historicality of Daseinť How does Heidegger s topical
distinguishing of historiologyĽ history and historicality depend on the so
called Being of historyť Where in fact lies the fundamental structure of
historyť
Historical Dasein grasps beings by existing as the Being-in-the-world.
Being-in-the-world is a specific meaningful structure which is ontologically
typical for human existence. Human existenceĽ as being over-thrown into the
world and being towards the deathĽ is unanimously a final existence and alsoĽ
what Heidegger calls itĽ an “ecstatic temporality” as the final temporality.
Precisely this final temporality constitutes an original time and it is the basis
of what Heidegger called historicality of DaseinĽ “i.e. not of the factĽ that it
can be the subject of a historical scienceĽ but of the factĽ that it exists in fact
historicallyĽ giving oneself possibilities” ĚDastur 1řř6Ľ 2řě.
In his Being and Time he was concerned with the existential analysis of
historicality: “Our next target is to find the solution to the original question of
Being of historyĽ that means of the existential construction of historicality.
This solution is something that is historical by its original means” ĚHeidegger
1řř6Ľ 411ě. Historical knowledge isĽ according to HeideggerĽ thus possible
only on the basis of historicality of Dasein.
To be able to explain that history cannot be understood as a thingĽ object
standing in front of usĽ he speaks about various meanings of understanding of
the history. He focuses his explanation on a general distinction between
something historicalĽ the past beingsĽ in a sense of no longer occurring as well
as the beings that exist but no longer influence the present. FurthermoreĽ from
his point of viewĽ history is normally understood either as some origin of the
past corresponding with the category of evolutionĽ or as the unity of beings
that changes in time. In this connection Heidegger points out the change and
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human fateĽ human societies and their culturesĽ as well as the tradition which
is either historically researched or is accepted by some societies as something
natural while its origin remains hidden. History is conceptualized as
historiology: the science about the past or a historical science. As we can seeĽ
an obvious connection with temporal characteristics and almost unanimous
priority of the past topicality corresponds to the outlined meanings of
ordinary conception of history. What topicality of the past does Heidegger
meanť How can history become a possible object of historiologyť
In his interpretation Heidegger will outline the way of being of what itself
is historicalĽ its historicality and its rooting in temporality. Which beings are
historicalť Is it only the Dasein or are there non-human beings as wellť Do
the beings have to occur first to be able to get into history later onť According
to HeideggerĽ the Dasein does not become historical via joining and entering
various circumstances and events.
On the contraryĽ it is by events themselves the Being of the Dasein is
formedĽ so only “just because Dasein is in its Being historicalĽ circumstancesĽ
events and fates are ontologically possible” ĚHeidegger 1řř6Ľ 411ě. The
Dasein does not have its historicality at its own disposal; we cannot decide for
itĽ neither can deserve it for no matter what good reasons. The structure of
Being in Heidegger‟s conception is projected in the relation of time to being.
And that is why the historicality and its existential analytic have a temporal
meaning.
Besides DaseinĽ innerwordly beings are historical as wellĽ but secondarily.
This does not mean that they would be historical only due to the historical
objectification. Can they become objects of the historical research just
because they are historicalť Ordinary objectsĽ such as hand tools or even
antiquesĽ which belong to the pastĽ belong to it for reasons different than for
not being used any longer. They still do occur at present! If we have accepted
an unambiguous conception of history as something past then weĽ together
with HeideggerĽ ask “in what sense are these hand tools historicalĽ though not
yet being pastť” ĚIbid.ě. No matter if we do or do not use these hand toolsĽ
they are obviously not what they used to be. In what context do we talk then
about something pastĽ about what no longer exists?
In Heidegger‟s existential analyticĽ innerwordly beings do meaningfully
belong into a unit of toolsĽ into the world where Dasein concerns and uses
them in some reasonable circumstances. But the world of these reasonable
circumstances where we used to concern about or use that toolĽ no longer
exists. In spite of that innerworldly beings can still occur. Does this mean that
before Ŕ in the past Ŕ there used to be a world that no longer exists and the
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innerwordly beings occur now in the world that existsť The worldĽ according
to HeideggerĽ is not a set of single things somewhere in the spaceĽ is not a
total sum of the objects known. The world belongs to the way the Dasein isĽ
and it conditions its basic comprehensionĽ basic definition of Dasein as a
certain way of openness. That is why the world is only “in the way of an
existing DaseinĽ that ‟as being in the world‟ in fact exists” ĚIbid.Ľ 414ě. In this
connection people of various periods liveĽ setting their approach to what
existsĽ as well as their self-conception. Historicality of innerwordly beings
that still occurs but meaningfully belongs into the pastĽ thus according to
Heidegger does not depend on historical objectificationĽ but rests in a prethematic relationship of the Dasein to innerwordly beingsĽ that had belonged
to the world of the “having-been” Dasein. Heidegger considers this also in his
The Origin of the Work of Art and says we do not understand the specificity of
some era by naming the objects which had belonged to that time. Our
understanding of the world is set by clarifyingĽ revealing accessibility of
beings to the Dasein.
We are coming to the sphere of openness. The way we meet and
understand beings depends on what kind of openness we occur in. The
specific type of opennessĽ as Heidegger claimsĽ differentiates also historical
worlds. The openness itself is not materialĽ touchable; it cannot be a topic of
any positive science. The openness is not only the matter of the non-human
beingsĽ which is encountered by human beingsĽ but also the matter of the
ĚDasein sě self-conceptionĽ conception of the others as well as spiritual
comprehension. The circle movement of Hiedegger s comprehension aims at
openness as something unhidden in sense of alétheia. Just because the thing
shows itselfĽ that its being is manifestedĽ we can articulate openness of beings
in what and how it is. That means that beings become accessible in their own
essentia. In this manner Heidegger talks about alétheia as to “let-beingsbecome-accessible in their essentia” ĚBiemel 1řř5Ľ 10Řě.
While all the effort of Heidegger´s existential analytic aims at finding the
possibilities to answer the question of sense of being as suchĽ the analysis first
needs to focus on understanding of Being. Understanding being happens in
the horizon of time. Heidegger interprets the understanding of being from
temporalityĽ from the primordial time. Temporality ĚZeitlichkeitě has in the
plan of Dasein analysis developed into the basic dimension of human being as
an original condition of possibility of the care. It was explicated in relation to
the authentic “potentiality-for-being-a-whole” Dasein. Since “temporality
enables the unity of existenceĽ factuality and falling and originally constitutes
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the unity of the structure of care” ĚHeidegger 1řř6Ľ 360ěĽ the totality of
Dasein is determined by the ecstatico-horizonal structure of temporality.
Temporality and Historicality
Heidegger comprehended time as the horizon of understanding Being.
Interpreted this wayĽ time is original in sense of its ecstatico-horizonal
structure which explains the totality of authentic care as “being towards
death” and at the same time also the most original and deepest basis of
beings: being. Time does not characterize Dasein as temporal but Dasein is
interpreted as temporal. It does not mean “existing in time” but “existing
temporally” as a temporal being. Being can be distinguished through timeĽ i.e.
it can be interpreted as temporal. Distinguishing the being means that it can
be interpreted in its senseĽ that something like a sense enables its explanation.
This temporal interpretation is possible only because Dasein understands its
own being from time.
The being of temporality lies in timing the unity of time ecstasiesĽ
phenomena of the futureĽ “having been” and presentĽ and it enables the unity
of existenceĽ factuality and falling. Specific constellation of connection
between the meanings of “was”Ľ “is” and “will be” creates a specific negative
bound of access to time and being. If this access is meant correctlyĽ there must
be something like an open dimensionĽ an open area from which Being can be
disclosed at allĽ accessible and present in and by its means also possibly
understood. Understanding this specific mutual bound based on unhiddenness
of being and time and self-hiddeness of the unity of “was”Ľ “is” and “will be”
Ětill unhiddeness of being of beings lastsěĽ requires the investigation into the
inner structure of these temporal ecstasiesĽ i.e. ecstatic temporality. This
structure that articulates parting or span of Dasein in timing temporality and
appears as the “sense of authentic care” ĚIbid.Ľ 35ŘěĽ refers to its original
ecstatic unity of “having-been” Ědas Geweseně as over-throwness of Dasein
into the worldĽ the moment Being-always-already-in; present ĚGegenwartě as
being alongside this or that beings; future ĚZukunftě as self Ŕ projection of
DaseinĽ being kept in opportunities of coming to itselfĽ as moment of Beingalways-ahead-of-oneself-in.
The sentence from §65 of Heidegger‟s Being and Time becomes the
starting point of our further analysis. Dasein can exist like an overthrownness being only because the care itself is based in “having-been”
ĚIbid.ě.
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Let us remind that Dasein is the being which in its being cares for the
being itself. Its own being is assigned to him. It means that Dasein has opened
itself into “there” Ědaě to access its own Being. “There” suggests something
like an open space of some possible regionĽ stretched out area of a possible
world Ŕ thus Being of that “Being here” Ědas Da-seině is from the outset a
Being-in-the-world. That means Dasein is always assigned to be this “here”
of its own Being as Being-in-the-world. Heidegger writes about factuality of
an assigment of our own Being and calls it “over-thrownness” of being
Dasein. An “over-thrownness” means that the being of Dasein Ěas Being-inthe-worldě is for it itself “always already” thrown into opennessĽ into the
“there”. Because of thatĽ Dasein has “always already” found itself standing in
front of its factuality of Being-in-the-worldĽ in a certain state of moodĽ “stateof-mind” ĚBefindlichkeitě. The state-of-mind is a way by which it has “always
already” opened into the “there” of one s own over-thrownness of Being-inthe-world. It precedes all possible reflexion or comprehension. That is why it
“always already” is concerned with one s own Being. How do these short
reflections correspond with our topicť How can the above described
structures of Being be possibleť
In Being and Time Heidegger makes a distinction between “having-beenBeing” and “past-Being”. In the horizon of Heidegger s analysisĽ the past Ědie
Vergangenheitě does not indicate something datable that was exhaustedĽ and
so remains exhausted “now”Ľ something that we refer to as existing “then”.
Heidegger does neither come out from the idea of time as the sequence of the
pastĽ present and futureĽ nor from the idea of being associated with the present
as “still being” or with future or past as “already not-being”. Such definition
of time belongsĽ according to himĽ to the ordinary conception of time.1
Heidegger‟s conception of time explicated within confines of the existential
analytic of the Dasein is not an objective frame of happeningĽ it does not
occur somewhere “outside” or somewhere “inside”Ľ e.g. in consciousness.2
Time is not a being that appears or disappearsĽ that can be measuredĽ defined
through termsĽ or something that would be everlasting.
Heidegger took a critical approach towards traditional conception of time that was typical
e.g. for Aristotle because it was not sufficient to articulate the relationship between Being
and time. See: ĚMitterpach 2007Ľ 65 Ŕ 66ě.
2
He diverts also from Husserl‟s conception of time which is according to him not
determined by the question of Being: “My question of time was determined by the question
of Being. It was taking the direction which remains to Husserlʼs investigation of inner
conscience of time permanently unfamiliar.” In: ĚHeidegger 1řř3cĽ 53ě.
1
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Andrea Javorská
Heidegger writes about the past with regard to “non-human” beings that
appear and take place “in time”. The way Dasein projects oneself into this
Being is called existentiality. That is why DaseinĽ besides being the overthrown Being-in-the-worldĽ is also an understanding self-projection into one s
own potentiality-for-Being-in-the-world. This way of Dasein‟s being
Heidegger calls an “over-thrown projection”. According to HeideggerĽ Dasein
as existence cannot be past Ědie Vergangenheitě because it can never
essentially occur. “Dasein can obviously never be as pastĽ not because it
would be not disappearingĽ but because it can never occur essentially. As far
as it isĽ it exists. And Dasein which no longer existsĽ is not past in ontological
senseĽ but is this having-been-here.” ĚHeidegger 1řř6Ľ 414ě
That is why he uses the term “having been” Ědas Geweseně as a
meaningful term signifying one of the temporal constituents which cannot be
analyzed as isolated or alternately opposite to other remaining constituents of
the complete structure of care. Having-beenĽ Present and even Future as well
are always in mutual inter-connectionĽ which creates an integrated and own
phenomenonĽ the sense of Dasein.
The phenomenological analysis of the appearance of a beingĽ described as
arriving into presence from hiddenness and non-presenceĽ enabled to
distinguish the sensual present as appearance from enpresenting in a sense of
“coming out”Ľ “rising up” into unhiddenĽ or as standing up into openness.
Enpresenting enables “being at” ĚconcernĽ within-the-world beingsě hand in
hand with the fallenness of Dasein. Fallenness means to get lost in present.
Presence does not represent a momentĽ “now” as some point in a specific
temporal order. Presence as the moment “now” would be a temporal
phenomenon corresponding to time in sense of within-time-ness. In time as
within-time-nessĽ there always occurs something. But Dasein is not an
occurant beingĽ that is why one´s own “Being-alongside” cannot be explained
from the “now”. Different from beings that appear “in” the presentĽ the
Dasein is ecstatic. Regarding to this ecstatic character of DaseinĽ the past does
not mean “being no longer”Ľ but it means a “having-been” of Dasein itself.
Neither presence means “now”Ľ but is an access to Being in its unhidenness.
Present as an ecstatic modus is the one which enables “meeting with what can
be” in a certain time “ready-to-hand” or “present-at-hand beings” ĚIbid.Ľ 370ě.
That is why Dasein can be nearby within-the-world beings only when it is
open for the possible “present enpresenting” Ěgegenwertiges Anweseně of this
beingsĽ and thus even or itself. By this “Being alongside” Dasein is extracted
so that it can be present ĚGegen-wartě. Present means enpresenting of beings
in its unhiddenness.
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It is likewise also with the analysis of the third temporal ecstasisĽ the
future. If we allowed a vulgar interpretation of timeĽ than the future would
stand for the upcomnigĽ something that has not been beforeĽ i.e. is notĽ but
will be Ŕ will become present. If the future was only to come then it would be
able to appear as the future because it would permanently keep distant ĚDas
Abwesendeě.3 To this upcoming future Hidegger assigns a non-authentic
understanding of temporality. The future Ědie Zukunftě in the original horizon
of time Ěin original horizonal temporalityě always already isĽ never upcomes.
In Being and Time it is interpreted as self-projection of DaseinĽ as Beingahead-of-oneself. Dasein projects oneself according to its own possibilities of
Being and Heidegger understands this self-projection “into” one‟s own
possibilities as a temporalizing of future. Future enables to understand
something like ahead-of-itself. That is why Dasein is as ahead-of-itself
futurally. Futurally means Dasein's coming-towards-oneself in its ownmost
potentiality-for-Being. Ahead-of-itself points out to authentic future which
enables Dasein to be the way that it cares for one´s own potentiality-forBeing. A phenomenal feature of the future is “coming-towards-oneself” Ěfrom
some specific possibilityěĽ is the “Being-towards”. The future understood like
thisĽ in a specific way still concerns the man. Heidegger's interpretation of
original temporality keeps accenting a dynamic structure of the unit of
original temporality. But since Dasein as Being-in-the-world exists in two
basic modules of Being DaseinĽ and gets to one´s own potentiality-for-Being
through concern with beingsĽ it cannot see that the unity of temporality does
not pay attention to itĽ misses it. If Dasein is concerned “with its Being”Ľ then
it also takes care of its own ecstaticness either non-authentically in a way of
fallennessĽ or authentically. Temporality temporalizes either as forgettingenpresenting expectingĽ i.e. non-authentically from intra-temporal beingsĽ or
as continuous renewal of the momentĽ i.e. authentically from one‟s own
temporality itself.
AppearentlyĽ certain moments of the structure of Being Dasein are
possible only under the condition that Dasein is in its diversification always at
the same time upcoming Ŕ future ĚZukunftěĽ “already” Ŕ “having-been”
ĚGeweseně and enpresenting-present ĚGegenwartě. From phenomenological
perspective these three temporal ecstases create a unit and that means they are
temporalizing the original temporality. This unitĽ according to HeideggerĽ
takes place in the world.
The analysis of sensual determination of Anwesen and Abwesen we meet especially in
the works after turnoverĽ e.g. Die Geschichte des Seyns, Was heisst Denken?
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World is the space for beingsĽ which can be investigated by man just
because he always already understood what Being. The world belongs to
existence and indicates the way how beings can be manifested to man who
lives it as a whole. In phenomenology manifestation means to be somehow
here. As being present in the “place” where meeting occurs. But this “place”
must be somehow understood: non-authenticallyĽ model of which is
materialityĽ occurrence in present; and authenticallyĽ for which each present is
accessible from futureĽ each understanding is a projection but an over thrown
projectionĽ since every present is at the same time determined by past. Having
understood “the-step-out” that enables the presence in specific situationĽ
always steps out from somewhereĽ out of some determinationĽ dependence on
what used to be. Both in authenticity and non-authenticity it appears in a
relation to oneself. In first case we come to ourselvesĽ in second one we do
not. But in both cases there has to be some structure that enables things
become clear and accessible to us and us to ourselves. For understanding of
what being Dasein isĽ Heidegger reveals a crucial modality Eigentlichkiet des
Desiens we usually translate by perhaps ethically not appropriate term Ŕ
Dasein's authenticity. The authenticity makes the finality of Being Dasein
understandable. In this context Heidegger finds for his expression the
phenomenon of Being-towards-deathĽ which becomes significant in one‟s
confrontation with finality as an authentic comprehension of human Being.
Temporalizing of the time which is characteristic for an authentic
existence is in modus of historicality. HeideggerĽ analyzing temporal
character of historical beings at all stresses the fact that we cannot come out
from “Being-in-time” in a way of entity present-at-hand. Yet entity does not
become “more historical by stepping back into more and more distant pastĽ so
that the oldest would be historical in the most actual sense” ĚHeideggerĽ 1řř6Ľ
415ě. DaseinĽ according to HeideggerĽ is not historical because it is not here
but only in temporalizing one‟s own temporality which has esctatic-horizonal
structure we can talk about historicality as essential structure of Dasein.
Heidegger discusses historicality as an ontological problem which he
analyzes through existential analytic of Being Dasein. He points out a
meaningful structure of temporalizing temporality which is represented by the
historicality of Dasein. Heidegger considered existential construction of
historicality; historicality in this analysis “is not only a simple ontical
statement of the fact that Dasein acts in „world history‟. Historicality of
Dasein is the basis for possible historical comprehension which brings along
the possibility to keep history explicit as a science” ĚIbid.Ľ 364ě. Heidegger
was trying to explain historicality from the point of view of temporalityĽ
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originally from authentic temporality.
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MITTERPACHĽ K. Ě2007ě: Bytie, čas, priestor v myslení Martina
Heideggera. Bratislava: Iris.
The contribution is a partial presentation of the outcomes of the research
project VEGA No. 2/0175/12 From Phenomenology to Metaphysics and to
Reflection of the Contemporary Crisis of Society and Art which has been
pursued at the Institute of Philosophy of Slovak Academy of Sciences and the
Department of Philosophy, Faculty of Arts of the Constantine the Philosopher
University in Nitra.
ř3
Andrea Javorská
Andrea JavorskἠPh.D.
Department of Philosophy
Faculty of Arts of the Constantine the Philosopher University in Nitra
Hodţova 1
ř4ř 74 Nitra
Slovak Republic
ajavorska@ukf.sk
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C(ANG)NG T(E CONCEPTS OF T(E DEBATE.
Ž)ŽEK (ELP)NG (E)DEGGER FA)L BETTER
Klement Mitterpach
The paper focuses on Slavoj Žižek‟s re-appropriation of Heideggerian ontological
background and analyses the position Heidegger occupies when viewed from the
point of Kant-Hegel shift Žižek elevates as the central to understanding the idea
of philosophy and its post-Hegelian development. The framework serves us to
indicate the meaning of ontological speculation within contemporary debates
challenging philosophy to deliver understanding of the ongoing debate on mainly
social and political issues of the day. It shows that the idea of failure of
understanding to be enacted on the ontological level – counterintuitively rendered
by Žižek on the issue of the failure of the role of understanding being in
Heidegger´s thinking – is seminal to understanding the expected role as well as
possible performance of philosophy within contemporary debates.
Keywords: Understanding – Failure – Kant-Hegel shift – Heidegger – Dialectics
of Debate
Heidegger did not Understand Anyone at All
In a short written record of what was supposed to be a dialogue between
Alain Badiou and Slavoj Ţiţek published in 2007 under the title
Philosophy in the PresentĽ Slavoj Ţiţek started his speech by an overt
rejection of any philosophy which would try to appear or introduce itself
as a dialogue: “Philosophy is not a dialogue. Name me a single example
of a successful philosophical dialogueĽ that wasn‟t a dreadful
misunderstanding. This is true also of the most prominent cases: Aristotle
didn´t understand Plato correctly; Hegel who might have been pleased by
the fact Ŕ of course didn‟t understand Kant. And Heidegger fundamentally
didn´t understand anyone at all. So no dialogue” ĚBadiou Ŕ Ţiţek 2007Ľ
50ě. The statement could be read with respect to the opportunity which
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was arranged to suggest the form of a dialogue between philosophers
whichĽ as both declaredĽ are “to a large extent in agreement”. ObviouslyĽ
commenting upon “wrong” choice of partakers who display no dialoguepromoting discordĽ Ţiţek does not only count on a simple effect of
rhetorical exaggeration and over-generalization because his rebuff of the
dialogue in philosophy is followed by an even more resolute refusal Ŕ
literally “fleeing from” anyone suggesting a discussion or philosophy in a
dialogue. Far from simply showing disregard for the communicationoriented philosophical space todayĽ Ţiţek from the very start follows his
sentence upon a dialogue running even between philosophers who would
be considered essentially in need of dialogical mediation or critical
articulation of their mutual discord. Ţiţek‟s brief and fierce account of the
dialogue and philosophy eventually focuses on undermining almost selfevident expectations philosophers are supposed to share with those who
challenge them to explain or at least to analyse the possibility of mutual
understanding upon the issues of the day. What seems to be an over-stated
postmodern attitude isĽ howeverĽ its contraryĽ for Ţiţek directly confirms
Badiou‟s thesis that philosophy is axiomatic.
ŢiţekĽ howeverĽ does not exaggerate an autonomy of philosopher´s
theoretical space here but points to an implicitly shared belief in
commonsensical autonomy of our everyday beliefs which nonetheless
often demands a “philosophical” confirmation and for this reason counts
on philosophy “providing public opinion with some orientation in
problematic situation” ĚBadiou Ŕ Ţiţek 2007Ľ 51ě. The line of the
“philosophical pairs” to provide for a brief examples of most flagrant
intra-philosophical “misunderstandings” to be chosen purely randomlyĽ
nevertheless betrays arranged positionsĽ where Heidegger s case seems to
represent the apex of misunderstanding. He no longer stands out as the
one who misunderstood Husserl but as someone to misunderstand
“anyone at all”. The philosopher of “understanding“Ľ having rendered
understanding as a fundamental phenomenal feature of DaseinĽ that
meansĽ his own being and meaning of being as suchĽ howeverĽ might not
appear in this position solely as the ultimate case of the desperate lack of
understanding but more likely as philosophically most trenchant example
of the failure “in” the philosophical comprehension of the concept of
understanding as well as probably the failure “of” the concept itself in
regard to the Ěcommonsensically often ironicalě idea of philosophy as its
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general provider. With respect to Ţiţek‟s claim about the even
philosophically often misunderstood public role of philosophyĽ we could
hardly declare misunderstanding a failure without considering the
misunderstanding of failure.
Even at the level of introductory apprehension to Heidegger‟s
philosophical enterprise Heidegger obviously represents a philosopher
who deliberately exemplifies an explicit attempt at radical displacment of
the meaning of the term from its commonsensical/ontical use in order to
work out what he calls “ontological” sense of understanding and make it
appear in course of explication of the ontologically oriented human
practice itself. One could say Heidegger is the philosopher of
understanding to the extent he succeeds to displace the implicit meaning
of understanding as a practice within its quotidian context by the practice
which transforms its own commonsensically rendered relata and
ultimately changes the horizonĽ which supports the ordinary meaning of
the wordĽ as well as the practice it describes. The philosopher´s practice
therefore signifies a philosophy which seems to combine inconnectible
tendencies: reading other philosophers as the authentic procedure of
pursuing philosophical practice itself and at the same time promoting a
strictly ontological philosophical approachĽ that meansĽ practicing
understanding which has no intention to emphatically adhere to any of the
philosophical “positions” in author´s philosophical developmentĽ but
displaying their ontological failure as the proper way of re-opening “the
question of being”.
Heidegger seen as an example of the most extensive misunderstanding
therefore does not seem to work as the example of some profound
confusionĽ but as an example of an intentional refusal to subject
philosophy to an ontologically misconceived claim Ěnot rendered
ontologically yetě on understanding itself. HoweverĽ we could ask: Is not
Heidegger precisely a case of losing the prospect of the real problem of
understanding under the flag of strictly ontologically conceived notion of
understandingť We should not forget that the ambiguity of Ţiţek‟s list and
Heidegger´s position is strictly intentional and congruent to Ţiţek‟s
reformulating the whole issue of the “philosophy in the present”. Ţiţek‟s
“we must change the concepts of the debate” ĚBadiou Ŕ Ţiţek 2007Ľ 51ě
therefore represents an account directly enacted by the number of
exemplary examples of philosophical topoi he provides just in order to
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face the alternatives we “spontaneously” collectively share when
discussing the pressing up-to-date problems as false ones.
Heidegger Trauma. Demands on Philosophy or Just Philosophical
Demands?
Does one not expect philosophy to provide understandingť Or does one
expect philosophy to appear once again as a misunderstandingĽ just to
prove again that the understanding we already possess has nothing to do
with philosophizing about the circumstancesĽ which despite all the
attempts taken by philosophers very soon turn into the self-enclosed
structuring of a purely notional philosophical practiceť Ţiţek starts with
the question he from the very outset declares as “approaching the problem
the usual way”Ľ that isĽ describing the situation as that of philosopher
“being addressedĽ questioned and challenged to intervene into the
European public sphere” ĚBadiou Ŕ Ţiţek 2007Ľ 50ě. The point is he
addresses precisely this idea of “philosophy being asked to intervene”Ľ no
matter whether shared by philosophers too eagerly demanding to be
publicly recognized as useful and actualĽ or only the idea “inauthentically”
shared by the publicĽ who fantasizes about a “subject supposed to know”.
Does Ţiţek propose an arrogant division between philosophy which
“heroically” faces the inevitable inauthenticity of the crowd and the public
indifference which despite naively demands someone to provide answersť
Ţiţek‟s pointĽ howeverĽ leads beyond the choice of authentic philosophical
aims and inauthentic pragmatism of a crowdĽ and the idea of philosopher´s
changing concepts of the debate pertains primarily to the false alternatives
assigned to the issue of an engaged philosophyĽ that isĽ philosophy in
current situation as either being engaged or none. To render it differentlyĽ
it is a concern which confronts philosophers with the choice either to call
for the democratic civic vigilance or to publicly confess that any other
philosophical intervention into the public attitude is incongruent with the
idea of publicly acceptable and practicable proposal. Ţiţek‟s well-known
reaction basically changes the idea of philosophy being responsive by
answering the given questions in favour of philosophy responding by
positing the new questionsĽ which introduce the possibility of radical
choice against the falseĽ fake possibility of alternatives usually publically
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shared even by philosophers themselves. Ţiţek‟s answer thus turns to
philosopher‟s ideas about philosophy and its public engagementĽ in order
to showĽ how what philosophers themselves demonstrate as a political
complement to their philosophical workĽ reveals their unconscious
philosophical affinities even among those who are believed Ěand who
themselves believeě to hold on totally opposite philosophical stances.
The idea of the common but hidden ground is certainly not new.
HoweverĽ Ţiţek basically shows that the ground itself is in fact not
hiddenĽ but rather disclosedĽ revealed as philosophical precisely
politically. What one does not usually expect to see politically is the very
own core of the otherwise opposite philosophical enterprises. One
therefore does not usually expect to see the properly philosophical via
politicalĽ even though we got used to expect to see philosophical as
political. Ţiţek‟s example is well-known DerridaŔHabermas debate about
the future of Europe. This point leads further than we would expectĽ if we
take ourselves to be experienced in cases among which Heidegger is
interestingly again one of the exemplary cases of our times Ŕ if not the
single example of the philosopher of philosophical autonomy
exemplifying the paradoxical radically pursued authenticity of the
philosophical stance which is said to convert into an ambiguously radical
political engagement. Political naivety or philosophical irresponsibility of
the philosopher will have to appear as false alternativesĽ if philosophers
after Heidegger attempt to follow the public claims not only on
philosophical responsibilityĽ but also adopt the role of compulsory
criticism which attempts to follow the trace political coding in the fissure
of philosophically proclaimed political neutrality of the ontological
thinking. The fact isĽ they should rather follow the ontological trace in
otherwise utterly politically correct thinkingĽ or spot the unexpected
sameness of political ontologies of the declarations of the current
challenges which attempt to identify the core critical issue of the day.
The idea of the engaged philosophy is therefore from this point not a
matter of occasionĽ of the turbulent times to come philosophers are
waiting for to get into use again. The fact isĽ the ontological substance of
their thought is sought to succumb totally to this fundamental claim of
responsibility which has been confronted with the trauma of counterenlightenment thoughtĽ which gets unleashed the moment one takes the
modern subjectivity into a questionĽ that meansĽ the moment one takes
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ontological neutrality of the political into question. HoweverĽ the moment
such a demand was internalized by philosophers themselvesĽ we face the
fact that all the philosophizing along the lines of the public or political
recognition of philosophy finally does not get enough recognitionĽ or
perhapsĽ that all the demands pressing upon philosophy are a
philosophical fantasy responsible philosophers have made up themselves
to revive from the trauma of the Heideggerian philosophico-political Ěiněexperience.
Is not Ţiţek‟s stating the fact itselfĽ the fact of philosophy being
publicly addressed this wayĽ a total mis-perception of the situation
philosophy finds itself inť Should we not therefore ask if the way Ţiţek
starts about the situation of philosophy being asked and challenged by
public demands is not also only part of his philosophical fantasyĽ fantasy
about the event taking place to cover the fact there is noneť Would it not
be all the more appropriate to confessĽ there is no such spontaneous
necessity to address philosophersť FinallyĽ is Ţiţek not wrong about facts
even though we might have found his answers “stimulating”1 when we
read him contra-factuallyť HoweverĽ what if the only fact that is missed
by such to-be-realist cynical stance is that the politically responsive
philosophy faces the situation marked by false alternatives of pleading for
recognition or directly attempting to integrate the demands into the
pragmatico-political process and become a StaatsphilsophieĽ philosophy
which by overtly declaring its demands actually performs the task of
Ěeven criticalě legitimizing not the role of the philosophical-political
thinkingĽ but the particular state apparatus instead.
What if what seems to be an apparently final realist passion for the real
of the situation Ŕ taking it as it is without any idealistic ballastĽ being true
to rough facts Ŕ and a direct call to an active participation of the
philosopher on the political agenda is itself just a reaction to the
alternative of simple belief that there is finallyĽ cynicallyĽ no such
demandť Is this reading of the situation not itself correlative to the reading
of the politically responsible philosophy which reactively clings to
politico-pragmatic process which is believed to be true to factsĽ
Peter Engelmann somewhat disappointedly finishes his editor‟s preface: “Perhaps Ţiţek
is right that philosophy is not a dialogue. Philosophical discussion is nevertheless always
stimulatingĽ as the presentation and now this book demonstrate” ĚBadiou Ŕ Ţiţek 2007Ľ
xiiě.
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considering the realist account of the situationĽ the possibilities it offersĽ in
order to escape the temptation of the irresponsible and non-responsive Ěto
the realist account of the situationě philosophersĽ itself a fundamentally
ontologically based claimť
Ontology of the Failed Understanding
Ţiţek‟s rejection of a debate should be read precisely as an answer to this
suspicion about philosophy rendered as from its very essence always
coming short of facts or lacking the responsibility towards any normative
challenge or request.2 What might have been considered typically
philosophically elusive Ěreluctance to remain at the level of the shared
identification of a probleměĽ is itself the cure. A debate is therefore no
longer starting by an empty gesture of invitation to an open space of
communicative practice but more likely by the imposition of the failure of
understanding.
Ţiţek‟s answer does not only promote the idea of philosopher
correcting the false illusions we share unless we do not render our
situation philosophically. It rather shows that philosophy can respond only
by the questions which we have not demanded. The falsity of our
questions however can be articulated only on the background of the
imposition of the new oneĽ the falsity of our demand to appear at the
background of the question which responds to the demand we are
suddenly challenged to figure out and to formulate. BasicallyĽ the question
is wherefrom does a philosopher come to his proposalĽ what kind of
stance we encounter when being imposed with a question we cannot
simple deduce from our attitudinal backgroundĽ but from its very failureť
It is the change which does not change our epistemological
misconceptions or fills the lack of proper normatively based
understandingĽ not even the change of the very epistemological standards
In July 2013 a debate had occurred between Ţiţek and ChomskyĽ including couple of
reactions which followed Ţiţek‟s comment he made on account of some of Chomsky s
rather disparaging comments on ignoring empirical facts in continental philosophy and
Ţiţek‟s pointing to the ideological nature of such reductive empirical strategy and its
downplaying of the theoretical work indispensable of conceptualizing such ideological
frameworks. See ĚChomsky 2013ě and ĚŢiţek 2013ě.
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we have already accepted although failed to follow. The conceptual
intervention of the philosopher shows our knowledge to be sustained by
illusions to be dissolvedĽ but shows these precisely from the standpoint
which first allows us to come into grips with what we believe
retrospectivelyĽ from the point that has been enacted by the conceptual
intervention itself. ThereforeĽ it is not by means of direct normative
imposition itselfĽ or direct argumentative correcting of the inconsistency
of our conceptions that the philosopher makes us confront the truth of the
situation. The change in the concepts of the debate makes us face the
consistency of our knowledge based on an indispensable illusion which
makes our own demand appear a part of the illusion itself. To see the
situation from this point means to stumble upon the philosophical stance
which gives us as a result what can be understood only as a philosophical
challenge which drags us not inside but outside the situationĽ to the point
which is enacted as universalĽ even without support of philosophical
articulation.
The conceptual shift therefore represents a shift from the
epistemological framing of the problem to its ontologyĽ to ontology of
understandingĽ and as such reminds us of its historical philosophical
exemplification in Kant-Hegel shiftĽ which Ţiţek considers to constitute
the philosophy proper. It represents a shift from knowledge of reality to
the reality of our knowledge ĚKantěĽ or as would be accurately HegelianĽ
knowledge in realityĽ as the part of reality and therefore its own
ontological inconsistency. We thus move from epistemological
inconsistency or factual inaccuracy of our beliefs to the inconsistency of
the missed opportunity of the philosophical questioningĽ which not only
changes the view we understand our roleĽ but also the status of
understanding from epistemological to ontologicalĽ that is to an ontology
of its failure. It is therefore not enough to admit the fact of the failure of
“my” understandingĽ but to admit the failure of the ontological “facticity”
of understandingĽ understanding failing to cope with itself as an
ontological issueĽ as a part of realityĽ condition of possibility of acting Ŕ to
show understanding in its productive mode. The shift from epistemology
to ontology thus appears only if we assume that understanding as
performative of the knowledge of reality we have. It fails precisely as this
“performative” because it does not account for the ontology of the
impossible it excludes as its own ontological condition of possibilityĽ fails
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to recognize it as its own condition of impossibility and as such the
condition of the possibility of the ontological stance properĽ which
contains the exclusion of the impossible under the guise of its
epistemological restriction which is said the only to be respected as
properly philosophical one.
From this point it seems that the authentic philosophical position
restricts us to reveal the hidden presuppositions we shareĽ while the
commonsensical criticism reminds us that such philosophical engagement
is always already entangled into the same presuppositions and therefore
cannot substantially render an explicit conceptual encounter with reality
as such. HoweverĽ what such commonsensical criticism posits as
normative erasure of all philosophical attemptsĽ is misrecognized by the
philosophically authentic stanceĽ which is restricted to revealing the
presuppositionsĽ as the step which philosophy has already enacted to
accomplish the task of such restricted revelation: to reveal
presuppositionsĽ one has to posit themĽ that isĽ it must not only render
ontical ontologicallyĽ but assume the non-mediated onticity of the
ontologically posited.
The authentic thus lies in the fact that we authentically deserve
philosophy to confirm the falsity as merely epistemological Ŕ we perceive
it not as a confirmation of our views but as a confirmation that there is no
such view as to move us into a position of ontological agents. Philosophy
is in fact usually asked to engage to warning us against the changeĽ to
protecting us from the change and to supporting the protection by kind of
explanatory reasoned negotiationĽ through which the philosopher is
obliged to legitimize his position to prolong his patronizing advisorship
till one finds it no longer necessaryĽ till one gets the full satisfaction in
“not having escaped the problem” precisely by entering into public debate
which represents his attitudinal engagement and is believed to become a
legitimization of his activist pursuance of particular normative proposals.
Ţiţek´s account of the changing of the concepts of debate shows that
the shift from epistemological to ontological is not just a shift of the
thematic domainĽ or a shift to a more basicĽ and therefore ontological
questions or the meaning itself we have been conformed to. It rather
shows that the concepts being changed make us fail at the more
fundamental level Ŕ faces us with our fundamentally authentic conformist
position of negotiatingĽ tempting the philosopher to prove I am finally
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rightĽ or to level philosophy to a common view which “I have always
already had anyway”. If we take notice of Ţiţek‟s examplesĽ we can see
that the line does not divide the authentically philosophical from the
commonsensicalĽ and thereforeĽ has no intention to prove neither
philosophy an authentic reflection of the commonsensical presupposition
nor have a common sense to prove the philosophical naivety residing in its
proverbially philosophical inability to confront the facts. It is rather the
idea of the inscription of the commonsensical into philosophical itself than
the philosophical inscription into commonsensical that makes the
difference in rendering the “philosophical debate” from a shifted
perspective. Ţiţek‟s examples focus on the philosophers‟ thought to be
identified according to beliefs the philosophers share and leave intact as
precisely commonsensically shared from their own philosophical point of
view and therefore nevertheless still move within confines of the
alternatives they believe to be challenged to answerĽ alternatives they
however share as the factual issues of the day. From his perspective they
do not as much display their public responsibility and responsivenessĽ
their honorable up-to-date public engagementĽ as they signify the limits of
their concept of philosophyĽ of their engagement in philosophyĽ the
absence of radicality of assuming their philosophical duty to enable the
encounter with radical choiceĽ that isĽ choice of the failure of the debate
enhanced precisely philosophically.
Ontology of Historical Misunderstanding
The failure of understanding as demonstrated is a core figure of even
anotherĽ historically “refined” version of Ţiţek‟s account of the history of
philosophy he pronounced in one of his interviews: “Philosophy is
something which began with Kant and ended with Hegel Ělaughsě. BeforeĽ
there were very interesting thingsĽ like PlatoĽ which announced it.
AfterwardsĽ it‟s all one big misunderstanding. As a leftist I say thisĽ Marx
obviously didn‟t understand Hegel and so on and so on” ĚHauser Ŕ Ţiţek
2007Ľ 2 Ŕ 3ě. For Ţiţek the shift from Kant to Hegel represents a paradigm
of the philosophy properĽ that is the Hegel´s speculative appropriation of
understanding as it is represented within confines of Kantian account of
the finitude of subjectivity. From this point Ţiţek interprets Kant as the
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philosopher of finitude finally appropriated by Heidegger‟s existential
analytics of the DaseinĽ which he basically developed into a “historicized
transcendentalism” ĚŢiţek 2012Ľ Řř0ěĽ while Hegel simply represents the
step which has been thoroughly misunderstood after in the “postmetaphysical thought”. Ţiţek therefore perceives Hegel as the “vanishing
mediator” between the traditional metaphysics and the post-metaphysical
thought. Hegel thus represents the philosopher who made the account of
ĚKantianě understanding proper and precisely by doing this was doomed
to be misunderstood after.
This timeĽ Heidegger is apparently not on the list while from the new
point of orderingĽ the one concerned with the positive meaning of
understandingĽ the list is centered on the point of the Kant-Hegel shift
Ţiţek identifies as crucial for understanding the “big misunderstanding”
itself. NowĽ there is no need to account for the apex of its displacement
but rather for its constitutive failure which is constitutive of the ontology
conceived as understanding. We could say Heidegger stands in the list
hidden in one of the following “so on-s”Ľ which meansĽ that from this
point of view Heidegger‟s attempt to overcome the limitsĽ or being able to
properly assume the end of metaphysic as a taskĽ is itself a heir of the
unresolved ambiguity of the shift which for Ţiţek contains the philosophy
itself. We might expect thenĽ that Ţiţek‟s central position of the shift
offers an ontological “Auseinandersetzung” with Heidegger´s finalĽ not
only ironicalĽ position of a certain climax of misunderstanding. Would it
appear to reside in Heidegger´s concept of ontology which appears “final”
the moment we decide to consider ontology to overlap with
understandingť
Ţiţek‟s positive account of understanding is the anti-thesis which
creates the position wherefrom understanding itself may become
accessible by releasing it from the epistemological constraint to its
ontologyĽ that isĽ ontology of the failed understanding. In his Less than
nothingĽ in the chapter named In Praise of Understanding he gives an
account of Hegel´s praise of understanding as the “power of the Absolute”
and at the same time as the exemplary theme for correcting interpretations
of the step “beyond” Kant or of the step “back” to pre-Kantian
metaphysicsĽ both representing the alternatives philosophy has performed
after. ThereforeĽ the idea of the history of philosophy itself is articulated
around the shift concerning understandingĽ that isĽ the shift we have
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considered as “ontological”Ľ and eventually represents a shift in
understanding of the ontology itselfĽ now considered “speculative”. The
interpretation of the shift therefore contains the resolution about the
difference of the possible ways of attaching ontology to understanding:
“There are thus two main versions of this passage: Ě1ě Kant asserts the
gap of finitudeĽ transcendental schematismĽ the negative access to the
Noumenal Ěvia the Sublimeě as the only one possibleĽ and so forthĽ
while Hegel‟s absolute idealism closes the Kantian gap and returns to
pre-critical metaphysics. Ě2ě It is Kant who goes only half-way in his
destruction of metaphysicsĽ still maintaining the reference to the
Thing-in-itself as an external inaccessible entityĽ and Hegel is merely a
radicalized KantĽ who moves from our negative access to the Absolute
to the Absolute itself as negativity” ĚŢiţek 2012Ľ 266 Ŕ 267ě.
Simply putĽ the first alternative is the one of Hegel misunderstanding
Kant while the other Hegel understanding Kant better then Kant himself.
Ţiţek clearly opts for the second possibility although he mentions both
interpretations in order to comment on their confusion when being
translated into the terms of epistemological Ŕ ontological shift:
“OrĽ to put it in terms of the Hegelian shift from epistemological
obstacle to positive ontological condition Ěour incomplete knowledge
of the thing becomes a positive feature of the thing which is in itself
incompleteĽ inconsistentě: it is not that Hegel „ontologizes‟ Kant; on
the contraryĽ it is Kant whoĽ insofar as he conceives the gap as merely
epistemologicalĽ continues to presuppose a fully constituted noumenal
realm existing out thereĽ and it is Hegel who „deontologizes‟ KantĽ
introducing a gap into the very texture of reality” ĚŢiţek 2012Ľ 267ě.
Ţiţek basically saysĽ that if we understand ontology the way the
positive pre-critical metaphysic doesĽ as a thorough account of the ordered
whole of the existent beingsĽ we will not understand what it means to turn
“an epistemological obstacle to positive ontological condition”. What he
calls an “epistemological obstacle” is here precisely an obstacle to build
ontology in the classical vein and epistemologically restricting the access
to noumenal realm. The problem is that the classical ontology is restricted
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precisely Ěonlyě epistemologicallyĽ which is why Kant still even though
epistemologically negatively clings to idea of the fully-constituted
although inaccessible reality. It followsĽ that Hegel s ontological shiftĽ
shift to ontology of understanding proceeds precisely by “deontologization”Ľ which meansĽ by releasing even the negative Ěnegatively
accessibleě presence of the noumenal Ěconditioned epistemologicallyě and
taking a completely different stance of affirmation of the Kantian division
itself to become the focus of our view. What does this “de-ontologization”
meanť What “de-ontologized” ontology we come toĽ if we follow Ţiţek s
figure of “introducing a gap” into the realityĽ of introducing reality itself
as inconsistent due to this gapť Perhaps it becomes more obvious due to
its re-connection to the concept of understanding again.
ApparentlyĽ ontology to be de-ontologized is the classical ontology Ěas
well as the ontology of understanding of Kantian critical philosophyĽ
ontology pertaining to understanding as merely an epistemological issueěĽ
which meansĽ the ontology that provides understanding the unity and
structure of the world in its principles. The critical stance represented by
Kant in fact keeps to this in a negative mode Ŕ there is the fullyconstituted world but we only understand that the idea of the full
constitution is antinomical unless we are no table to decide even the
difference between this being a presupposition posited by the shortcircuited reason and the fact of things existing out there although
inaccessible to reasonĽ always accompanying our synthetic activity of
reason. So the confusion of the phenomenal and noumenal manifests itself
as antinomicalĽ and antinomies are basically the form of appearance of
inability to make an account of the unsurpassableĽ incommensurable
division of the objects of understanding and Things-in-themselves. It is
nevertheless the theme of understandingĽ the problem of its statusĽ which
shows that Kant s ontology is still classical although his concept of
understanding does not provide access to the ontology but nevertheless
sustains it in its simple negative refusalĽ in making it numb.
“This is the feature that Kant shares with pre-critical metaphysics: both
positions remain in the domain of Understanding and its fixed
determinationsĽ and Kant s critique of metaphysics spells out the final
result of metaphysics: as long as we move in the domain of
UnderstandingĽ Things-in-themselves are out of reachĽ our knowledge
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is ultimately in vain” ĚŢiţek 2012Ľ 26Řě.
The domain of Understanding is what pre-critical and critical ontology
share. It seems however that it was Hegel‟s task to infer conclusions of the
critical-ontology in regard of Understanding itself. Therefore Ţiţek keeps
to idea that Hegel simply gave understanding its proper place within the
critical stance and did not attempt to go “beyond”Ľ which also means he
had not relied himself on any even more fundamental level which could
be called ontological in the pre-critical manner. His move is precisely that
of not missingĽ not mis-understanding what has been gained by KantĽ or
his mis-understanding of the Kant´s move beyond the restriction he
himself imposed on understanding proper. The move beyond Hegel‟s
“deontologization” would therefore pertain to the pre-critical sense of
ontologyĽ which in Kant is discovered to fail to cover the domain of
understanding proper and is thus reserved for the noumenal realm as the
negative notion of all that is inaccesible to understanding. For HegelĽ to
gain access to the understanding itselfĽ he has to “deontologize” itĽ to
understand it positively as far as it has become obvious that Kant‟s
“positive” thematic approach to understanding itself has character of the
critiqueĽ that meansĽ it delineates what pertains to understanding from the
point of its impossibility. The noumenalĽ the realm of ontologically
positiveĽ must therefore be identified not only as the unknown but
ontologically as principally unknowable. ThereforeĽ we could infer that
the role the noumenal methodologically plays in Kant‟s critique is no way
just a residual thing we do not knowĽ but is identified by Kant himself as
the thing-in-itselfĽ nevertheless only to be treated as merely a residue of
understanding Ěthe noumenon characterized by Kant as a negative notioně.
The problem isĽ how to treat understanding from the point of the ontology
of the Thing-in-itselfĽ howeverĽ ontology no longer sustained by
understanding which treats ontology only residually as the remainder that
causes troubles to insufficiently critical reason and as a rule results in the
misapplication of the categories of understandingť
The idea of limiting the phenomenalĽ of understanding having nothing
to do with things-in-themselves but their appearanceĽ simply proposes the
noumenal as the limitation of the phenomenal. The point isĽ understanding
as the criterion sustains what it considers a neccessary illusion of the old
ontology ĚŢiţek 2012Ľ 27ř Ŕ 2Ř1ěĽ although it has imposed the idea of
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proper self-restriction on itself. ThereforeĽ to understand noumena we
have to think about the presupposition of the phenomenal which is
constitutive of our idea of the noumenalĽ the reality in itself:
“In other wordsĽ we should never forget that what we know Ěas
phenomenaě is not separated from things-in-themselves by a dividing
lineĽ but is constitutive of them: phenomena do not form a special
ontological domainĽ they are simply part of reality” ĚŢiţek 2012Ľ 2Ř3ě.
The idea of “inserting a gap” in reality itself therefore depends on “deontologizing” the role of understanding in order to introduce
understanding as an ontological constituent of the reality itself. HoweverĽ
it is constitutive of the real precisely as the gap within realityĽ a gap which
in its thorough negativity eventually represents the “wholeness” itself.
There is no gap between two ontological domainsĽ the so called things-inthemselves are only a constitutive illusion of the phenomenal as mere
appearances. Problem is that neither are appearances mere appearances
nor noumena ontologically independent self-sufficient things. Therefore
the idea of fully ontological but nevertheless unknown still deserves to be
reminded that the fully constituted is constituted by this unknown as an
inevitable part to complete as well as irrefutably keep its “fullness” openĽ
never to fully overlap with itself. The idea of the fully constituted
although “unknowable” rests on the presupposition of the division which
inserts understanding into reality but precisely as the part which divides
what it pertains to as much as itself from its own divisive pertainment to
reality. It is this division from the division between understanding and
reality that is at play anytime we attempt to follow the fundamental
divisions at all. Therefore reality itself does not only arise due to the
action of divisive understandingĽ but as a resultĽ it appears as that which to
be conceived as reality must contain the dividing forceĽ which is what we
call understandingĽ rather than understanding conceived as a capture of
the primordialĽ pre-reflective unity “out there”. Understanding therefore
appears as de-ontologizedĽ because it is free from the role of thatĽ which
fails to grasp the real. At the same timeĽ this freeing itself “ontologizes”
understanding as the gap itselfĽ which precisely can never Ěontologicallyě
stand on its ownĽ but gains its ontological reality in being the negative
rupture itself as always already contained within somethingĽ which can
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present itself ontologically positive only due to its containment of this
irreplaceable negativity. SoĽ to have realityĽ we have it as incompleteĽ
precisely because the incompleteness itself is its part. To de-ontologize
Kant‟s ontology nevertheless does not mean to return to any
epistemologically independent stance properĽ but it means inserting the
gap into reality which meansĽ asserting the ontology of the incompleteness
itself. It follows that understanding as a part of things-in-themselves is
precisely not viewed from the neutral standpoint outside of both Ěsubject
and realityěĽ but as being a part of realityĽ the part which containing the
necessary illusion at the same time enacts a gap towards the reality itself
as well as to its illusionĽ and therefore can and must in fact deal with these
differences whenever it reflects on itself. From this point of self-reflecting
negativity it can “understand”Ľ therefore: speculatively render reality as
incomplete and its own understanding as the gap. It means rendering the
negative positively as subject and the reality as incomplete due to its own
presence thereĽ being itself the gap and constitutively Ěproductivelyě
inscribing the gap into what it thematically confronts with. Ţiţek sees this
as Hegelian step of dialectical appropriation of the problem of
understanding and at the same time as Hegel´s answer to the idea of
Understanding as the Absolute force which like Spirit itself has the power
to “tear things apart”.
The Absolute Power of Understanding
Ţiţek referring to Hegel‟s Foreword to Phenomenology of Spirit refers to
Hegel s rendition of the concept of understanding which always already is
an analysisĽ the act of separating elements which no longer keep the form
of the idea to be “understood”. SoĽ it means understanding the concreteĽ
the “concrete itself”Ľ which can be said to divide itselfĽ to “move by
itself”. The philosophical does not in fact lie in a special level of
“philosophical analysis” but rather at the level of focusing on
understanding itselfĽ which no longer acts from the point outside realityĽ
but in fact works as the power of negativityĽ by separation letting the
elements gain their own reality. Therefore with concern for what has been
remarked about Ţiţek‟s treatment of the debate challenging philosophyĽ
we could quote at full what from the point of the focus of this text seems
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to be the apex of the useful necessary minimum:
“Understanding is not too abstract or violentĽ it isĽ on the contraryĽ as
Hegel remarked of KantĽ too soft towards thingsĽ too afraid to locate its
violent movement of tearing things apart in the things themselves. In a
wayĽ it is epistemology versus ontology: the illusion of Understanding
is that its own analytical powerĽ the power to make „an accident as
such ... obtain an existence all its ownĽ gain freedom and independence
on its own account‟ Ŕ is only an „abstraction‟: something external to
„true reality‟ which persists out there intact in its inaccessible
wholeness. In other wordsĽ it is the standard critical view of
Understanding and its power of abstraction Ěthat it is just an impotent
intellectual exercise which misses the wealth of realityě which contains
the core illusion of Understanding. To put it in yet another wayĽ the
mistake of Understanding is to perceive its own negative activity Ěof
separatingĽ tearing things apartě only in its negative aspectĽ ignoring its
„positive‟ Ěproductiveě aspect Ŕ Reason is Understanding itself in its
productive aspect!” ĚŢiţek 2012Ľ 277ě
This minimal analytical potency of understanding indicates reason why
it not always already conforms to the ontological background of the
historicallyĽ commonsensically shared constellationĽ disclosure of being
ĚHeideggerěĽ but also a feature of already cutting out which rendered
positively is to be conceived as “productive”. Ţiţek chooses the word to
denote what Hegel directly states even more surprisingly: „Aber ein
wesentliches Moment ist dies GeschiedeneĽ Unwirkliche selbst; denn nur
darumĽ daß das Konkrete sich scheidet und zum Unwirklichen machtĽ ist
es das sich Bewegende” ĚHegel 1ř70Ľ 35 Ŕ 36ě. Not only is understanding
a performance of the “tearing things apart” but the “essential” seems to be
the “separated itself”Ľ which stands as unreal and precisely as unreal it
becomes self-moving by the very act of separation of the concrete. Thanks
to itsĽ “illegitimate” separation performed by understanding the accidental
becomes “separated” and therefore can appear and be captured at its own
beingĽ which appears as no longer mediated by understanding from the
outsideĽ but it itself is the mediationĽ the subject ĚHegel 1ř70Ľ 36ě. To
discover understanding in itselfĽ one stumbles upon features which are no
longer correlative to the Kantian transcendental scheme. Understanding
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proper must be torn out of the automatic immediacy in order to perceive
this immediacy as a productĽ that isĽ it perceives itself on its own as
subject substantiallyĽ as the mediationĽ the negativity itself. The
understand understanding means to discover it as mediation by separation
which no longer pertains to the mediating self-transparency of reality
which would be automatically expected to provide us with the knowable
part of reality. Understanding is therefore “inserted” into reality not only
as its merely subjective mediation but also as the mediating principle
which makes it moveĽ a principle of its life.
Understanding could be therefore understood as an “unhistorical
spontaneous ideology of everyday life” which Ţiţek ascribes to Frederick
Jameson s interpretations:
“Jameson seems to imply that there are two modes of ideologyĽ a historical
one Ěforms linked to specific historical conditions which disappear when
these conditions are abolishedĽ like traditional patriarchyě and an a priori
transcendental one Ěa kind of spontaneous tendency to identitarian
thinkingĽ to reificationĽ etc.Ľ which is co-substantial with language as suchĽ
and whichĽ for this reasonĽ can be assimilated to the illusion of the big
Other as the „subject supposed to know‟ě” ĚŢiţek 2012Ľ 26ř Ŕ 270ě.
Jameson‟s line of division therefore follows historical/unhistorical
division which makes understanding spontaneously identitarian and show
reason as the historical correction making these identities fluid and “apt”
to historical correction. Ţiţek however demonstrates that Jameson loses
the line with Hegelian procedure. The problem is that understanding is
never simply automatically unhistorical and identitarianĽ it only can be
rendered this wayĽ unless we do not recognize that the everyday automatic
naive ontology we automatically shareĽ itself changes. There are different
commonsensical backgrounds and at the same time the historical reason
posits not only new presuppositions of the new worldĽ but also its own
version of the oldĽ which does not overlap with any eternal backgroundĽ
which would resist the historical impositions of the new ĚŢiţek 2012Ľ 272
Ŕ 273ě.
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Heidegger Again. Where does He Stand Now?
What is the difference between the positions assigned to Heidegger in
Ţiţek‟s brief accounts of philosophical historicityť Once viewed from the
point of universalized inter-philosophical misunderstandingĽ Heidegger
represents its most prominent case. In case of history of philosophy
rendered with respect to the occurrence of the philosophical event proper
Ěphilosophy from Kant to HegelěĽ Heidegger plays an anonymous role of
one of the post-philosophical misunderstandings inscribed into every
philosophy which comes after Hegel and does not decide to repeat him. It
is notable that Heidegger‟s position becomes conspicuous once we adopt
the view concerning the role of mis-/understanding in the philosophy
while it disappears when we confront Ţiţek s idea of philosophy proper.
Although this time representing just one of the misconceptions of
Hegelian legacyĽ Heidegger‟s account of the key issue of the KantHegelian shift is an outstanding one. Without pursuing Heidegger s
interpretations of Hegel we should notice that Ţiţek does not drive as
much at the extensity of Heidegger‟s misunderstanding other philosophers
as on its intensity. Heidegger seems to exemplify a standard
misunderstanding of Hegel butĽ neverthelessĽ misunderstanding which
deliberately attempted to misunderstand any of the philosophers he
appealed to within the frame of Heidegger s reference to an “ontological”
understandingĽ that isĽ to the point of philosophers having missed the
question of being itself. The criterion comes to the fore once the
philosophy qua metaphysics is finally said to end Ěgather in its enděĽ
which although historically spotted as the question to be confronted by
philosophy must respond to the fact of understanding having always
seemed to be succumbed to the “ontological”. So is Heidegger not just
another version of Jameson s misconception of the Hegelian concept of
understandingť
Hegel for Heidegger was the last of GreeksĽ Heidegger seen by Ţiţek
from the point of Hegel rather the one who radicalized transcendental
subjectivist finitude of Kant into what Ţiţek calls “historicized
transcendentalism”. Once we adopt and focus on this Heidegger exampleĽ
we can notice that one of his positions cannot be simply read as the
opposition of the a-historical to historical ĚJamesoně. They rather rely on
different concepts of historicity Ŕ one on event which is central to
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distinguishing “before” and “after”Ľ the anticipating and
miscomprehending views of philosophy. The other culminates in
Heidegger s principally posited misunderstanding. They propose different
connection of the historical and un-historical Ŕ one placing precisely the
philosophical as an example of an event that can be only repeated by
actualizing the potentiality which has not been realizedĽ opening the past
of what Ţiţek calls “lost causes”. The otherĽ howeverĽ is itself rather
HeideggerianĽ outlining the history of philosophy along the lines of
having always already misunderstood the fundamental question of
philosophyĽ which is nothing but the positive expression of repeating the
misunderstanding itselfĽ the failure in its final “gathering” which
Heidegger declares to mark our presence.
It seems that Ţiţek‟s objection toward Jameson‟s idea of the historical
vs. eternally commonsensical being cannot be applied to Heidegger.
Heidegger‟s account of historicity is one of the themes Ţiţek dedicates
one of his last chapters of his Less than Nothing in order to show that
Heidegger‟s late thinking represents the very idea of historicizing what
Heidegger analytically called “everyday understanding”. Ţiţek therefore
refers to such historization as to a deadlock which appears once we try to
“go beyond” metaphysical thinkingĽ although we are definitely committed
to it: the unresolved deadlock of the dwelling in the end of metaphysics
without a chance of confronting the failure of the desire to overcome
metaphysicsĽ “to endorse the containment itself”. Ţiţek considers
Heidegger‟s Gelassenheit is only a half-way position which fails to enact
the failure of the concept of a technologically ruled world. Gelassenheit
therefore appears as a gesture which results from the unresolved
“immanent failure or inconsistency” of Heidegger‟s thought ĚŢiţek 2012Ľ
ŘŘ2ě. The unresolved deadlock resorts in the problem Heidegger occupied
himself in thirtiesĽ the problem of will and non-willing. Ţiţek shows that
precisely at this pointĽ the problem of will displays its double positioningĽ
as the individual-historical existential willing to be deconstructed to
confront oneself with the withdrawal of being in Ereignis. HoweverĽ such
radically historicized non-willing always already stumbles upon the
persistence of “Ur-willing”Ľ kind of “stuckness”Ľ which “derails the
natural flow” ĚŢiţek 2012Ľ ŘŘ4ě. Gelassenheit therefore appears as a way
to avoid this presuppositionĽ to cover it and to arrange oneself at “safe
distance” towards what there is. Ţiţek therefore repeats his well-known
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figure of “inserting a gap” not between Heidegger himself and his
thoughtĽ but inside this thought itself “to demonstrate how the space for
the Nazi engagement was opened up by an immanent failure or
inconsistence of his thought” ĚŢiţek 2012Ľ ŘŘ2ěĽ that his Nazi
commitment was the question “of an inherent theoretical deadlock Ěwhich
in itself has nothing to do with NazisměĽ and the violent passage as the
only way of escaping it” ĚŢiţek 200ŘĽ 153ě.
Alain Badiou says Heidegger has become a common sense and it
seems he has become a philosophical “must do” Ŕ what escapes us is that
Heidegger does not promote ethical ideas purely because believes they are
precisely ontological ones Ŕ not that they should be derived from the
ontology itself. So his grip of the ethical ĚPlato‟s agathon interpreted
ontologicallyě is showing that ethical is basically a certain type of
reduction of ontological rather than its extension. HeideggerĽ howeverĽ can
serve even as a subtle background for more or less variable philosophical
“interests”Ľ a position which in a liberal way points to particular problems
of the present day in order to promote certain message whichĽ howeverĽ
relies on “kind of Heideggerian”Ľ even though rather non-politicalĽ
ontology in the background. HoweverĽ the problem is that Heidegger is
not treated the way he treated his “philosophers worthy of reading” or
rather worthy of “repeating”. In his In Defence of Lost Causes Ţiţek
points out that to repeat Heidegger means something else than to subject
his though to “immanent criticism”Ľ which in Heidegger‟s case would be
not be enough. Even avowed Heideggerians or orthodox interpreters do
not meet the idea of repeating HeideggerĽ not primarily because of the
lack of accepting any “external” position to be derived or proven right
from the point of their reading Heidegger or because not willing to
succumb to the idea of searching for inconsistencies in his thoughtĽ but
mainly because they rely too much on the persistence Ěif not merely a
resistanceě of the thoughtĽ that isĽ on the ontological relevanceĽ which is
generally accepted as Heideggerian instruction for preserving the idea of
differenceĽ the space of soliciting the philosophical meaning per se.
HoweverĽ the persistence of the ontological itself is simply indifferent to
the fact that it repeats the commonsensical everyday immersion into the
indifference towards the ontologicalĽ which itself relies on the background
of the discourse about meaningĽ no matter whether of a religiousĽ
spiritualistĽ naturalistĽ scientific kind. Doing this it sustains the everyday
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practice of lives which indeed must have their share of “philosophical”
attitudes as well as commonsensical cynicism which proves their
everyday practice even ironically as “philosophically” self-sufficient.
What both lack is the total derailment of the reliance on the ontological as
the agencyĽ which in a way persists to rely on the presence of meaningĽ
which does not have to be revealed to be sharedĽ no matter whether as a
claim or a fact. The ontological is thus shared inauthentically as the proper
background on condition that it remains concealed the way it is and due to
that preserves its “redeeming” status ĚHeidegger‟s proverbial quote from
Hölderlin: “Wo aber das Gefahr istĽ wächst das Rettende aus.”ě.
There lies the Badiouan thesis that the commonsensical today is
Heideggerian ĚBadiou 1řřřĽ 47ěĽ irrespective of any of Heidegger‟s
claimsĽ last but not least of a Gelassenheit having turned into a “fact”Ľ
precisely when it has been ignored as an ontological claim. ThereforeĽ the
claim towards ontologyĽ the ontological analytic that is expected to
perform the shift in the position we share beyond the decision about the
difference between facts and claims. In this respect the dubitation about
Ţiţek‟s misperception of the facts ĚIs philosophy really called to the
debate or notťě is a false one as much as would be the appeal to trueĽ
authentic philosophy against the inauthentic one. Philosophy is really
called to debateĽ howeverĽ it is called as something which can eventually
appear itself in its difference to what it can contrive to becomeĽ despite
and in contrast with the standards at first unacknowledged by the
audience. It is generally expected as the background philosophical
discourseĽ is supposed to publicly prove that our background beliefs are
just realist enough to go as far as ontology itselfĽ that isĽ sufficiently
realistic to cover the ontology by the realistic commonsense. The fact isĽ
the public claim is put on philosophyĽ in order just to confirm there still is
the claim to be put and to be reassuringly repeated.
Ţiţek therefore repeats Heidegger without himself being a
HeideggerianĽ although he is not Heideggerian precisely in a nonHeideggerian mannerĽ whichĽ in factĽ is the one that happened to change
the concepts moving in between the authentic Heideggerian and the
inauthenticĽ identified as also Heideggerian. Heidegger can be repeated
precisely due to separating the Heideggrianism itself as the authentic
mode of the inauthentic ontology. It does not mean to separate the
inauthentic in order to preserve the original purity of Heidegger‟s
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intentionsĽ or the unrecognized reserves of his textsĽ but to see it precisely
not in culturalĽ scientificĽ poetic or epistemological butĽ againĽ and
paradoxically the hardest to meetĽ ontological measures.3 These were the
measures Heidegger attempted to meet and promoted to be met by anyone
having understood the idea of philosophy. HoweverĽ the matter with
understanding philosophy is not ontological when being left on its ownĽ
preserving the ground open exclusively to philosophical insightsĽ but
when performing the cut into the ontological to make it reappear as the
case of a failed understanding. Only the failed understanding can no
longer be attached to the ontological form which cannot be understoodĽ
but performed. Ţiţek‟s performance therefore enacts the imposition of the
standardĽ not of truth or realityĽ but standard of ontologyĽ which to appear
as a standard in a non-Heideggerian way must exemplify one exemplary
failure of not committing to the separation of being and understandingĽ
which canĽ howeverĽ be doneĽ once the Parmenidean idea has been
brought to its own meaning by Heideggerian repetition of the beginning of
philosophy. Ţiţek is not Heideggerian in a non-Heideggerian wayĽ as far
asĽ despite Heidegger‟s political caseĽ it is precisely Heidegger‟s ontology
which he turns to become “the case”. HoweverĽ he is not prone to avoid
the political butĽ on the contrary initiates the stanceĽ which allows
identifying the meaning of Heidegger‟s politics from the failure of his
ontologyĽ that isĽ the failure of the claim to ontology.
Heidegger for this reasonĽ that isĽ for the sake of ontology itselfĽ
appears as the prominent case Ŕas the exemplary failureĽ because it is the
ontological failure of the present day. In this manner Heidegger is made to
enact the failure of the disapproving reactions as well as indifferent ones
his thought itselfĽ as the sole example of their ontological indifference.
Heidegger made himself the example of the deadlock of the understanding
In his posthumously published work E. Bondy has made a remark about Heidegger‟s
Dasein and the Fourfold as conceptions to be considered within Bondy s transhumanist
discourse as ontological articulations of once perhaps “the future ones” to transcend the
“all too human” by technological advancement. InterestinglyĽ Bondy unlike most of
Heidegger interpretersĽ does not automatically delve into a purely “poetic” reading of the
late Heidegger s FourfoldĽ which perhaps makes him an example of rare understanding
which prevents Heidegger s articulation from its perhaps all too early ontological
marginalization into “poetic” thinking in its contemporaly reception ĚBondy 2013Ľ 53 Ŕ
54ě.
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that was revealed as pertaining to beingĽ which although it has been
articulated along the lines of disclosure and hiddennessĽ could not figure
out the divisionĽ the separation or gap which occurs when understanding
seems to be always already opened as the milieu to be discovered by
overcoming false Ěsubjective-objectiveě gaps. Such ontological role of
understanding however cannot fully accomplish the ontological meaning
of the indifference towards understanding itselfĽ as far as it precisely can
never ontologically render that which gets separated by its indifference
towards something it has not the slightest idea aboutĽ or even no reason to
figure it out. This happens mainly in cases we stubbornly refuse to
confront the indifference when accepting itĽ and accept it when
confronting it.
Dialectics of the Debate?
Ţiţek identifying Heidegger as the most pertinent philosopher of
understandingĽ reveals Heidegger‟s reliance on Kantian solutionĽ and his
ordinary misconception of the Hegelian one as. Without risking violent or
too eccentric transpositionsĽ we could say that the Kant-Hegel shift serves
as a model of the philosophical intervention into a debate to interrupt the
expectation of understanding ourselves about matters of a common
interest or emergency ĚHeidegger‟s reading of Aristotelian phronesisě an
unable to allow the performative identification of not only the coreĽ but
also the transformativeĽ shifting issueĽ which never appears as
epistemologicalĽ but points to the ontologically excluded. It meansĽ that it
is not the issue itselfĽ but the very standards of the ontological which are
at stake.
“In case of Understanding and ReasonĽ the whole problem has been
exemplified in terms that might serve us quite well: Everything turns
on how we are to understand this identity-and-difference between
Understanding and Reason: it is not that Reason adds something to the
separating power of UnderstandingĽ reestablishing Ěat some „higher
level‟ě the organic unity of what Understanding has sunderedĽ
supplementing analysis with synthesis; Reason isĽ in a wayĽ not more
but less than UnderstandingĽ it is Ŕ to put it in the well-known terms of
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Hegel‟s opposition between what one wants to say and what one
actually says Ŕ what UnderstandingĽ in its activityĽ really doesĽ in
contrast to what it wants or means to do” ĚŢiţek 2012Ľ 276ě.
To enact this “less” does not mean to fulfil our intentionsĽ or any other
way of life to be negotiatedĽ „reasoned” by philosopherĽ as we could
expect according to the rather usual use of the word. Ţiţek has shown that
understanding can be seen precisely as the activityĽ in its performativity as
reasonĽ which meansĽ that it can be affirmed precisely as the separatingĽ
disjunctive force. The separation itself is not only a simple negationĽ while
being activeĽ it never covers with the act itself. Hegelian proverbial: “Das
Wahre ist das Ganze. Das Ganze aber ist nur das durch seine Entwicklung
sich vollendende Wesen” ĚHegel 1ř70Ľ 24ě separates the “development”Ľ
which is to be seen precisely on its own as the whole of the development
and the development itself as nothing but the ontological standard of the
wholeness. In factĽ it means not only the failure of the idea of the ontology
of the whole separated from its developmentĽ but the failure of the idea of
“the whole” developmentĽ which now consists of the repetition of its
failure to spontaneously accomplish itself as the wholeĽ and contains this
impossibility as its partĽ as the transformative issue to be encountered no
other way than ontologically. With respect to the debateĽ a repetition of the
failure of the debate itself has to be enacted by the active understandingĽ
conceived now as “reason”.
This precisely is not the model of passing to another positionĽ of
adapting to one´s opinion. On a different place Ţiţek againĽ in order to
exemplify the idea of self-relating negationĽ negation of the negationĽ the
process of reason itselfĽ quite colloquially reminds us: “There is always
the opportunity that the flow of the debate will get stuckedĽ not even due
to lack of understandingĽ but precisely due to ones sticking to one´s
position” ĚŢiţek 2012Ľ 2ř4ě. The standard criticism of the philosophical
debate imagined as a pure diffusive flow moving away all determinations
or the stubborn persistence on one´s own. Neither is the rule to prove an
inconsistency of such position:
“ OKĽ I am inconsistent with myself; but so whatť I prefer to stay
where I am ... The mistake of this criticism is that it misses the point:
far from being a threatening abnormalityĽ an exception to the „normal‟
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dialectical movementĽ this Ŕ the refusal of a moment to become caught
in a movementĽ its sticking to its particular identity-is precisely what
happens as a rule. A moment turns into its opposite precisely by way of
sticking to what it isĽ by refusing to recognize its truth in its opposite”
ĚŢiţek 2012Ľ 2ř4ě.
The change of the concepts thus confronts us with our “stuckness”Ľ
which is not to be “derailed”Ľ but supported in order to enact the loss
itselfĽ that isĽ not only the loss of one s positionĽ but the loss of the
relevance of the opposition for that what has been excluded. The
identification of the excludedĽ howeverĽ does not happen due to expert
knowledge of inaccessible or expert factsĽ but by separating the
enunciated from the enunciationĽ which meansĽ that philosophy has
become the refusal to recognize its truth in the opposite and therefore to
separate it from what it really does.
The failure of understanding is thus precisely an indispensable
condition of making an account of and getting rid of the idea of exchange
of attitudesĽ opinionsĽ even of expecting minimum of the basic orientation
in the problem. More than thatĽ philosophy plays the role of dropping the
illusion by means of conceptual change which delivers my concept of
understandingĽ my attitude to its demand and my reliance on its legitimacy
as illegitimate. The legitimacy of the philosopher to intervene is not the
one of the all-informedĽ factually saturated approach coloured by a
proverbial spec of wisdom and detachment from socio-political reality. In
factĽ the intervention itself shows that it has been us who meet the
description of what we expected to be precisely philosophical attitude.
The picture we had about our non-philosophical real problems and even
about our modest asking philosophers for the advisory attunement to our
opinionsĽ or critical examinations of our viewsĽ is shattered the moment
we discover that the idea of realistic moderate people willing to be
rational are facing precisely themselves as the only proper
exemplifications of those “wisely” detached philosophers. The point is a
Ěmisperception ofě failure of our previous identificationĽ as far as it was
philosopher´s task to make it fail in a new division. This then would
change the idea of understanding itselfĽ now being confronted with the
radical choice between the sustained belief in the role of moderately
negotiating understanding or the imposing a concrete negativity. This is
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supposed to break the form of our attitudinal acceptation of the mediative
function of understanding and face understanding in its realĽ illegitimateĽ
imposition of the power of the negative Ěreasoningě. A simple change of
the concepts makes us unwillingly participate at the edge of our beliefs
and no longer discuss the legitimacy of a certain particular understanding.
HoweverĽ such “unrealistic” position of the philosopher has always
already been precisely the condition of the failure-engaged individual who
embodies universal in making the particular effectively fail.
In this senseĽ philosophy should be there to make the philosophy failĽ
to get loose of the philosophyĽ when it is demanded. Not by finding
rational reasonĽ but by the desire for the loss of particular identity as well
as enacting the loss of this loss itself ĚŢiţek 2012Ľ 4ř7ěĽ which would be
felt as an absence to produce the desire for reconstitution of some
particular identity.
It leaves one to a particular understanding for the thing to be cut off
from the task it displayedĽ task of sustaining the order even in cases it is
asked to deliver a fundamental criticism. This also includes the failure of
the communicative function of philosophyĽ which withdraws once we are
subject to philosophical choice. The failure of its communicative function
does not prove philosophy a monologic esoteric wisdom. It rather makes
understanding to be free for the difference between particular and its lossĽ
enacted by the demand for philosophy itself. To identify the topic in order
to let the debate fail effectivelyĽ the choice of the failure itselfĽ is to be
provided precisely philosophicallyĽ not simply by declaring itĽ but by
identifying the shared understanding of the task even between
philosophically different standpointsĽ alternatives. This cannot be done
simply reflectively. It can be done by positing the questionĽ conceptĽ
whichĽ driven to repeat the act of failure of understandingĽ is to become
the leading force of ontological affirmation of the excluded.
References
BADIOUĽ A. Ŕ ŢIŢEKĽ S. Ě2005ě: Philosophy in the Present. Cambridge:
Polity Press.
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BADIOUĽ A. Ě1řřřě: Manifesto for Philosophy: followed by two essays: “The
(re)turn of philosophy itself” and “Definition of philosophy”. New York:
SUNY.
BONDYĽ E. Ě2013ě: Postpříběh, příležitostné eseje a rekapitulace. Praha:
DharmaGaia.
CHOMSKYĽ N. Ě2013ě: Fantasies. In: Chomsky. Info. The Noam Chomsky
Website. Web. 15. Nov 2014. http://chomsky.info/articles/20130721.htm
HAUSERĽ M. Ŕ ŢIŢEKĽ S. Ě200řě: Humanism is not Enough. Interview with
Slavoj Ţiţek. In: International Journal of Žižek Studies. Vol. 3Ľ No. 3Ľ
200ř. Web. 15. Nov 2014.
http://zizekstudies.org/index.php/ijzs/article/view/211/310
HEGELĽ J. W. F. Ě1ř70ě: Werke 3. Phänomenologie des Geistes. Frankfurt am
Main: Suhrkamp.
HEIDEGGERĽ M. Ě1řř7ě: Sein und Zeit. Frankfurt am Main: Klostermann.
ŢIŢEKĽ S. Ě2012ě: Less Than Nothing. Hegel and the Shadow of Dialectical
Materialism. London: Verso.
ŢIŢEKĽ S. Ě200Řě: In Defence of Lost Causes. New York: Verso.
ŢIŢEKĽ S. Ě2013ě: Some Bewildered Clarifications: A Response to Noam
Chomsky by Slavoj Ţiţek. In: Verso. Web. 15. Nov 2014.
http://www.versobooks.com/blogs/1365-some-bewildered-clarifications-aresponse-to-noam-chomsky-by-slavoj-zizek
The contribution is a partial presentation of the outcomes of the research
project VEGA No. 2/0175/12 From Phenomenology to Metaphysics and to
Reflection of the Contemporary Crisis of Society and Art which has been
pursued at the Institute of Philosophy of Slovak Academy of Sciences and the
Department of Philosophy, Faculty of Arts of the Constantine the Philosopher
University in Nitra.
Klement MitterpachĽ Ph.D.
Department of Philosophy
Faculty of Arts of the Constantine the Philosopher University in Nitra
Hodţova 1
ř4ř 74 Nitra
Slovak Republic
kmitterpach2@ukf.sk
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4
T(E C)T)ZEN BY (USSERL
AND T(E POSTMODERN C)T)ZENS()P
Jozef Sivák
There is the political problem in Husserl and his successors that the
phenomenologists committed the second generation (Sartre, Merleau-Ponty and
others) should remember. This problem occurs in the last period of Husserl's
philosophy in the context of its historical considerations resulting in a cultural
phenomenology. But political philosophers like Hobbes, Schopenhauer and others
are present and already discussed in his lectures on ethics. Husserl's notion of
politics is based on his conception of intersubjectivity. On the other hand, the
state is of the order of facticity, that is, a person in the sense of an association
(contract) with the individual person is the member functioning as a citizen. The
author tries to finally answer the question of what the world cultural man should
live by while taking into account the current crisis of citizenship which hides
behind the expression “postmodern citizenship”
Keywords: Political Philosophy – German Phenomenology – Intersubjectivity –
Citizenship – Postmodernity – E. Husserl
1. Introduction
There are political problems by Husserl and his successorsĽ problems that
committed phenomenologists of the second generation as SartreĽ MerleauPonty and more recently J. Patočka should not have not left forgotten. In
effectĽ already in the 20sĽ in proportion to the progress of crisis in
GermanyĽ Husserl had started to look more and more into the history and
politics. In the 30sĽ his interest was manifested by a tour of conferences
across EuropeĽ beginning in Vienna1 and followed by Prague. Even in his
He will speak on the theme “Philosophy and the crisis of European humanity.” The
conference will be published under the title “The crisis of European humanity and
1
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Jozef Sivák
lectures on ethics he starts to discuss political philosophers like HobbesĽ
Schopenhauer and others.
Husserl was blamed for his europocentrism and his ignorance of
globalization in the 20th century. It should be noted that his view of
Europe is spiritualĽ transcendental; he himself spoke about the “spirit of
Europe”Ľ which is not limited to geographical Europe but it goes beyond
the Atlantic ĚUSAĽ Canadaě and the Pacific ĚAustralia and New Zealandě
by the way of the then colonized Africa. It moves this way in a
phenomenological vein: all objects although incorporated into reality also
have a transcendental “meaning”.
Political and social considerations of this “spirit” will also lead to a
cultural phenomenologyĽ the last stage of Husserl s philosophical
itinerary.
2. The intersubjective and the constitution of the pure political
Talking about politics and policyĽ we are in phenomenological
terminologyĽ in the intersubjective. Husserl s notion of politics is based on
his conception of intersubjectivity. Although the transition from
subjectivity to others requiresĽ according to HusserlĽ a method known as
the intersubjective reductionĽ the founder of phenomenology understood
that subjectivity is already intersubjectivityĽ thanks to its Ěreflexiveě
capacity to refer to itself. But an intersubjective community is something
else: it is unified by intersubjectivity in the sense of spiritual unity
comprising all the subjectsĽ a “subjective universe” including the
surrounding world and finally being of the world. This community is open
indefinitely and its social form is an “open indeterminate multiplicity”.
Even if we talk about the phenomenology of intersubjectivityĽ in the
strict senseĽ it is a part of the phenomenology of sociality. The fact
remainsĽ howeverĽ that the phenomenology of society as a social
philosophy” in the “Krisis” and is considered as the “manifesto” of Husserl. He established
there a link between the crises of a society plunged into irrationalismĽ absurdity and that of
sciences which although successful in the mastery of natureĽ fell into positivism in its
extreme form what´s known as scientism. The scientism transforms man into a positivist
man for whom a fact is a fetish asking about the origin of this fact. It is in the endless task
of reason and the unifying sense of history that Husserl sees the outcome of this situation.
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philosophy is possible thanks to the intersubjectivity based on “organic
corporeality” ĚLeiblichkeitě. Because of bodiesĽ such expressions of the
spiritĽ are porters of meaningĽ which makes the social life as life of a
community possible.
The intentionalityĽ the fundamental trait of subjectivityĽ is also
transmitted to the community and is realized in the socialities in varying
degrees. Not every community relationship is socialĽ e.g.Ľ in “symbiotic
communities” Ěparent-childĽ familyěĽ the social acts are absent. The
constitution of sociality is based on the being of the personĽ who supposes
personal acts such willingĽ evaluatingĽ etc..Ľ which are addressed to other
man. Only when they receive the form of a communication one can speak
about sociality. At the same timeĽ it is a formed “communicative
community” ĚMitteilungsgemeinchaftě based on spoken genres ĚquestionanswerĽ addressĽ etc…ě. The intersubjectivity thus exceeds into a social
bondĽ the basic form of which is being one-with-the-other ĚMiteinanderěĽ
in a wordĽ being together. The manifestation of the individual will must
vent into a common willĽ the will of the community. The will as vital
interest of the individual is accomplished in a community. Any
community or union has its historical characterĽ its traditionality and its
culture which objectifies in its performances. Another social phenomenon:
the usual customsĽ standards of conduct. The performers of these manners
are the people.
What constitutes as the unity of a people or a nation is an awareness of
belonging to this nation. But the opportunity to say “we” is not enough to
constitute sustainable units. Only units composed of communitarian
persons can make an object of scienceĽ of knowledge of the community on
itself. CorrelativelyĽ a sustainable and specific unit is formed around a
common goal.
Community persons or socialities are divided into socialities of
coordination and those of subordination. The first is based on cooperation
and partnershipĽ such as commercial companiesĽ companies of
constructionĽ economic companies Ěartisans and its customersěĽ
associationsĽ etc. One is a communitarian person on the basis of a
community memoryĽ namely a historical tradition. Time is the form of the
genesis of a communityĽ more precisely “the immanent intersubjective
time of coexistence according to subjective temporal modes and thenĽ
according to the time intervals and identifiable temporal places” ĚHusserl
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1ř73bĽ 360ě. These temporal relations rest in foundation of a “spiritual
causality” between monads at all levels Ě“I-Thou”Ľ “we”ě. In this
intersubjective exchangeĽ thoughts are not in conflictĽ unlike goalsĽ the
achievement of which is related to a project. On the other handĽ there is an
internationality as something that is not yet specifically a state.2
By contrastĽ in societies of subordinationĽ it is an order which reigns
the order of organization of power.3 In this way it can be administered a
villageĽ a religious communityĽ a city Ě-stateě. The state is on the side of
such companies.4 HoweverĽ the state is independent of determined
persons. It has its own personality and at the same timeĽ it is an open
society.
If Husserl's philosophy of the state is less elaborate5 than his social
philosophyĽ the phenomenology of intersubjectivityĽ together with the
“intentional sociology” provides concepts and problems which are
common in the political philosophy: the socio-political problems of
“leadership”Ľ those relations between the condition of “master and
servant”. The intersubjectivity resulting in objectivity enables a
communitarian constitution of an objective world. The first stage of this
objective world representsĽ according to HusserlĽ “the world of the
fatherland”. Other degrees are superposed on itĽ depending on temporality
or on historicityĽ and on the other hand the area or terrestrability. These
views can be further developed depending on the periodicity or significant
events Ědeath of a relativeĽ warsĽ etc.ěĽ on oppositions Ěnear Ŕ distantĽ land
Ŕ heavenĽ etc.ě6
The state is therefore rooted in the social. In this senseĽ its origin is
“natural”Ľ it comes from a “natural tribal community” and it began as a
We know that since the time of Husserl the role of international organizations and even
supranational ones acting as subjects of international law has increased considerablyĽ to the
extent of competing and even surpassing states. TodayĽ the expression “international
community wants this or that” is used to justify various interventions on international
level.
3
The inequality of subjects can exist even within a familyĽ e.g.Ľ in the relationship “adultchild” where the child enters as “pre-personality” only.
4
The analogue of the stateĽ for HusserlĽ was the society or union ĚVereině.
5
Although Husserl deplored the absence of a “political phenomenology”Ľ he nonetheless
left enough outlines for that matter for K. Schuhmann to pull a political philosophy out of
it ĚSchuhmann 1řŘŘě.
6
These oppositionsĽ including that of the country and abroadĽ are insurmountable while
allowing orientation.
2
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“community of people”.7 As the state is an intersubjective phenomenon of
facticity8 and as such it is part of social ontology. In its essence as the pure
politicalĽ it is part of the inexact morphological essencesĽ and as such
accessible to a phenomenological description. The phenomenologist is
only concerned with politics and the state indirectly.9 That meansĽ he uses
the concept of a self-exceeding monadĽ whose temporal form of
Ěnaturalizedě consciousness changes into historicity and from the ontical
point of view is recognized as the man.
The state is evenĽ according to HusserlĽ a “hard reality”. It deals with
destiny and with historical necessity. Its structure is also historical. The
state would not be necessary if an ethical and authentic humanity was
present. The state isĽ howeverĽ necessary to prevent the destruction of the
teleological movementĽ e.g. during terrestrial and cosmic catastrophes.
The constitution of the state is not a case of spontaneous activity of
individuals or groupsĽ but rather it is the state which makes possible these
activities. An autonomous monadic body is its substrate. The state is
neither an end in itselfĽ nor is it an absoluteĽ even though its role rests in
denying: to preventĽ to avoid. HusserlĽ concerning the instruments which
the state may have to perform this taskĽ is conservative.
What matters to HusserlĽ by contrastĽ is the law as an essential attribute
of the stateĽ which can exist in its proper condition only in case it is not an
organization of robbers of great style. In additionĽ Husserl submits the
state and the right to a higher ideal of the intermonadic telos of the
developed rationality. The denying role of the state is also transmitted to
the right as of a prohibited sphere. The legal rules are binding
ĚZwangsregelě and the penalty is part of the unity of the state.
The total disappearance of the state is possibleĽ but it could only be
done by means of the stateĽ state that no longer uses force but
MoreoverĽ Husserl identifies the people with the “people of state” ĚStaatsvolkě as a
person of a higher degreeĽ of a “community of life of generations” ĚLebensgemeinschaftě.
NeverthelessĽ the relation between the state and the people is that of indifference. It
follows a separation of ethics and politics. It is often confirmed even by a rare successful
reconciliation of man of reflection with the man of action occurring in the same individual.
8
This facticity is distinct from the empirical as the contrary of the Ěeideticě essentialĽ
because it is the basis for the rational.
9
This can be explained by the fact that Husserl considered his work apolitical; not that he
wanted to avoid politicsĽ but he wanted to avoid misunderstandings due to politicking.
7
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phenomenological means of reason. The phenomenology isĽ in factĽ called
to change the world because it is able to change the bare facts in eternal
essences. Husserl was aware of the power of ideas and it is appropriate to
speak of a sovereignty of thoughtĽ sovereignty that he believed to be
embodied in the German nation ĚSivák 2005ě. In this senseĽ we understand
its delimitation with respect to the “raison d être” of the state: “The
transcendental philosophyĽ a very useless art that does not help to the
masters and rulers of this worldĽ to politiciansĽ engineers and to
industrists” ĚHusserl 1ř56Ľ 2Ř3ě.
Husserl does not stop at the dimension of a nation. The world of our
lifeĽ which the constitution would lead toĽ may have a national or
supranational dimension.10 It is a paradox that the development of
sciences in the interwar years was contemporary to European crisis and
even to a global crisis Husserl interpreted as a crisis of sense. The truth is
that these sciences elaborated no scientific “medicine” for nations and
national communities. The “supranationality” ĚÜbernationalitätě is not
only the highest level of the community but it also has some essential
“style” principle to be applied to the sick Europe.11 With the ideal of
“federalism”Ľ European nations could correspond with new relations
inside the community of philosophers and researchers. Philosophizing
finally means co-philosophizing. Husserl´s views of coexistence and
cooperation among nationsĽ scientistsĽ artistsĽ philosophersĽ may seem too
optimistic or utopian without losing their actuality. For a committed
philosopher that Husserl finally becameĽ it was worthy to be opposed to
fate and pessimismĽ to the Realpolitik of his time. The constitution itself
as a donation of sense to the world isĽ howeverĽ a “political” act in the
Platonic sense.
But Husserl does not merely repeat the tradition. His notion of reason
does not represent something completeĽ a pure thought nor a techniqueĽ
but a “constant movement of self-clarification” passing from one
HusserlĽ unlike KantĽ prefers speaking about links between nations than between statesĽ
so he sets limits to cosmopolitanism. We must reach the global community through
communication.
11
Husserl could not predict the fate of this notion in the current European integration
where it is still not admitted because it evokes a limited sovereignty and we prefer the
notion of subsidiarity. HoweverĽ it comes back with the actual European crisis that some
think would be solved by closer integration or federalization.
10
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generation to another. The reign of reason is not a pre-programmed
“ideocracy”Ľ but a teleology that transverses all being; its action thus leads
individuals as the whole of humanity to a consciousness of itselfĽ to selfresponsibility and ultimately to autonomy. It is the coming of “archontic”
role of phenomenology and of phenomenologists as “public servants of
humanity” starting with “archontic” individual monads to the
“phenomenological community” ĚHusserl 1ř76Ľ 15; Husserl 1ř73cĽ 66řě.
This community would still be above the community of love representing
a Ěnon-violentě synthesis of community and state. The result of it would be
the “universal humanity” or the “world state”Ľ though not in sense of a
superstate but that of unified and self-organized subjectivity.
The supranational community of philosophers has already been called
to act in an educative manner and mutually in the direction of a nonphilosophical community where philosophyĽ or other knowledgeĽ will not
be foreign to anyone Ŕ in accord with the intersubjective experience of the
other who is not radically different from me but looks like me. In the
reform advocated by HusserlĽ the largest role should rest with rationalism
enabling the elucidation of the concept of societyĽ concept distorted by a
violent ideology. Such rationalism should be based on a “feasible
method”. ThenĽ we are connected to the idea of reasonĽ that the ethical
personality must assume acting in a surrounding world. As the acting
contains evaluation and logical actsĽ it is the ethical component which
should prevail in a philosopher. “The philosopher is an ethical personality
or anything”Ľ wrote Husserl to Ingarden. The ethical lifeĽ which makes life
reasonable for all peopleĽ is “social-ethical life” to the highest degree
possible.
3. The private man and the citizen
To define state by the law is not enough. Its effectiveness and its
implementation presuppose an original power. In this senseĽ state is an
organized power and this power is rational on the one hand and adequate
to its purpose on the other. SoĽ the organic nature of power presupposes an
incessant activity which organizes and maintains it. This activity is
politics. By this the state gives to individuals the meansĽ particularly those
of acting and of decidingĽ because laws without sanction remain a dead
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Jozef Sivák
letter. Husserl and Rousseau would agree upon this.
Yet the individual person escapes the state. It has concern for this
relation only insofar as it performs a function. The state being in the order
of facticity is itself a person in the sense of a Ěcontractualě association of
which the individual person is a memberĽ functioning therefore as a
citizen. In other wordsĽ the person becomes a citizen as a member of a
state in order to operate in a political community of law. In this senseĽ it is
the person who calls the state into question and not the opposite.
The state and the citizen are correlative notions. The function occurs in
a person and the stateĽ in its turnĽ is embodied in the individuals who
represent it. In thatĽ Husserl seems to profess classical doctrine: the state
does not act; only individuals act. HoweverĽ the state as a willĽ more
concretelyĽ as “sustainable social direction of the will” is distinguished
from the individual will of the citizen12 ĚHusserl 1ř73bĽ 405 Ŕ 406ě.
NeverthelessĽ citizensĽ together with civil servantsĽ are two fundamental
pillars of the stateĽ unequal pillarsĽ second depending upon the first. ThusĽ
the civil servant actualizes the citizenĽ who feeds him through taxes. In
this senseĽ the state consists of the activity of citizensĽ ranging from a
simple citizen to a servant of the state ĚHusserl 1ř73aĽ 110ě. We can think
here of P. Ricoeur: according to him “the citizen is a sovereign in
miniature” ĚRicoeur 1řř0Ľ 54ě.
HusserlĽ in the footsteps of HegelĽ still makes the distinction between
the individual and the function and by thatĽ between the private man and
the citizen. The private man does not escape the jurisdiction of the stateĽ e.
g. as an elector or tax payerĽ but he is a citizen only as the member of the
state community only ĚHusserl 1ř73cĽ 40ř sqě. NormallyĽ the social life of
a community state or of a national community proceeds in accordance
with the habits and customs of everyday life. And the private is what is
left to the individual´s freedomĽ which does not mean that the private man
would be powerless: he has his rights and therefore a power too.13 This
difference between the citizen and the private man is overcome at the
level of the personality of the state.
Husserl will even sayĽ by analogy to one s selfĽ that “the state is somehow me of state ”
ĚStaats-IchěĽ but he would not say in the style of Louis XIVĽ that “the state Ŕ that is me”.
13
But he does not share a common right as a trader: buying entails no legal thoughtĽ unlike
the selling. The private man opposes even more to the statesmanĽ the military and to the
civil servant.
12
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The citizen conditions changesĽ howeverĽ depending on the degree of
the development of the state. In a developed state the “state order” is no
longer limited to transparent and known customsĽ rights and politeness
when we add a conflict of interests between his state and some otherĽ
conflict which even may acquire a form of peaceful coexistence or
hostility. A citizen is supposed to be interested not only in the history of
his countryĽ but also in foreign countriesĽ as well as the history of the
“community of states”.14
The horizon of the stateĽ which temporal mode is that of a presenceĽ is
for “everyone”Ľ howeverĽ it remains unknown or mysterious. It is a task
for professionals to educateĽ to manageĽ to make politicsĽ in a wordĽ
specialists who can quickly become bureaucrats.15
In the same senseĽ it is preventing a reduction of the state and the right
to a rigid doctrineĽ that isĽ we repeat their historic character. The fact
remains that concerning history as a science which is aiming at the
generalĽ it is the political which comes first in the order of this generality.
Another topic to appear within the storyĽ in this senseĽ is the new
universality that represents the cultural ĚHusserl 1ř73cĽ 411ě.
4. The man and his cultural world
Culture is also one of the stages of the constitution of the being-for-us or
the life-worldĽ thanks to its historical and cultural16 dimension. Culture
and historyĽ although broadly synonymousĽ do not overlap in the strict
sense. The history concerns the “bringing into community” or
“communification” ĚVergemeinschaftungě of humanity. CultureĽ it is the
Husserl lists the disciplines of a “universal knowledge” that is provided to “everyone”
and in particular to a citizen: historyĽ including the science of state and lawĽ namely the
political science as it looks todayĽ geography or geopoliticsĽ history of law and “political”
history. The state isĽ moreoverĽ according to HusserlĽ “the first theme of universal
historiography”.
15
According to HusserlĽ the philosophy eitherĽ as it has become an academic specialtyĽ did
not escape the danger of specialization that he wanted to avoid in his way of
philosophizing.
16
By culture Husserl seems to understand what others would call “civilization” ĚHusserl
1ř73bĽ 206ě.
14
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Jozef Sivák
matter of the creative life of humanity and it objectivizes itself in doingĽ in
the performances of communities ĚHusserl 1ř73bĽ 207ě. History is also the
history of the culture to the extent that it is culture which makes humanity
a concrete being.
This “enculturation”17Ľ as we would say todayĽ of the life-world is
possible in principle with the case of a “world of a pre-given experience”Ľ
a world of a pre-predicative experience. This world of experience is
already impregnated with logical activityĽ tradition and education. Even
pre-scientific myths are included. The life wouldĽ howeverĽ be unable to
create spiritual formations without a concourse of thought and even
without a symbiosis with thought.
The culture has a gradation beginning with the fatherlandĽ of which
reference was already madeĽ and should be identified more closely. Every
man hasĽ firstĽ his homeĽ his familyĽ his birthplace and then his village or
town. With these everyday “internal environments” they oppose the “outer
worlds” devoid of everyday nature: the external life-worldĽ the horizon of
most external and the farthest world ĚSivákĽ ibid.ě.18
The people composing the communities have their vital interests which
they perform in practical life. As well as the stateĽ the culture is an
intersubjective phenomenonĽ of intersubjective provenance.19 The culture
blends with the historic character of the communityĽ namely its tradition
For more detailsĽ cf. our work ĚSivák 1řřŘě.
Husserl still carries a double distinction: homeland Ŕ abroad. FirstĽ man lives in a
community of pre-given origin whose “foreign” environment is no less human. Where we
actĽ we exchange and we suffer in a horizon more or less known and having the form of
being-together. ThusĽ the distinction between these “fatherlands” and state domain that
unifies and dominates them through a “government”. These distinctions are for HusserlĽ if
we need reminding, insurmountable.
19
In factĽ Husserl combines the notions of culture and of civilization. Let us judge: “Unter
Kultur verstehen wir ja nichts anderes als den Inbegriff der LeistungenĽ die in den
Menschen fortlaufenden Tätigkeiten vergemeinschafteter zustande kommen und die in der
Einheit des Gemeinschaftsbewußtsein und seine vorerhaltenden Tradition haben ihr
bleibendes geistiges Dasein. Aufgrund ihrer physischen VerleiblichungĽ ihres sie dem
ursprünglichen Schöpfer entäußernden Ausdrucks sind sie in ihrem Sinn für jeden
geistigen zum Nachverstehen Befähigten erfahrbar. Können Sie in der immer wieder zu
Folgezeit Ausstrahlungspunkten geistiger Wirkungen werden auf neue immer im Rahmen
Generationen historischer Kontinuität. Und eben darin hat allesĽ was Titel der Kultur
befasstĽ seine weseneigentümliche Art objektiver Existenz und fungiert andererseits als
eine beständige Quelle der Vergemeinschaftung” ĚHusserl 1řŘŘĽ 21 Ŕ 22ě.
17
18
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unified through community souvenir. Culture and history are
inseparable.20
At the lowest of this sociality Ěculturalě level is a culture associated
with the standards of behavior that are still prejuridical. The culture is also
a “self-cultivation” ĚSelbstkulturě. The “being of self” is standard and
ideal at the same time; being and duty here are inseparable. The authentic
life is an autonomous life. This “self” does not relate to the individual
only because this “self-formation to authenticity” should be accomplished
according to the “Idea of a philosophical culture”.21 The same applies to
self-responsibility which is not limited to the “responsibility for”
Ěsomethingě but responsibility to others while being aware that others may
be responsible for me.22
Not all cultures are equal. There is number of different culturesĽ but the
idea of philosophy lives in European humanity as an absolute idea without
a link with any anthropological typeĽ for example China or India.
Phenomenology also refers to the whole of subjectivity and not to a
contingent existence or an empirical person. It contains the to-be-realized
telos of all cultural creation. MoreoverĽ the phenomenological education
should be part of the cultureĽ including political education. This is the
finality of knowledgeĽ as well as of the domination of men and humanity:
to educate the man so that he could determine for himself on grounds of
reason. What still belongs to the culture Ěscientific and phenomenologicalě
is its purpose of “self-deployment” of subjectivity and of the world
included in it.
This passage to the phenomenology of culture is linked with the series
of articles written for the Japanese magazine Kaizo, another demonstration
of Husserl´s commitmentĽ titled “On the renewal of man and culture”. By
This historical dimension consists of the fact that the development of the culture is
historical and after that it is transmitted from one generation to another.
21
The passage from me to self proceeds within another identityĽ one that answers the
question “Who am Iť” It is the identity of the person as uniqueĽ different from othersĽ
dynamic and even historical identity.
22
“SelbstverantwortungĽ Sein Leben aus Selbstverantwortung in einem LebenĽ das von
Selbstverantwortung durchsetzt ist in der Einheit einer Habitualität universaler
Selbstverantwortung. Aber Selbstverantwortung ist für den MenschenĽ der Mensch ist im
gemeinschaftlichen Sein und vergemeinschafteten LebenĽ eins mit der Verantwortung vor
Anderen und mit dem Verantwortlichmachen der Anderen” ĚHusserl 1ř73cĽ 422ě.
20
133
Jozef Sivák
the revival he meant an “ethical conversion” and “formation of a universal
ethical culture of humanity” ĚHusserl 1řŘŘĽ XI.ě. Husserl saw the cause of
the misery after the Great War in impotence and inauthenticity of ideas
valid so far.
This renewal should ensure a strong literary organization supported by
the highest ethical ideals in order to teach and educate the humanity. As a
member of the life of communityĽ everyone should be concerned. The
main question of the articles addressed to JapaneseĽ who felt the same
need to think about themselves and on their post-war years23Ľ was: how to
rationalize the spiritualť The rationalization would make “eidetic science
of reasonable humanity” possibleĽ i.e. an ethics of rationality. This revival
will not only happen on a rational but also on a volitional level.24
Husserl finds a lacunal imbalance in the development of scienceĽ
concretelyĽ the absence of a science of manĽ science which would
introduce the rational on the social and political levelsĽ where the idea of
man would be parallel to the idea of nature that stands in focus of the pure
mathematics of nature. More concretelyĽ it should be opposed to the
“universitas” of natural sciencesĽ the “universitas” of all the sciencesĽ the
social sciences of the mind in particular. Human sciences are no less
empiricalĽ but they lack a link in form of a principled rationalityĽ or the
“mathesis of spirit and of humanity” that would thematize the “a priori” of
truthĽ rooted in man as “logos of the method”.
In this senseĽ while the mathematics of nature “explains” the empirical
natural scienceĽ the science of the spirit is not sufficiently explanatory.
The normative judgment must be associated to it according to the “general
standards” that characterize the “reasonable” humanity and should help
this humanity on a practical level.
The reality of nature differs essentially from that of the mind. The
analysis of the phenomenon of renewal must avoid naturalistic prejudices.
While the naturalistic reasoning leads to a rationality of externalityĽ that is
ordered causallyĽ the forms and essential determinations of the spiritual
are differentĽ where even the spatiotemporal form receives a different
meaning. The essential difference lies in the fact that each spiritual reality
MoreoverĽ the magazine seems to have been founded precisely for this purpose; the title
means exactly “renewal”.
24
Husserl diagnosed his time using these words: infamyĽ skeptical pessimismĽ political
sophistry.
23
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contains the “inner”; its “enclosed” conscious life is related to an “I”Ľ the
central hub of actsĽ linked not causally but motivationally ĚHusserl 1řŘŘĽ
Řě.
Husserl can be blamed for addressing Japanese without having
knowledge of their ĚEastě way of philosophizing. But he believed in the
universality of Greek philosophyĽ thanks to the autonomy and
independence of mindĽ which could not let the Japanese and other
Orientals indifferent. The philosophy in this senseĽ is a “protophenomenon”Ľ thus it is not focused exclusively on Europe and its culture.
For Husserl distinguishes between “empirical Europe”25 and Europe in the
“spiritual sense”Ľ he is convinced that his philosophical-anthropological
attitude is valid for everyoneĽ without favoring any particular cultureĽ with
regard to a framework common to various cultures.
Husserlian theme of the renewal represents an ethical-cultural problem
and at the same time it is a principle. In this senseĽ it means two things: it
is a reaction to a crisis on one hand and an ongoing requirement directed
toward the future on the other.26 This revival had been radicalized by
Husserl under the headwords like reviewĽ change or revision.27
Although Husserl admits that there are many culturesĽ he does not deal
with interculturalismĽ but moves within a single culture onlyĽ the
European one. E. W. Orth proposes another terminology that he deems it
most appropriate to cultural phenomena: the inter-intentionality.28 It
means that in the world of culture various intentionalitiesĽ implicit as
explicitĽ are intertwined. ThusĽ culture is no less accessible to intentional
According to the commentary of articles for the review KaizoĽ one no longer has the
feeling Europe would enjoy such a privilege today; strictly speaking one could rather
speak about a “heritage” ĚOrth 1řř3Ľ 334ě. HoweverĽ are Europeans themselves familiar
with that legacyť
26
The articles for Kaizo announce the issue of the Crisis.
27
According to the commentatorĽ the interpretation of Husserl is placed between two
synonyms for the word “kaizo”: “kuakoushin” changeĽ revision and “saishin”Ľ survey.
28
This inter-intentionality proposed to enrich the meaning of the “internationality” means
that every man and every community are configurations of intentionalities. More
specificallyĽ it concerns the Ěintentionalě relations of a subject-subject type on the one hand
and those of a subject-thing type on the other. This internationality is not imposed by force
but is instituted in the spirit of autonomy. HoweverĽ it would be unrealistic to seek to
completely eliminate the force at the international level.
25
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Jozef Sivák
analysis.29
A critique of culture as before that of reason presupposes the freedom
which is also inherent in the culture. And the capacityĽ the power to
criticize is essential to man. The culture allowsĽ howeverĽ criticismĽ a
shading of the truth geared to the membership in a cultural circle. The
cultureĽ area of freedomĽ also offers the matter of freedom as a field of
application to the phenomenological reduction.30 The cultureĽ a complex
phenomenonĽ admits and even requires several pathways.31
FinallyĽ the expressions with reflexive pronouns as “self” or “auto”
indicate the presence of another method or rather techniqueĽ that of the
imaginary variationĽ basis of ideation or eidetic intuition.32 They relate
ultimately to all cultureĽ forming the “technique of self-realization of
humanity” ĚHusserl 1řŘŘĽ 56ě.
The relations at the level of inter-internationality and within the whole
of phenomenology of the cultureĽ by which Husserlian noematics
culminatesĽ are realĽ their holders are practical men: “... we cannot drop
man as concrete man of a culture” ĚOrth 1řř3Ľ 351ě. If in framework of a
Accordingly Orth proposed the concrete material relations would represent the hyletic
componentĽ the mutual spiritual understanding would correspond to the noetic direction
and the active participation in common goods and values would correspond to the
noematic direction.
30
Is it a coincidence that the first two volumes of the First Philosophy ĚHusserl 1ř56 and
Husserl 1ř5řěĽ one subtitled “A critical history of ideas” and the otherĽ titled “The theory
of the phenomenological reduction”Ľ combine to show a close connection between the
historical-cultural reality and the epistemological problem of knowledge.
31
E. W. Roth distinguishes three approaches to culture in Husserl:
1. by the intentionalityĽ culture as the set of concrete intentional sequences;
2. by the problem of historicity where the history of philosophy is replaced by a "poem of
the history of philosophy"Ľ and to be composed by independent thinkers although in
conjunction with the philosophies of the past;
3. approach which passes through the idea of humanity and its ethosĽ two inseparable
components of Husserl´s ideal of rigorous scienceĽ that recalls the “epistemology” of M.
Foucault. According to the foregoingĽ we could add to these approaches the knowledge
of literatureĽ of political history and of geography from the local to the global level.
32
The list of these expressions which become phenomenological terms does not appear to
be complete: Selbstwertung, self-evaluationĽ SelbstgestaltungĽ self-formationĽ
SebstbetrachtungĽ consideration of selfĽ SelbststudiumĽ self-learningĽ Selbstregulierung,
self-regulationĽ etc. These are also the cultural phenomena that at the individual level more
precisely represent the essential forms of “self-renewal” ĚSelbsterneurungěĽ forms of
becoming.
29
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constitutive or pure phenomenology Husserl could not avoid talking about
Ěpossibleě essencesĽ in this last stage of the route he could not avoid
talking about the effective and practical reality. “In respect of I and of the
worldĽ the reality ĚWirklichkeitě precedes any possibility!”33
But the last word of the phenomenology of intersubjectivity would not
be that of the state but that of the phenomenology gifted by its own
teleology and striving to become the hidden desire of all philosophy. The
evolutionary teleology of the monadic universe is moving towards the
practical idea of “true humanity” and of “ethical” ideas belonging thereto.
It should be added that it is as new way of “communification” and a new
form of durable maintainable community whose spiritual life rests within
a horizon of infinite futureĽ the horizon of infinite generations renovating
themselves the spirit of ideas. The sequence of generations motivated
accordingly exemplifies the reflection of an infinite chain of philosophical
and scientific idealities. The same goes for any culture pointing to a “true”
cultureĽ “full of value” and so far as the culture is the product of the
cultural life of humanity it converges to phenomenology.
In this senseĽ phenomenology is in an antagonistic relationship to the
state which does not relate to humanity as a whole but to the plurality of
interests on an internal as well as on an external level in defending the
interests of a given political community against other states. Every state
has its governmentĽ it is unified by the power and it remains in constant
disputation with other nations. The supranational law which rests on
various international treatiesĽ treaties of peaceĽ of tradeĽ etc.Ľ can provide
only a relative peace. As an ethical instance based on ideal standardsĽ the
phenomenology isĽ howeverĽ above the state. On the other sideĽ the state
compared to the phenomenologyĽ has the advantage of preexistence of a
factual fieldĽ and in this senseĽ since its birth phenomenology has been
“... The knowledge of the 'possible' must precede that of the actual Ěder
Wirklichkeiteně ...” ĚHusserl 1ř50Ľ 20řě. “Hinsichtlich meiner und der Welt geht die jeder
Wirklichkeit Möglichkeit vorher” ĚHusserl 1ř73cĽ 51řě. The title of the supplement
ĚXXXIIIěĽ the quotation is taken fromĽ announces it expressly: “Zur Umfingierung des Ich
und der Welt: das Primat der Wirklichkeit gegenüber der Möglichkeit. Das Ich in der
Selbstgemeinschaftung und Selbsterhaltung.” This formulation does not contradict
Husserl´s theory of knowledge; it does not entail a revision thereofĽ as Orth wroteĽ but we
must realize that the two seemingly contradictory formulations proceed from different
registers.
33
137
Jozef Sivák
subjected to the state although always in relation of an ever increasing
competition.
But the final victory is reserved for phenomenology as a transcendental
philosophy. Husserl believes that the ethical development will result in the
dismantling of the state organization of power. Provided that this process
is not limited in time and that we will strive unceasingly to raise the
political culture. The “overshoot” of the state by phenomenology does notĽ
howeverĽ mean a complete disappearance of the stateĽ but it can happen
again only through the stateĽ which will not use repressive meansĽ but the
phenomenological means of reason.
5. In conclusion: towards a citizenship without borders?
HusserlĽ starting from a critique of modern reasonĽ comes to results quite
opposed to the current postmodernismĽ which believes to inaugurate a
new eraĽ a new period in the history of philosophy. With his rehabilitation
of reason and cultureĽ he has been subjected to the postmodern critique.
This critiqueĽ reversing the relationship between philosophy and science
in favor of the latterĽ hardly accepts the results of the enculturation of the
life-world: homo theoreticus and homo culturalis. HusserlĽ in his turnĽ
would not have accepted the concepts of “radical pluralism” and “pure
difference”Ľ which he would consider to be “monsters” deficient in unity
and preventing unification.
The postmodernist critics´ denouncing the so-called “tyranny of
reason” and the “temple of reason”Ľ which pertain to a strong and
domineering subjectĽ fall into the illusion of a defeat of reason instead of
translating the current cultural malaiseĽ including the philosophical
cultureĽ into terms of ethics and thought.34 On the other handĽ the
postmodern ideology seems easily to put up with the thesis of globalism
and the process of a globalization proceeding before our eyesĽ a process
In this senseĽ the diagnosis of the actual situation that the abbot E. Barbotin had given
me one dayĽ still seems to be accurate and valid: “the flat ideas and weak wills”. Before
himĽ J. Patočka denounced the existence of ideologies and of violence which prevent us
from “living in the Idea”Ľ and the radicalism of some thinkers disintegrating great patterns
and spiritual initiatives of the past.
34
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considered as irreversible and imposing itself with the force of law.35 The
concept of citizenship is no lessĽ if not moreĽ concerned with such a
process. What is citizenship in a world without borders and shoresť The
citizenshipĽ having been defined only recently and understood accordingly
by Husserl himself Ŕ would it become obsolete todayť36 And taking into
consideration the current crisis of citizenshipĽ would a global “citizenship”
be the remedy for this crisisť
Burying Ŕ perhaps too soon Ŕ the classical notion of citizenshipĽ there
have been proposals to different ways of pulling it out from the state or
national frameworkĽ to different notions of citizenship corresponding to
these ways: “nomadic” or “shared” citizenship ĚEtienne Balibarě ĚTassin Ŕ
Karul 2011Ľ 31ě the “cosmopolitan” citizenship of migrants ĚEtienne
Tassině37 ĚTassin Ŕ Karul 2011Ľ řěĽ citizenship of the cultural man or the
question in what world should such a man live ĚFrançoise Bonardelě
ĚTassin Ŕ Karul 2011Ľ 63ě. IronicallyĽ all these authors come from a
country that considers itself a “fatherland” of all men.
HusserlĽ as we have seenĽ had not remained trapped within confines of
a state or a communityĽ but he aimed at the whole humanity sub specie
aeternitatisĽ while considering the difference “home Ŕ abroad” as
insurmountable and renewable in another part of the world.38 He admitted
35
Nearly the same used to be said about the former Ěsocialistě internationalism which was
neither eternal nor legal. SimilarlyĽ it is often forgotten today that particular interests lurk
behind globalism too.
36
E. TassinĽ for exampleĽ believes itĽ when he speaks about a form of “traditionalĽ
conventional and sterile” citizenship which should be uplifted to a new dimensionĽ global
dimension ĚTassin Ŕ Karul 2011Ľ 10ě.
37
According to this authorĽ “deterritorialization” causing “disidentification” can be
transformed to a new form and more active way of political subjectivation only by “a
stranger”. Only those who dare to break the links with their nearly related ones as also with
their ancestorsĽ will try the vagabondageĽ will face all kinds of danger and of sufferingĽ
those would become the true “subjects” of the modern cosmopolitan society ĚTassin Ŕ
Karul 2011Ľ 61ě. Is such a “citizenship”Ľ howeverĽ worth the effortĽ not to mention the fact
that we presume that the uprooting might result in alienation or a personality changeť E.g.Ľ
a forced exile may be accompanied by an adaptation syndrome which can last for years.
This is also the case of unstable societiesĽ unstable politicallyĽ sociallyĽ legallyĽ where
instability can become the source of other psychical disordersĽ suicides.
38
Even if the individual or a population is of an adventurous nature Ŕ man is also a world
animal Ŕ he is able to relocate and create a new appurtenance to a middleĽ his new family
13ř
Jozef Sivák
that overcoming the state and the consideration of the transition to the
supranational are necessaryĽ providing that this passage is not
accompanied by violenceĽ something we cannot say about the current
globalization. He preferred non-violent enculturation to violent
acculturation.39
The “no-frontierism” is not without negative consequencesĽ considered
in terms of mental and physical health of men.40 In additionĽ there is an
imbalance between the two identities in questionĽ imbalance in favor of
the one that emphasizes the peculiarityĽ originality.
The life of a society then moves between two extremes: a Ěmassiveě
excessive adaptation on one side and an excessive maladjustmentĽ an
uprooting on the other side.41 In the first caseĽ one is open to otherness
while the other prevents us from “living together”. Such a man lives only
for himself in a war with the others. What is even worseĽ this happens in
ignorance towards the first identity andĽ as a resultĽ specific dissimilarities
dominate the collective similaritiesĽ making the access to othersĽ to the
fellowĽ difficult or impossible. Putting ourselves in place of the otherĽ we
worldĽ but not a new fatherland as the Chinese proverb says: “On the road to exile you will
clothe good mandarin dressesĽ but you will not find another fatherland”.
39
While the enculturation represents adaptation to the culture one is born intoĽ the
acculturation is an adaptation to another culture. Entire so-called “primitive” populations
became victims of an acculturation as a violent change of cultureĽ which has gradually lost
its vital energy and finally succumbs to a desire of death in its own right.
40
Current statistics show a rapid growth of disorders and mental illnesses throughout
Europe and whose origin is perhaps not without relation to the current state of societies. A
Slovak doctor psychiatrist P. Černák, recently interviewed, did not mince matters: “For a
long time now, a generation of children has grown up before our eyes, generation so
disharmonious and bearing signs of narcissism and a border personality disorder. It has
been two decades, some explain, during which both democracy and the notion of
democracy have been Ŕ maybe intentionally Ŕharmed. As if there were only rights and
freedoms and no discipline and responsibility. The parents and even schools do not set
clear boundaries to children. Society offers anything except visions which would have a
spiritual value and would give people a sense and a direction to their lives. It is not only
the fetishization of the matter. It has been offered (alas!) a distorted moral instead: the
greatest evils remain unpunished, the lie is taken for truth, selfishness wins over tolerance
and altruism. ... One of the key moments in psychotherapy is the definition of boundaries
to patients or to clients. Entire society, especially those who form it, are in need of such
boundaries. No doubt, the non-frontierism is slowly killing us” ĚUličianska 2012ě.
41
An excessive maladjustment leads to an excessive homogeneity, to the dependence due
to which the man becomes the toy of the social strengths or of his own inclinations.
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are striving to understandĽ is the only possibility of breaking this vicious
circle.
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The contribution is a partial presentation of the outcomes of the research
project VEGA No. 2/0175/12 From Phenomenology to Metaphysics and to
Reflection of the Contemporary Crisis of Society and Art which has been
pursued at the Institute of Philosophy of Slovak Academy of Sciences and the
Department of Philosophy, Faculty of Arts of the Constantine the Philosopher
University in Nitra.
Mgr. Jozef SivákĽ CSc.
Institute of Philosophy
Slovak Academy of Sciences
Klemensova 1ř
Ř11 0ř Bratislava
Slovak Republic
filosiva@savba.sk
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4
ENV)RONMENTAL CR)SES TENDENC)ES
OF GLOBAL )NDUSTR)AL C)V)L)ZAT)ON
Richard Sťahel
This paper analyzes the current crisis of the global industrial civilization as a
coincidence of external and internal reasons, mainly as a coincidence of
economic and environmental crises tendencies. The analysis is based on
Habermas´ distinction between four types of social formation, and according to
their internal organizational principles and an extent of their social and system
integration, also types of crises that can occur in the given type of the social
formation. The paper shows that the common reason of economic and
environmental crises which are a part of system crisis of industrial civilization is
an imperative of growth. This imperative, as Habermas points out, is the
immanent principle of institutions and systems of capitalism. Economic and
demographic growth of industrial civilization based on capitalism principles has
reached its limits. However, all types of social formation, institutions and
civilizations are also determined by the imperative of sustainability. The current
crisis is then characterized as a display of antagonism between the imperative of
growth and imperative of sustainability. This antagonism creates a new category
of transformation for sustainable societies or revolution conflicts in states that
break environmental and economic limits of growth. These conflicts result from
food and water shortages and could bring a growing instability into the world or
lead into the collapse of the industrial civilization.
Keywords: globalization – industrial civilization – economic crisis tendencies –
environmental crisis tendencies – imperative of growth – imperative
of sustainability
A crisis could be defined as a situation in which it has become clear that the
existing ways of addressing problems and institutions have failed. It is also a
situation requiring prompt decisions1. Identifying the crisis tendencies enables
transformation of the society and its institutions; without transformation the
1
See ĚS ahel 2005aě and also ĚS ahel 200ŘěĽ ĚS ahel 2010cě.
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development can lead to a revolution which will interrupt the continuity of
the development or will threaten the identity of the political-economic
system. It could leads also to the collapse of civilization as well.
The economic crisis of 2007 Ŕ 200Ř is the fourth big crisis in the last two
centuries2. HoweverĽ it is apparent that it is not only an economic crisis orĽ
regarding the following social and political crisesĽ only a crisis of capitalism.
At the same timeĽ facing deepening environmental crisisĽ we have to think
about crisis of the industrial civilization3.
Industrial civilization is the first truly global civilizationĽ firstlyĽ for a
global application of the same theoretical and technological principles into all
areas of life and reproduction of the society andĽ secondlyĽ for the
consequences of applying these principles Ŕ positive or negative. Legitimacy
of the term „industrial civilization“ results from the fact that it was industrial
technology and organization which for the first time in human history allowed
more than half of the human population of the world to live in cities at the
end of the 20th century. Life in citiesĽ industrial production and distribution of
products and services in such an extent creates unprecedented economicĽ
socialĽ political and environmental problemsĽ which are very similarĽ if not
identicalĽ in all parts of the world. The current crisis is thus unparalleled not
only in its global extent but also in deepening the materialĽ food and
environmental crises which threaten not only the identity but also the
existence of the current global political-economic system. When reflecting on
the causes and possible consequences of the crisis of the global industrial
civilization we must take all these aspects into consideration and pay attention
to their reciprocal conditionality and synergy4.
HoweverĽ more attention is paid to the reflection of economicĽ social and
political aspects of the crisis of the global industrial civilization than to the
reflection of its materialĽ food and environmental aspects. The reason is that
economicĽ social and political aspects of the crisis seem more acute and their
theoretical reflection has a longer tradition than reflection of materialĽ food
and environmental aspects of the crisis. These have been systematically
reflected only in the last fifty years5. Despite the extent and argumentation
See ĚHauser 2012ě.
See ĚS ahel 2005bě.
4
See ĚS ahel 2005bě.
5
And this despite the factĽ that the problem was addressed by T. R. Malthus in his famous
essay. See ĚMalthus1řřŘě. One of the possible explanations points to a different time frame
of economicĽ social and political crises on one hand and the environmental crisis on the
otherĽ what significantly influences the ability to critically reflect on these phenomena.
2
3
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accuracy of results of the scientific research on the causes and possible
solution of the environmental crisisĽ no changes that would at least reduce the
exploitation and devastation of the environment took place within the global
or domestic economicĽ social or political systems. On the contraryĽ the
population of the planet has almost doubled and the consumer expectations
have increased. ThereforeĽ the number of cattle or fishĽ the amount of fresh
water for agricultural and industrial production as well as for human
consumption including production of all kinds of products has far exceeded
even the rise of human population. In regard to growing population the total
consumption of the productsĽ services and energy has been increasing despite
the rise of effectiveness and implementation of more environmentally
considerate technologiesĽ moreoverĽ despite the decrease of economic
activities induced by the economic crisis. The concentration of greenhouse
gases in the atmosphere6 and chemism of the oceans7Ľ the speed of extinction
of animal species and plantsĽ deforestationĽ reduction of arable land and the
decrease of fresh water supplies should be added to the list of consequences.
The growth of production and consumption as well as the growth of
population are always related to the increased exploitation of natural
resources and pollution8.
The imperative of growth as the immanent part of the majority of systems
and institutions of the industrial civilization can be considered the common
denominator of these crisis phenomena. The globalization process9 allowed
for the application of the imperative of growth in the areas and sectors that
thirty or forty years ago were arranged on the basis of different imperatives
while the process even eliminated or at least weakened the influence of the
traditional cultural and political tools which used to regulate the growth itself
as well as its side effects.
The extent and the potential of economicĽ ecologicalĽ socialĽ political and
cultural consequences of the environmental aspect of the global crisis make it
Another one rests in a persisting faith in the technological progress which should sooner or
later bring solution to all crisis phenomena.
6
Despite the Kyoto ProtocolĽ the goal of which was to reduce emissions of greenhouse
gases by 5% regarding the level in 1řř0Ľ their concentration in the atmosphere has since
the year 2000 increased by 20%.
7
Emission of greenhouse gases increased acidity of the oceans in last two centuries by
25%. In consequenceĽ it could start mass extinction of the sea animals. See also ĚLovelock
2012Ľ 174ě.
8
See ĚNaess 1řř6Ľ 301ě.
9
See ĚS ahel 2013aě.
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then historically and by extent such a unique phenomenon that it „is not
possible to formulate traditional philosophical questions without regard to the
fact of the current ecological crisis anymore” ĚKolá ský 2011Ľ 30ě. We can
only agree with R. Kolá ský‟s statement that the task of the current
philosophy is to rethink the philosophical concepts of the past and the present
ĚKolá ský 2011Ľ 130ě from the aspect of the environmental global crisis.
When reflecting economicĽ social and political crises we have to take the
phenomenon of the environmental crisis into account and study their
interaction. This attitude enables one to think of the current crisis as the
system crisis of the industrial civilization and economicĽ socialĽ politicalĽ
demographicĽ food and environmental crises to understand them as individual
manifestations or aspects of this system crisis10.
1. Habermas’s Crisis Theory
All these phenomena could be interpreted by a coherent crisis theory which
was formulated by J. Habermas in the early 1ř70s in his Legitimation
Crisis11. This theoryĽ connected with some kind of philosophy of historyĽ has
also offered the basis for reflection on the current crisis. HoweverĽ as R. Plant
remindsĽ the “Legitimation Crisis is a research programmeĽ not a final report”
ĚPlant 1řŘ2Ľ 346ě. But this fact enables the application of the Habermas‟
approach to the reflection of the current civilization crisis.
According to HabermasĽ “only when members of a society experience
structural alterations as critical for continued existence and feel their social
identity threatened can we speak of crises” ĚHabermas 2005Ľ 3ě. He based this
on the assertion that also “social systems have identities and can lose them”
ĚHabermas 2005Ľ 3ě. It is an open question thenĽ if the global industrial
civilization can be perceived as an analogical social system. Since the
scientific and publicistic discourses work with the term “civilization crisis”
even in case of the current global crisisĽ and many economicĽ demographic
and environmental phenomena are reflected on in global connectionsĽ the
answer is tentatively positive.
In generalĽ according to HabermasĽ “crisis occurrences owe their
See also ĚS ahel 2013bě.
ĚHabermas 2005ě. Legimation Crisis was first published as Legitimationsprobleme im
Spätkapitalismus in 1ř73 ĚFrankfurt am Main: Suhrkamp Verlagě and in English
translation in 1ř76.
10
11
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objectivity to the fact that they issue from unresolved steering problems”
ĚHabermas 2005Ľ 4ě. HoweverĽ Habermas “distinguishes four social
formations: primitive [vorhochkulturelle]Ľ traditionalĽ capitalistĽ postcapitalist” ĚHabermas 2005Ľ 17ě.12 Each of them faces different problems of
governance and the failure to manage them or to solve them can lead to a
crisis. According to the inner organizational principle and the extent of the
social and system integration13 of these types of the social formationĽ
Habermas distinguishes types of crises that can occur.
Primitive Social Formations are organized on the basis of the age and
gender principles which are institutionalized in a kinship system. Usual
source of social crises are contradictory imperatives of socio-economical
systemĽ but “no contradictory imperatives follow from this principle of
organization” ĚHabermas 2005Ľ 1Řě. Therefore such societiesĽ states
HabermasĽ are largely affected by external identity crises where “the usual
source of change is demographic growth in connection with ecological
factors” ĚHabermas 2005Ľ 1Řě. According to Habermas only primitive or
archaic social formations can face an external cased crisesĽ all others faces
mainly internal cased crises.
Traditional Social Formations are created on the civilizational level of
development. Their basic “principle of organization is class domination in
political form” ĚHabermas 2005Ľ 1Řě. These are socially and by class divided
societies which need to pay attention to justifying and legitimizing this
division because they bring internal contradictions. Traditional societies are
then threatened by internal identity crises as Habermas states: “In traditional
societies the type of the crisis that arises proceeds from internal
contradictions” ĚHabermas 2005Ľ 20ě. Relations of production are then at the
same time political relationsĽ owners of means of productionĽ primarily of the
landĽ are owners of the political power; in other wordsĽ the political and
economic powers are the same. According to Habermas “in traditional
societiesĽ crises appear whenĽ and only whenĽ steering problems cannot be
resolved within the possibility space circumscribed by the principle of
organization and therefore produce dangers to system integration that threaten
By the term post-capitalist social formation Habermas „designates state-socialist
societies“ ĚHabermas 1řŘ0Ľ 17ěĽ which are in his view also class societiesĽ the difference is
that production means are handled by political elites.
13
In other text coming from the first half of 1ř70s Habermas differentiates societies
according to the level of social integration. He differentiates Neolithic societiesĽ Archaic
civilizations and Developed premodern civilizations ĚHabermas 1ř75Ľ 2ř5ě.
12
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the identity of the society” ĚHabermas 1řŘ0Ľ 25ě.
Liberal-capitalist societies are organized around the relations of capital
and wage labour. Relations of production are differentiated from the political
relationsĽ from which also the “civil society” is differentiated. Economic
system is thus free from limitations of the socially integrative subsystems. It
enables the state to intensify the dynamics of growth and with it also crises
that are manifested mainly as economic crises. HoweverĽ these crises finally
affect the whole social system. Liberal capitalism is thus affected by system
crises. Habermas can therefore emphasize that “in liberal-capitalist societies
... crises become endemic because temporarily unresolved steering problemsĽ
which the process of economic growth produces at more or less regular
intervalsĽ as such endanger social integration” ĚHabermas 2005Ľ 25ě. A crisis
is then a recurrent phenomenonĽ a cyclic phenomenon and in its occurrence
specific general signs can be identified. It is then not an accidentalĽ one-time
occurrenceĽ but it is connected with its growthĽ it is its accompaniment and
one of its unwanted consequences. “No previous social formation lived so
much in fear and expectation of sudden system changeĽ even though the idea
of a temporally condensed transformation Ŕ that isĽ of a revolutionary leap Ŕ
is oddly in contrast to the form of motion of system crisis as a permanent
crisis” ĚHabermas 2005Ľ 25ě. At least the threat of the return of the crisis has
become a permanent part of the social systemĽ together with revolutionary
and counter-revolutionary movements and their conflicts. “Economic growth
takes place through periodically recurring crises because the class structureĽ
transplanted into the economic steering systemĽ has transformed the
contradiction of class interests into a contradiction of system imperatives”
ĚHabermas 2005Ľ 26ě. We can therefore talk about a crisis cycle or cyclic
crises which affect not only the economic subsystem of the society. MoreoverĽ
according to HabermasĽ the economic crisis in liberal-capitalist systems is
specific and historically unique in that that it is a consequence of
contradictions of system imperatives which cannot be structurally solved
because its source is the structure of the society organized on the basis of
certain rationality. Systems crises then “have the appearance of natural
catastrophes that break forth from the center of a system of purposive rational
action” ĚHabermas 2005Ľ 30ě. In other wordsĽ a crisis arises because the
society and its subjects perform strictly “rationally”Ľ i.e. under the system
imperatives and these imperatives are contradictory. FinallyĽ Habermas asksĽ
if in the organized capitalism the so outlined logic of the crisis has preserved
or changedĽ i.e. if capitalism has “been fully transformed into a post-capitalist
social formation that has overcome the crisis-ridden form of an economic
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growthť” ĚHabermas 2005Ľ 31ě The development of Ěat leastě the last decade
has answered this question Ŕ the economic growth has been constantly
interrupted by acute crisesĽ appearing because economic subjects are trying to
achieve the highest-possible economic growth in accordance with the basic
system imperative.
Organized or advanced capitalist social formation Ěstate-regulated
capitalismě appears after World War II as a reaction to the fail of the liberal
capitalism in the crisis of 1ř30s which led to a world conflict. According to
Habermas “the state intervenes in the market as functional gaps developed”
ĚHabermas 2005Ľ 33ěĽ so as to at least reduce the conflict potential of system
imperative intensified by acute crises. The economic and social politics of the
Western European countries in the first three decades after World War II can
be regarded as a reaction to the phenomenon of the economic crisis. “The
structures of advanced capitalism can be understood as reaction formations to
endemic crisis. To ward off system crisisĽ advanced capitalist societies focus
all forces of social integration at the point of structurally most probable
conflict Ŕ in order all the more effectively to keep it latent” ĚHabermas 2005Ľ
37 Ŕ 3Řě. Habermas at the same time points out that state intervention to the
economic sphereĽ which in liberal capitalism is differentiated from the
politicsĽ brings new types of problems in the organized capitalism. “Recoupling the economic system to the political Ŕ which in a way repoliticizes
the relations of production Ŕ creates an increased need for legitimation”
ĚHabermas 2005Ľ 36ě. An effort of the political sphere to ease the conflict
potential of cyclic crises arising as a consequence of the unregulated
economic growth leads not only to an increase of the influence of the political
system on the economic oneĽ but also to a transfer of steering problems from
the economic to the political sphere.
“In decades since World War II the most advanced capitalist countries
have succeeded Ěthe May 1ř6Ř events in Paris notwithstandingě in keeping
class conflict latent in its decisive areas; in extending the business cycle and
transforming periodic phases of capital devaluation into a permanent
inflationary crisis with milder business fluctuations” ĚHabermas 2005Ľ 3Řě. A
state has taken a role of a partaker and a regulator of the market and
simultaneously a compensator of its negative socialĽ cultural and later also
ecologic consequences so as to prevent a breakout of acute crises. The price
we pay is a systematic overload of public budgets in the form of long-term
deficits.
MoreoverĽ in 1ř70s the western countries were hit by some acute crises
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caused by the stop in an oil supply. These could be called externally produced
crises. The Western European countries thus faced other type of crisisĽ
different to what their institutions were prepared for. HoweverĽ Habermas
points out thatĽ “If governmental crisis management failsĽ it lags behind
programmatic demands that it has placed on itself. The penalty for this failure
is withdrawal of legitimation. ThusĽ the scope for action contracts precisely at
those moments in which it needs to drastically expand” ĚHabermas 2005Ľ 6řě.
At the same timeĽ it seems there is no difference if it concerns crises caused
primarily externally or internally. Trustworthiness of the state as an institution
in the role of a protector against crises as well as the legitimacy of the
political elites has considerably suffered. As J. Habermas statesĽ one of the
features and conditions of the postwar class compromise was “civic privatism
Ŕ that isĽ political abstinence combined with an orientation to careerĽ leisureĽ
and consumption”Ľ which “promotes the expectation of suitable rewards
within the system ĚmoneyĽ leisure timeĽ and securityě” ĚHabermas 2005Ľ 37ě.
By the end of the 1ř70s it became clear that the stateĽ as in the pre-war
periodĽ is again not able to give the chance for career and employment to all
and is certainly not able to provide a steady growth in consumption. All this
happens despite the steady increase of the tax burden and despite the
broadening of the areas over which the state is trying to gain bureaucratic or
legislative control. As R. Plant reminds usĽ “capitalism has built up
expectations about consumptionĽ and these have increased pressures on
governments to steer the economy to produce more goods. The non-provision
of goods to meet expectations becomes a dysfunctional feature of market
which it has become a task of government to correct” ĚPlant 1řŘ2Ľ 343ě.
HoweverĽ the development over the last decade has clearly shown that
governments must also intervene when production is growing faster than
possibilities of consumption of what has been produced. The support of
consumerismĽ regardless of its socialĽ cultural and environmental
consequencesĽ is a problem of producers as well as governments.
2. The return of the acute crisis phenomenon
The process of economic globalization can be understood as the result of an
effort to support further growth of production and consumption which was
limited by resources and capacities of national markets. The result of
globalization of the preceding three decades has been expressed in the
industrially developed countries in the form of liberalization and privatization
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not only of productive capacities but also of infrastructure and public
servicesĽ including health and welfare systemĽ educationĽ science and cultureĽ
so we can talk about the dismantlingĽ twilight or progressive reduction of
a social state.14 A considerable part of regulation mechanismsĽ which were
meant to prevent a formation of acute crises or to reduce their possible
consequencesĽ was eliminated. To describe the social formation of the current
industrial civilization it is better to take Habermas‟ characteristics of the
classic liberal capitalism than to adopt the characteristics of a so-called late or
regulated capitalism of 1ř70s. With liberalizationĽ deregulation
Ědesocializationě15 of the economic-political system in 1řř0s the acute
economic crises returnedĽ which corresponds with Habermas‟ characteristics
of a crisis that affects the liberal capitalism: “The economic crisis results from
contradictory system imperatives and threatens social integration. It isĽ at the
same timeĽ a social crisisĽ in which the interests of groups collide and place in
question the social integration of the society” ĚHabermas 2005Ľ 2ř Ŕ 30ě.
These words also characterize the crisis of 200Ř. In the euphoria of 1řŘř
Habermas warned in his essay Die Nachholende Revolution16 that the fall of
the Berlin Wall did not solve any of the system problems which have
specifically arisen. Habermas states: “The indifference of a market economy
to its external costsĽ which it off-loads on to the social and natural
environmentĽ is sowing the path of a crisis-prone economic growth with the
familiar disparities and marginalizations on the inside; with economic
backwardnessĽ if not regressionĽ and consequently with barbaric living
conditionsĽ cultural expropriation and catastrophic famines in the Third
World; not to mention the worldwide risk caused by disrupting the balance of
nature” ĚHabermas 1řř0Ľ 17ě. All these problems are still unsolved and even
more complex in today‟s global civilization. Two decades laterĽ reflecting the
200Ř crisis Habermas points out its historical uniqueness when he writes: “In
autumn 200ŘĽ for the first time in the history of capitalismĽ the backbone of
the financial market-driven global economic system could be rescued from
the brink of collapse only by the guarantees of the taxpayers” ĚHabermas
2012Ľ 125ě. Contradiction of system imperatives didn‟t disappear but they
have become even deeper. According to Habermas it became obvious that
“capitalism is no longer able to reproduce itself under its own steam”
See ĚKeller 2005ě.
Term used by P. RicœurĽ see in ĚRicœur 1řř2ě.
16
In English published under title What Does Socialism Mean Today? The Rectifying
Revolution and the Need for New Thinking on the Left ĚHabermas 1řř0ě.
14
15
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ĚHabermas 2012Ľ 125ěĽ so we can talk not only about “system crisis” but also
about “system failure”. We can even suggest that the current managing
structures cannot handle the consequent problems of the growth identified in
1ř70s by Habermas as the crisis tendencies of the late-capitalist systemĽ
although they make every effort and use all means.
The lack of resources of growth became evident before 200Ř. As P. Stan k
statesĽ growth of productionĽ consumption and profit was to a great extent
possible only by growth of indebtedness of individualsĽ businesses and
countries. This indebtedness is one of the main reasons of the current
economic crisis ĚStan k 2012Ľ 36ě. Indebtedness as one of the by-products of
the process of polarization of income has been accelerating since 1ř70s.
While the income of most of the population stagnates or even decreasesĽ
income of the most rich multiplies. This has ledĽ aside from the growth of the
social tensionĽ to a global decrease of consumption which could be saturated
for a short period of time only by credit expansion ĚStan k 2012Ľ 61 Ŕ 62ě.
Despite this factĽ many attempts to overcome the current crisis focus on
stimulation of consumption. The attempts of governments to save the
financial system and support consumption have only led to steep growth of
national debts. One of the main system conflicts has been accentuated Ŕ on
one handĽ the governments try to persuade their citizens that they need to
economizeĽ which legitimizes the elimination of the social state institutes17Ľ
on the other hand they encourage the citizens not to limit their consumption
and keep buying all sorts of products and services. It means that the system
faces also the crisis of rationalityĽ as Habermas had anticipated.
3. The Environmental Aspect of Crisis
HoweverĽ artificially stimulated consumption also means acceleration of
exploiting natural resources and pollution of environment which intensifies
the environmental aspect of the crisis. In 1řř0s this connection was pointed
out by L. Hohoš when he observed that “ecologic and economic systems are
closely connected and therefore we are confronted with different aspects of
one and the same crisis; after allĽ the degradation of the environment directly
endangers economic systems” ĚHohoš 1řř3Ľ 120ě. Today even economists
admit that the economic damages caused by climate changes and extreme
weather along with expenses necessitated by the need to adapt the
17
See ĚS ahel 2010aě.
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infrastructure to the climate changes will intensify the economicĽ social and
political aspects of the crisis ĚStan k 2012Ľ 64 Ŕ 65ě.
As Habermas states the crisis threatens the identity of a social formation.
The failure to control crisis can then lead to a transformational or
revolutionary change of the political-economic system.18 This conclusion can
be accepted provided that reflection will focus mainly on economicĽ social
and political aspects of the current crisisĽ i.e. on those aspects causes of which
are considered internal. In words of I. Dubnička: “History has often
confirmed that revolutions and destabilization of an established system
happen in the moment when the extent of unequally redistributed property
Ěaccumulated overproductioně becomes unacceptable by the majority of the
society” ĚDubnička 2007Ľ 41Řě. The political-economic system can collapse
in a dramatic form of revolutionĽ an international or even global conflict or
internal conflict; howeverĽ the form and extent of the current threats shows
that reflection on the crisis of the global industrial civilization which focuses
only on the economicĽ socialĽ and political level is insufficient. It does not
consider the existential threat for the civilization as a whole. This threat will
become apparent in its full extent when reflection on the global industrial
civilization covers materialĽ food and environmental aspectsĽ i.e. aspects the
causes of which can be called mainly external. Habermas regards these as
relevant mainly for archaic societiesĽ but at the same time he identifies them
as possible consequent problems of the growth ĚHabermas 2005Ľ 41 Ŕ 43ě.19
Environmental and demographic threats produce those types of crises
whichĽ Habermas saysĽ were faced mainly by archaic or traditional social
formationsĽ meaning agrarian or rural societies. Capitalist societies are
industrial and urban. In the preceding century the environmental problems
were marginalized or partly resolved by technological development or by
exporting environmentally demanding productions and waste to distant areas.
The resulting demographic and social problems were solved by mass
displacementĽ lack of soil and food by territorialĽ mainly colonial expansion20
The change can have a character of a revolutionĽ transformation or a collapse of a
political-economic system.
19
But also French revolution in 17Řř could be interpreted as at least co-caused by external
causesĽ mainly environmental. See ĚGore 2000Ľ 57 Ŕ 5Řě. It means that this kind of threats
Ěclimate fluctuationě could destabilize not only archaic social formationsĽ as Habermas
claims.
20
Following up T. R. Malthus J. S. Mill in his Principles of Political EconomyĽ first
published in 1Ř4ŘĽ where he statesĽ that due to the growing population and a need to feed
itĽ Great Britain “no longer depends on the fertility of her own soil ... but on the soil of the
18
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Richard Sťahel
and also by businessĽ which owing to development of transportation and
storage technologies allowed import of food and other resources from the
other side of the world21. HoweverĽ this process has only put off Ŕ in time and
space Ŕ the recognition that environmental and demographic crisis tendencies
threaten also societies of the industrial civilization and that they have the
same conflict potential as other types of threats22.
whole world” ĚMill 1řř4Ľ 114ě. That is why: “This limited source of supplyĽ unless great
improvements take place in agricultureĽ cannot be expected to keep pace with the growing
demand of so rapidly increasing a population as that of Great Britain; and if our population
and capital continue to increase with their present rapidityĽ the only mode in which food
can continue to be supplied cheaply to the oneĽ is by sending the other abroad to produce
it” ĚMill 1řř4Ľ 115ě. Not every European country could solve these problems by the
„export of the poor” to their coloniesĽ by the import of food and other resources from
them. In this connection we need to point out that the fascist movements in Italy and
Germany began to have the support of the masses shortly after the USA in the early 1ř20s
limited immigration and these and other countries couldn´t reduce their social tension by
emigration.
21
Trade accelerates processes of the division of labour and deepening of the social
differencesĽ but it also enables man as a biological species to circumvent limits resulting
from the climate conditions and material resources of specific areas. Men could then
populate and live in areas that have not offered a possibility to produce sufficient
renewable and unrenewable sources necessary for the life of human communities. Since
the prehistoric times the trade has helped to at least reduce immediate determination of
specific natural conditions.
22
At least in some regions of the world these threats have specific consequences. One of
the main causes of series of revolutions and conflicts in the countries of North Africa and
Middle East is the depletion of raw materials and exceeding environmental limits of
population growth and its consumption and subsequent long-term inability of these
countries to supply the population with food and drinking water from their own reserves.
This was most vividly expressed in the key country of the region Ŕ EgyptĽ the world´s top
wheat importer. “The Egyptian authorities have been wary of touching food subsidies since
rioting swept Egyptian cities in 1ř77 after government decided to raise the prices of
staples. The authorities were forced to rescind their decision to restore order. During the
food crisis of 2007-0ŘĽ which pushed the cost of wheat to an all-time highĽ many families
became reliant on subsidised breadĽ with long queues in front of bakeries and frequent
scuffles breaking out. Army bakeries were drafted in to augment the supply” ĚTerazono Ŕ
Saleh 2013Ľ 2ě. The situation worsened when Russia in 2010 due to the drought and
extensive fires banned export of wheat and its prices increased to such an amount that due
to the increase in basic food prices riots broke out not only in Egypt but also in other North
African countries reliant on its import. These riots destabilized the whole region and in
many areas grew into a real war of all against all. The subsequent regime change in Egypt
has not improved the situation because the oil production and its saleĽ which has been the
source of foreign exchange used for purchase of wheatĽ are decreasing and therefore the
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All the aspects of the current crisis ĚeconomicĽ socialĽ politicalĽ materialĽ
foodĽ demographic and environmentalě have a conflict potential that was
manifested many times in the past. Due to growth of the population we can
assert that their conflict potential has also grown. As one recent study shows:
“If future populations respond similarly to past populationsĽ then
anthropogenic climate change has the potential to substantially increase
conflicts around the worldĽ relative to a world without climate change”
ĚHsiang 2013ě. This study summarizes results of many previous researches
and has pointed out causal connections between the climate variability and
human conflicts in the past.23 The climate changes caused by the industrial
civilization will very probably be faster and more extensive than those in the
past. The environmental crisis caused by climate variations or by other causes
will be expressed primarily as a food or humanitarian crisis24 which can quite
rapidly turn into a social or political crisis. The analysis of the past crisesĽ but
especially of this current oneĽ will have to cover the climate and
environmental aspects more extensively. It is becoming more and more
evident that the collapse of the social system can result not only from internal
conflicts or conflicts of the system imperatives but also from external crises
or their combinationĽ which can happen also in complex societies. HoweverĽ
the question remainsĽ if overpopulation or climate changes can be regarded as
external or internal causes of the crisis phenomena.25
Potential solutions of the global economic crisis must have a character of
riots continue. Since 2010 Egypt has spent most of its foreign reserves on wheat import
which it is not able to grow for its population because of the lack of suitable farmland and
water for irrigation. See also ĚCílek 2012ě.
23
As an example we can take the consequences of the typhoon Haiyan from November
2013. Only in Philippines thousands of people died. The consequent lack of drinking
waterĽ food and medicines led to looting and attacks on convoys with humanitarian help.
24
The first consequence of floodsĽ earthquakes or tornados are many people being hurt or
losing their homes. Devastated sources of drinking waterĽ food reserves or a loss of harvest
will come later. If the administration of the affected country is not able to deal with the
humanitarian crisis in timeĽ the consequences will probably influence also the stability of
the social and political system. Crisis management in Pakistan after the floods in 2010 was
not managed well and it deepened the political crisis in the country. The response of
Barack Obama Administration to Hurricane Sandy in October 2012 influenced many
voters in the US presidential elections.
25
The need of philosophical reflection on economicĽ social and political consequences of
climate changes would be topical even if there was no anthropogenic reason. From this
point of viewĽ the discussion about its originsĽ be they anthropic or cosmicĽ i.e. from the
viewpoint of civilizationĽ be they internal or external causesĽ is irrelevant.
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internal system changesĽ e.g. in a form suggested by J. LovelockĽ who states:
“Maybe we will have to accept certain limitsĽ ration system26 and compulsory
military service like in periods of war and moreoverĽ give up our freedom for
a certain time” ĚLovelock 200ŘĽ 17řě. These changes could have a character
of Hobbes's limit of freedom in the name of security or survival. If these were
not only short-term limitsĽ it would be such a significant change of politicalĽ
economic and legal subsystems that we could talk about threating the identity
of the social formation. A. Palazzo states that the “climate change is a further
amplification of the coming Revolution of Limits” ĚPalazzo 2014ě by which
the period of growth ends. The signs of “the age of resource limits” have
already become apparent and they will bring not only new types of conflicts
for the reducing resources but also another Military Revolution. Today‟s
military and civil infrastructure and technologies are based mainly on finite
resources. Pressure of populations‟ growth and in the same time growth of
consumption expectations27 will tone up existing contradictions and conflicts
within and between societies. “Preparing for a most hostile world in which
war is more common is also a necessity” ĚPalazzo 2014ě. According to
Palazzo the question is not if the coming Revolution of Limits and climate
change will influence economic-political systems but how will these systems
be able to deal with them on the theoretical and practical level.28
Environmental crisis can be regarded then as a consequence of conflicting
system imperatives threating the system integration. The interests of acting
groups collide alike as by social crisis ĚHabermas 2005Ľ 2ř Ŕ 30ě and this can
result not only in disintegration of the society it but can also endanger its
potential to reproduce. MoreoverĽ this does not entail only the reproduction of
an economic-political and cultural system but also the biological reproduction
of a societyĽ as far as the environmental crisis threatens also the ecosystem
When at the end of October 2012 the storm Sandy hit the U.S. East and CanadaĽ it killed
several dozens of peopleĽ caused flooding over wide areas and other damages exceeding
50 billion US dollars. As a result a supply system of wide areas collapsedĽ so for example
rationing of fuel and several other commodities was introduced in New York temporarily
and some rights and freedoms were restricted. It is clear that Lovelock´s vision is more
real than it would seem several years ago.
27
“The supply of all resources is finite. YetĽ the expectation of governmentsĽ and their
citizens, is that growth is required and desirable. Growth is the norm” ĚPallazo 2014ě.
28
Also Pallazo used the example of Egypt “there is some suggestion that rising food prices
are a factor of growing instability in Egypt” ĚPallazo 2014ě. Rising food prices as a
consequence of climate fluctuation, which lead to decrease in food production, were some
of the reasons of French royal regime collapse at the end of 18th century, as far as the
response of political elites to this situation was inadequate.
26
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conditions of the civilization existence. The revolution of limits and climate
change require in extent quite revolutionary transformation of basic
imperatives of the economic-political system. Habermas‟ concept of crisis can
thus be applied also to the environmental crisis as a display of antagonism
between imperatives of growth and sustainability.
4. The imperative of growth vs. the limits of growth
In connection with the imperative of growth in capitalist social formations
Habermas in 1ř70s stated that: “Ecological balance designates an absolute
limit to growth” ĚHabermas 2005Ľ 41ě. Many things suggest that one of the
causes of the current crisis is that growth of populationĽ production and
productivity Ŕ hits this absolute limit line. As Habermas points outĽ “with
capital accumulationĽ economic growth is institutionalized in an unplannedĽ
nature like wayĽ so that no option for self-conscious control of this process
exists. Growth imperatives originally followed by capitalism have meanwhile
achieved global validity through system competition and worldwide
diffusion... The established mechanisms of growth are forcing an increase in
both population and production on worldwide scale.” ĚHabermas 1řŘ0Ľ 41ě
These established mechanisms of growth are so characteristic of the capitalist
social formationĽ that: “Capitalist societies cannot follow imperatives of
growth limitation without abandoning their principle of organization”
ĚHabermas 1řŘ0Ľ 42ě. HoweverĽ if they do not limit themĽ not only their
identity but also forms of social integration or forms of organized mass
loyalty but also their basic external requirements of the system reproduction
and maybe even life in any human society or the reproduction of human
species itself will be threatened. This is the key contradiction and the main
reason of current civilization crisis.
Habermas suggests the basic system imperative of capitalism which
should differentiate this social formation from traditional and especially
archaic societies as systemsĽ in which “no systematic motive for producing
more goods then are necessary to satisfy basic needsĽ even though the state of
the productive forces may permit a surplus” ĚHabermas 2005Ľ 1Řě. We can
object that the cause of not producing an overproduction is more due to low
productivity of work or available technologies and limited possibilities of
storage and conserving the overproduction. I. Dubnička‟s hypothesis brings
convincing arguments: the production of overproduction is the primary
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evolution strategy of homo sapiens and “does not depend on time and space
on the level of cultural development nor on its consumption” ĚDubnička
200řĽ Ř6ěĽ which is documented by different forms of destruction of
possessionĽ i.e. overproduction in the cultures of the Native Americans. At the
same timeĽ according to I. DubničkaĽ “the production of overproductionĽ its
accumulation and its consumptionĽ are the main causal phenomena of the
global environmental crisis” ĚDubnička 2007Ľ 20ě. The global environmental
crisis is then a consequence of this human strategyĽ application of which at
present hits the limits of natural resources and the ability of nature to absorb
pollution created by production and consumption of overproduction. This
would support the thesis that environmental crises threaten all kinds of social
formationsĽ primarily as a result of the population growthĽ which in itself
leads to a necessity of production growth and by this to exploitation of natural
resources as well as pollution of the environment.
The growth of human population is a key factor which every type of social
formation needs to deal with. Apart from severalĽ short and rare periods in
historyĽ Malthus‟s perception holds true Ŕpopulation grows more quickly than
its ability to secure enough food.29 For thousands of yearsĽ territorial
expansionĽ i.e. colonizing the uninhabited areas used to be the human solution
to population excess pressure. Populating of the worldĽ except for the remote
islandsĽ was completed in prehistoric times and due to the population growth
it was a necessity. In most of the newly populated areas people were able to
produce more food than necessary for the basic reproduction of the human
population or other commodities that could be exchanged for food. This
helped them survive in times of poor harvest but in a good year it led to the
growth of the population. This led to populating of the new areas. In the
antiquityĽ the territorial expansion was possible only at the expense of other
human communitiesĽ so the indigenous people were driven out or eliminated
by more successful societies. D. Šmihula points out that for most of the
history the ability to keep high reproduction potential was the key ability for
the survival of the society. Societies that were not successful almost always
became extinctĽ because they were not able to protect themselves ĚŠmihula
2010Ľ 42ě. The population growth then had proved to be existential. On the
other handĽ the growth itself caused a necessity for territorial expansion as a
way of gaining the space needed for life and production of food for the
growing population.
In modern times the population growth intensified and the period after the
29
See ĚMalthus 1řřŘě.
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Napoleonic Wars is commonly referred to as the population explosion. Its
results were reduced by mass emigrationĽ often even forced one Ěat the
expense of indigenous inhabitants in AmericaĽ Africa and Australia and New
Zeelandě and by fertilizing till then untouched biotopes as well as more
intensive exploitation of all kinds of renewable and unrenewable resources.
More colonies were built because the overpopulated European countries
needed food and territory to which they could relocate at least a part of their
own population. Despite the factĽ many conflicts came up due to these
resources aloneĽ including the two world wars. In the second half of the 20th
century the environmental consequences of continuous population growth and
intensified exploitation of this planet had become evident and for neither side
of the so-called Iron Curtain it was possible to ignore or trivialize them
anymore. As P. Jemelka statesĽ “the truly essential problems are universal Ěto
a certain extent independent from a specific social-economic formationě”
ĚJemelka 200řĽ 345ě. This also means that the growth of productionĽ
productivity and population is not only a basic system imperative of
capitalism but eventually of all social formations. In capitalismĽ it is only
more intensive.
The imperative of population growth is then eventually a prerequisite of
reproduction Ěin competition with other societies Ŕ clanĽ tribesěĽ a prerequisite
of social sustainabilityĽ a system imperative in archaic and traditional
societies. ThereforeĽ already in preindustrial societies the growth of
productionĽ especially of the agricultural production realized by territorial
expansionĽ becomes an imperativeĽ too. The territorial expansion was in the
long run possible only with relatively low world population. By the end of the
1řth century territorial expansion was no longer a legitimate tool of dealing
with the population growth and the related growth of resource needs. The
efforts to hold on to it led to local30 and global conflicts.
Another possibility are innovations of agrotechnologies ĚcreativityĽ
30
Processes of enclosure and expropriation and social conflicts caused by them were many
times described and analyzed in the past. See famous chapter 27 in the first volume of
Capital (Marx 1999, 366 Ŕ 371). These processes continue till today in many ways not
only in the Third World countries (Latin America, Africa) but also in countries of former
Eastern Bloc, e.g. a condemnation of small owners due to foreign investor or to mining
corporation. It pointed to the soil, surface of Earth as such, as a space for living, as the
most basic source, furthermore as the source finite or nonrenewable, because in
overpopulated world it could be obtained only at the expense of other peoples´
(communities) or animals.
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Richard Sťahel
development of production forces or an ability to learn31ěĽ which in the 20th
century led to intensification and industrialization of the agricultural
productionĽ which is at present the only possibility of increasing the food
production since there are no unused arable landsĽ pasturesĽ or fisheries
anymore ĚCílek 2012Ľ 7Ř3ě. On the contraryĽ because of the expansion of the
transportĽ residentialĽ and energy infrastructure as well as the consequences of
erosionĽ desert expansion and rise in the level of oceans the arable land is
diminishing. Its expansion by deforestation disrupts the water circulation in
the global ecosystem and its ability to keep the planet‟s climate. As V. Cílek
reminds usĽ “the moment when we lose the land and waterĽ no creativity will
help” ĚCílek 2012Ľ 772ě. At present the “agriculture uses 70 Ŕ 75 % of the
available fresh water” ĚBajer 2011Ľ 2Ř3ě. MoreoverĽ “present-day agriculture
uses up ten times more energy than it produces in the form of food” ĚCílek
2012Ľ 776ě and at the same time it is an important source of greenhouse
gassesĽ so that: “OverallĽ the impact of agriculture on the climate is
comparable to the burning of fossil fuels” ĚLovelock 2012Ľ 116ě.
Intensification and industrialization of the agricultural production has such
devastating impact on the environmentĽ that the ability of the civilization to
produce food could later become considerably limited or even impossible due
to climate changes and the change in the chemism of the atmosphere and
oceans. It is still possible to increase the global food productionĽ but only at
the expense of biodiversity and quality of the environment which enables this
productionĽ and thus at the expense of the possibility to produce food in the
future.
BesidesĽ the growth of the population and productionĽ the basic imperative
of each social formation is to secure its own reproduction Ŕ biological and
cultural Ŕ including the reproduction of economic-political system. All living
thingsĽ living not only in biological but also in culturalĽ political and social
meaningĽ strive to sustain or at least to survive. For many kinds of subjects
and institutions it isĽ at the very leastĽ a means to preserve existing conditions
of life. The tendency to struggle for survival can be identified in all kinds of
social formations and on all levels or stages of development. ActuallyĽ the
origin of institutions like clansĽ tribes or states could be interpreted as a direct
consequence of this tendency and as the main reason for legitimizing its
further existence. I meanĽ this phenomenon could be described as an
31
ĚHabermas 1ř75Ľ 2ř7ě.
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imperative of sustainability32. Even the growth itself could be perceived as a
strategy to fulfill this basic imperative. Surviving in biological and also in
cultural and socio-political33 meaning is the consequence of self-preservative
instinct but also the basic condition of all reproduction and growth. Long term
sustainability is based on early identification of the real threat. If the growth
itself Ěof populationĽ productionĽ consumptionĽ pollutionĽ etc.ě appears to be
the threatĽ its limitation could be a reasonable response. The limitation of
population or consumption growth in favor of sustainability could therefore
serve as an example. In the history of ancient worldĽ many cultures learned
the connection between possibility of food production and stability and
sustainability of society and its political organization. As a consequenceĽ often
very severe institutes were developed for limitation of the population growth
and they were consistently enforced. These kinds of rules and institutions are
known also in preliterate tribes which live in limited areas Ěe.g. isles or
infertile territoriesě. By contrastĽ traditional and capitalist social formations
used to prefer the imperative of growth and territorial and market expansion.
Even market subjects themselvesĽ mainly companies and corporations that are
fully determined by growth imperative often collapse because they are forced
to grow at any price. Imperative of sustainability can be easily identified on
the stages of clanĽ tribe and also nation or state organization levels but in the
global account it is still merely theoretically conceived. HoweverĽ in generalĽ
one can say the imperative of sustainability is the first and immanent
imperative which is incorporated in all social and cultural institutions.
This imperative is in conflict with the imperative of growth because of the
limited resources34 as well as the limited ability of the environment to absorb
I prefer to use the term imperative of sustainability before the Jonas´ famous imperative
of responsibility: “act in such a way that the effects of your action are compatible with
permanency of an authentically human life on Earth” ĚJonas 1řř7Ľ 35ěĽ because the real
aim is sustainability of conditions for life of mankind and civilization as well, and
responsibility is only a tool how achieve it.
33
Take for instance the survival of society and its social and political organization or its
political and cultural identity in the war. In the name of sustainability societies often agree
with a sacrifice of many of its members and also in the extreme situations individuals
sacrifice themselves on behalf of survival of community or society. In the same time in the
name of collective egoism they do not hesitate to oppress and exploit or even eliminate
other communities.
34
Sources are “basic materialĽ energy and process conditions of life that are irretrievable”
ĚCílek 2012Ľ 76řě. The sources include drinking waterĽ unpolluted or at least breathable airĽ
living spaceĽ working spaceĽ space for production of at least basic food and stable climate
32
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Richard Sťahel
the side effects of reproduction of numerousĽ more complex and more energy
demanding social formations. The contradiction of the imperative of growth
and imperative of sustainability can be found in all social formations; on the
level of the civilization development the contradiction of system imperatives
intensifies. It is fully manifested in the global society35 because none of the
previous ways of overcoming it Ŕ territorial expansionĽ mass emigrationĽ
global trade Ŕ has everĽ not at least temporarilyĽ solved or reduced this
contradictionĽ but on the contrary Ŕ they have only deepened it.
5. Conclusion
The industrial civilization faces threats that have a character of internally and
externally induced crises and in connection with the current situation of the
global parallel environmental and economic crisis we can also speak about a
system crisis which threatens the very identity of the industrial civilization.
The source of internally induced crises resides in the system of production
and redistributionĽ the source of externally induced crisis rests in the finality
of resources as a condition of all the production. The solution to economic
and social crises introduced in the form of a production growth only deepens
the environmental crisis. Growth of the global population only leads to a
growth of food production but this production significantly contributes to the
deepening of the environmental crisis; its consequences mainly in the form of
climate changes threaten the sustainability of the global food production on
the current level. These contradictions are insoluble within the existing socialĽ
economic and political possibilities of the industrial civilization. Two system
imperatives collide Ŕ growth and sustainability of the possibility of
reproduction. At the same timeĽ this contradiction deepens the conflict
potential of the past crisis tendencies present in different social formations.
The basic source of conflicts rests in an unequal distribution of limited
resources. The effort to solve these conflicts by production growthĽ that would
conditions. The lack of these sources cannot be retrieved even by use of potential
technologies that would allow us to mine minerals from the interplanetary space and
transport them to Earth.
35
Accordingly it is needed to emphasize the need of spread the global education in order
to present knowledge about the issue of global market and global economy in the context
of sustainability of. One of the main goals of this new approach in the education is to lead
young people to a sense of global responsibility in global society. See ĚSvitačova Ŕ
Mravcová 2014Ľ 43 Ŕ 61).
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allow even the most poor to have enough for dignified lifeĽ which would not
be reduced to everyday fight for basic survivalĽ collides with the lack of
resources. If the sources are depleted or devastatedĽ it will endanger the
possibilities of production and that will deepen the social and political
conflicts even more.
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165
Richard Sťahel
The contribution is a partial presentation of the outcomes of the research
project VEGA No. 2/0175/12 From Phenomenology to Metaphysics and to
Reflection of the Contemporary Crisis of Society and Art which has been
pursued at the Institute of Philosophy of Slovak Academy of Sciences and the
Department of Philosophy, Faculty of Arts of the Constantine the Philosopher
University in Nitra.
Richard S ahelĽ Ph.D.
Department of Philosophy
Faculty of Arts of the Constantine the Philosopher University in Nitra
Hodţova 1
ř4ř 74 Nitra
Slovak Republic
rstahel@ukf.sk
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1Ř2
Index
A
ARISTOTLE Ŕ Ř2Ľ ř3
AL-JABRIĽ M. A. Ŕ 6ŘĽ 75
ANGLEĽ S. C. Ŕ 6ŘĽ 75
AVILAĽ E. Ŕ 60Ľ 77
B
BADIOUĽ A. Ŕ ř3-řŘĽ 112Ľ 113Ľ
11Ř
BAIĽ T. Ŕ 13Ľ 1Ř
BAJERĽ I. Ŕ 15řĽ 162
BALIBARĽ E. - 137
BAUERĽ J. R. Ŕ 1ŘĽ 6ŘĽ 75
BAZINĽ A. Ŕ 21Ľ 23Ľ 24Ľ 25Ľ 32
BECKĽ U. Ŕ 6ŘĽ 75
BELLĽ D. A. Ŕ 13Ľ 1ŘĽ 6Ř
BENJAMINĽ W. Ŕ 21Ľ 35Ľ 40Ľ 444Ř
BERLINĽ I. Ŕ ř
BIEMELĽ W. Ŕ Ř5Ľ ř1
BONARDELĽ F. Ŕ 137
BONDYĽ E. Ŕ 37Ľ 3ŘĽ 41Ľ 47Ľ 113Ľ
114Ľ 11Ř
BRASSEETĽ J. Ŕ 70Ľ 77
BROWNĽ C. Ŕ 6ŘĽ 75
BUCHANANĽ A. Ŕ 53Ľ 75
BUCHWALTERĽ A. Ŕ 5ŘĽ 75
BURNSĽ T. Ŕ 5ŘĽ 75
C
CHANĽ J. Ŕ 12Ľ 1Ř
CHOMSKYĽ N. Ŕ řřĽ 11Ř
CÍLEKĽ V. Ŕ 153Ľ 15Ř-162
CLARKĽ C. Ŕ 46-4Ř
CRAVENĽ M. Ŕ 66Ľ 75
D
DASTURĽ F. Ŕ Ř3Ľ ř1
DELANTYĽ G. Ŕ 56Ľ 5ŘĽ 75
DELAROCHE´SĽ P. Ŕ 22
DERANTYĽ J.-P. Ŕ 11Ľ 1ř
DERRIDAĽ J. Ŕ ř7
DEUDNEYĽ D. Ŕ 72Ľ 75Ľ 76
DINUŠĽ P. Ŕ 41Ľ 47
DUBNIČKAĽ I. Ŕ 151Ľ 156Ľ 162
DUSSELĽ E. Ŕ 6ŘĽ 76
E
EHRENREICHĽ B. Ŕ 60Ľ 76
EL-OJEILIĽ C. Ŕ 6ŘĽ 76
F
FINEĽ R. Ŕ 5ŘĽ 76
FLEISCHERĽ M. Ŕ ř1
FLUSSERĽ V. Ŕ 21Ľ 25-33
FORNET-BETANCOURTĽ R. Ŕ
6ŘĽ 76
FORSTĽ R. Ŕ 76
FOUCAULTĽ M. Ŕ 134
FRASERĽ N. Ŕ 11Ľ 12Ľ 1řĽ 51Ľ 53Ľ
56Ľ 61Ľ 63Ľ 76
FURETĽ F. Ŕ 42Ľ 47Ľ 4Ř
1Ř3
Index
G
GOREĽ A. Ŕ 152Ľ 162
GRAEBERĽ D. Ŕ 45Ľ 47Ľ 4Ř
H
HABERMASĽ J. Ŕ 11Ľ 1řĽ ř7Ľ 141Ľ
144-14řĽ 152Ľ 155Ľ 156Ľ 15ŘĽ
162
HAIGHĽ S. Ŕ 71Ľ 76
HAUSERĽ M. Ŕ 11ŘĽ 142
HAYDENĽ P. Ŕ 6ŘĽ 76
HEGELĽ J. W. F. Ŕ 53Ľ 57Ľ 76Ľ
100Ľ 102-110Ľ 115Ľ 116Ľ 11Ř
HEIDEGGERĽ M. Ŕ Ř1-ř1Ľ ř3Ľ
ř5-ř7Ľ 102Ľ 103Ľ 10ŘĽ 110-115Ľ
11Ř
HEINSĽ V. Ŕ 4řĽ 51Ľ 5Ř-67Ľ 76Ľ 77
HIGGOTTĽ R. Ŕ 70Ľ 77
HOBBESĽ T. Ŕ 121Ľ 122Ľ 154
HOCHSCHILDĽ A. R. Ŕ 60Ľ 77
HOHOŠĽ L. Ŕ 41Ľ 151Ľ 163
HONDAGNEU-SOTELOĽ P. Ŕ
60Ľ 77
HONNETHĽ A. Ŕ Ř-14Ľ 1řĽ 45Ľ 47Ľ
4ř-70Ľ 73Ľ 74Ľ 77Ľ 7Ř
HRUBECĽ M. Ŕ 41Ľ 47Ľ 50Ľ 5ŘĽ 65Ľ
6ŘĽ 7Ř
HSIANGĽ S. M. Ŕ 153Ľ 162
HUSSERLĽ E. Ŕ ŘŘĽ ř4Ľ 121-136Ľ
13ŘĽ 13ř
J
JAEGGIĽ R. Ŕ 16Ľ 1ř
JAVORSKÁĽ A. - ř1
1Ř4
JEMELKAĽ P. Ŕ 15ŘĽ 163
JONASĽ H. Ŕ 160Ľ 163
JONESĽ C. Ŕ 5ŘĽ 71Ľ 7Ř
JULLIENĽ F. Ŕ 1ŘĽ 1řĽ 46Ľ 47
K
KANTĽ I. Ŕ ř3Ľ 100Ľ 102-106Ľ 110Ľ
115Ľ 116
KARULĽ R. Ŕ 136Ľ 137Ľ 140
KELLERĽ J. Ŕ 3ŘĽ 47Ľ 14řĽ 163
KELSENĽ H. Ŕ 53Ľ 54Ľ 7Ř
KOLÁ SKÝĽ R. Ŕ 144Ľ 163
KÖCHERĽ A. - 17
KUNDERAĽ M. Ŕ 12Ľ 1ř
L
LINKLATERĽ A. Ŕ 56Ľ 6řĽ 7Ř
LOVELOCKĽ J. Ŕ 154Ľ 15řĽ 163
M
MALTHUSĽ T. R. Ŕ 142Ľ 152Ľ 157Ľ
163
MARXĽ K. Ŕ 12Ľ 3ŘĽ 102Ľ 15ŘĽ
163
MERLEAU-PONTYĽ M. Ŕ 121
MILLĽ J. S. Ŕ 152Ľ 163
MITTERPACHĽ K. Ŕ Ř7Ľ ř1
MRAVCOVÁĽ A. Ŕ 161Ľ 164
N
NAESSĽ A. Ŕ 143Ľ 163
NATICCHIAĽ C. Ŕ 53Ľ 7Ř
NIELSENĽ K. Ŕ 71Ľ 7Ř
Index
O
OUGAARDĽ M. Ŕ 70
ORTHĽ E.W. Ŕ 133Ľ 134Ľ 13ř
P
PALAZZOĽ A. Ŕ 154Ľ 155Ľ 163
PARRENASĽ R. S. Ŕ 60Ľ 7Ř
PATOČKAĽ J. Ŕ 42Ľ 47Ľ 121Ľ 136
PIKETTYĽ T. Ŕ 45Ľ 4Ř
PIŠ ÁNEKĽ P. Ŕ 15Ľ 1ř
PLANTĽ R. Ŕ 144Ľ 14ŘĽ 163
PLATO Ŕ ř3Ľ 102
POGGEĽ T. Ŕ 4řĽ 51Ľ 5řĽ 61Ľ 63Ľ
7Ř
R
RAWLSĽ J. Ŕ 50Ľ 52Ľ 57Ľ 5řĽ 63Ľ
7Ř
REICHĽ R. Ŕ 37Ľ 42Ľ 4Ř
REIMANĽ M. Ŕ 42Ľ 4Ř
RICOEURĽ P. Ŕ 12ŘĽ 13řĽ 14řĽ
163
ROBINSONĽ W. I. Ŕ 45Ľ 4ŘĽ 56Ľ
6ŘĽ 7Ř
ROTHĽ E. W. Ŕ 134
ROTHKOPFĽ D. Ŕ 37Ľ 3ŘĽ 4Ř
S
SALEHĽ H. Ŕ 153Ľ 164
SARTREĽ J.P. Ŕ 121
SHAWĽ M. Ŕ 6řĽ 7ř
SCHEUERMANĽ W. Ŕ 4řĽ 52Ľ 6řĽ
7ř
SCHOPENHAUERĽ A. Ŕ 121Ľ 122
SCHUHMANNĽ K. Ŕ 124Ľ 13ř
SCHWEICKARTĽ D. Ŕ 40Ľ 4Ř
SIVÁKĽ J. Ŕ 126Ľ 12řĽ 130Ľ 140
SKLAIRĽ L. Ŕ 6ŘĽ 7ř
STAN KĽ P. Ŕ 150Ľ 151Ľ 163
S AHELĽ R. Ŕ 141-143Ľ 150Ľ 163Ľ
164
SVITAČOVÁĽ E. Ŕ 161Ľ 164
Š
ŠMIHULAĽ D. Ŕ 157Ľ 164
T
TASSINĽ E. Ŕ 136Ľ 137Ľ 140
TAYLORĽ C. Ŕ 13Ľ 1řĽ 57Ľ 7ř
TEHRANIANĽ M. Ŕ 6ŘĽ 7ř
TERAZONOĽ E. Ŕ 153Ľ 164
THOMPSONĽ S. Ŕ 54Ľ 5ŘĽ 5řĽ 75Ľ
7ř
TOYNBEEĽ A. Ŕ 43Ľ 4Ř
U
ULIČIANSKAĽ Z. Ŕ 13ŘĽ 140
V
VINCENTĽ A. Ŕ 5ŘĽ 7ř
W
WALLACE-BRUCEĽ N. L. Ŕ 56Ľ
7ř
WEIĽ X. Ŕ 6ŘĽ 7ř
WENDTĽ A. Ŕ 4řĽ 52Ľ 6řĽ 70Ľ 72Ľ
73Ľ 7ř
WIREDUĽ K. Ŕ 6ŘĽ 7ř
1Ř5
Index
Ţ
ŢIŢEKĽ S. Ŕ ř3-řřĽ 101-11Ř
1Ř6
About authors
Ľubomír Dunaj, Ph.D.
Studied History and Civics at the University of Prešov ĚM.A.ě and Social
and Political Philosophy at the Comenius University in Bratislava ĚPh.Dě
and pursued research fellowships on Institute of Philosophy at the Goethe
University in Frankfurt am Main in the summer semester 2011 and the
academic year 2013-2014 under the supervision of Prof. Dr. Axel
Honneth. Among his publications is the paper The Reflections on Justice
under the Conditions of Globalisation published in Human Affairs
02/2010.
Tomáš Hauer, doc., Ph.D.
The Czech postmodern philosopherĽ who teaches at the Technical
University of OstravaĽ author of a number of books and studies on
postmodern philosophyĽ contemporary philosophy and philosophy of
technology. To main results of his work belong four titles: Přirozený svět a
postmodernizmus, nebo-li, Toulání není bloumání ĚNatural World and
Postmodernism or Wandering is not Beating ArounděĽ published in
Ostrava: AriesĽ in 1řř5Ľ Skrze postmoderní teorie ĚThrough Postmodern
Theory) in Prague: Karolinum in 2002Ľ Napište si svoji knihovnu ĚWrite
Your Own Bookcase or Language Vagabonds and Postmodern Public
AreaěĽ in Prague: ISVĽ 2002 and together with Jaromír Feber and Jelena
PetrucijovἠZtraceni v terrapolis. Antropologie – Dromologie – Víra
ĚLost in Terrapolis. Anthropology – Dromology – FaithěĽ in KrakówĽ 2012.
These can be considered four differentĽ but equally inspiring introductions
to postmodernism. Published study is part of his forthcoming book called
Paul Virilio: Empire of Speed and Philosophy of Technology.
Ladislav Hohoš, doc., CSc.
Ladislav Hohoš is an Associate Professor at the Faculty of ArtsĽ Comenius
UniversityĽ BratislavaĽ Slovak Republic. He works in collaboration with
the Centre of Global Studies by Czech Academy of Sciences and Charles
University in Prague as well as with the Institute of Political science of the
Slovak Academy of Sciences. He is concerned with normative issues of
1Ř7
About authors
contemporary political philosophy and theory of justice as well as with
future studiesĽ e.g. post-crisis scenarios of globalization. His recent papers
include: Globalization and a normative framework of freedom In: Human
Affairs 2007Ľ vol.17 and Globálna nerovnosť: Spravodlivosť a právo v
podmienkach globalizácie. ĚGlobal Inequality: Justice and Law in the
Globalization Era) In: Filozofia 03/2008. Participated as an author and
co-editor on publishing of academic research volumes Svet v bode obratu.
Systémové alternatívy kapitalizmu. Koncepcie, stratégie, utópie. ĚWorld at
the Turning Point. Systemic Alternatives of Capitalism. Conceptions,
Strategies, Utopias.) Bratislava: VEDA in 2011Ľ Revoluce nebo
transformace? ĚRevolution or Transformation?) Praha Ŕ Bratislava:
Filosofia Ŕ VEDA in 2014. He is the chairman of Futurological Society in
Slovakia.
Marek Hrubec, PhDr., Ph.D.
Since 1řř6Ľ Researcher in the Institute of Philosophy at the Academy of
Sciences of the Czech Republic. Since the same yearĽ he has also taught
social and political philosophy and political sociology at Charles
University in Prague. Since 2001Ľ Head of the Department of Moral and
Political Philosophy at the Institute of Philosophy. Since 2006Ľ Director of
the Centre of Global StudiesĽ a joint centre of the Institute of Philosophy
at the Academy of Sciences of the Czech Republic and Charles University
in Prague. Since 2014Ľ Rector of East Africa Star UniversityĽ a new
university for students from post-conflict and conflict countries of East
Africa. He has published on social and political justiceĽ recognitionĽ
development and the poor in the global and inter-cultural context. His
main publication is Od zneuznání ke spravedlnosti. Kritická teorie
globální společnosti a politiky ĚFrom Misrecognition to Justice. A Critical
Theory of Global Society and Politicsě. Prague: FilosofiaĽ published in
2011.
Andrea Javorská, Ph.D.
A teacher at the Department of PhilosophyĽ Faculty of Arts of Constantine
the Philosopher University in Nitra. She specializes on the
phenomenologyĽ philosophical anthropology and philosophy of M.
1ŘŘ
About authors
HeideggerĽ J. PatočkaĽ H. Arendt and F. Nietzsche. She is an author of
a number of works and studies on phenomenology and philosophical
anthropology. Her publication contains a book Dejiny a dejinnosť v diele
Martina Heideggera ĚHistory and Historicality in the work of Martin
Heideggerě Bratislava: IrisĽ published in 2013.
Klement Mitterpach, Ph.D.
Works at the Department of PhilosophyĽ Faculty of Arts of Constantine the
Philosopher University in NitraĽ SlovakiaĽ where he teaches and writes
mostly on Heidegger s philosophyĽ with special concern for the nature of
the philosophical explicationĽ rhetorical situatednessĽ placeĽ as well as
prospects of the philosophical engagement in analyzing the ontological
background of our beliefs and the purpose of their articulation. He
published several studies and articles on different aspects of Heidegger s
thought as well as a book Bytie, čas, priestor v myslení Martina
Heideggera ĚBeing, Time, Space in the Thought of Martin Heideggerě
Bratislava: IrisĽ in 2007.
Jozef Sivák, PhDr., CSc.
Works at the Institute of Philosophy of Slovak Academy of Sciences
ĚSAVě as a Researcher and Grant Director. He specializes in the history of
contemporary philosophyĽ including the French philosophy and in
Husserl's phenomenology as well as in social and political philosophy. He
is the author of monographs Husserl a Merleau-Ponty, Porovnanie dvoch
fenome-nologických techník ĚHusserl and Merleau-Ponty. Comparison of
two phenomenological techniquesěĽ VEDA: BratislavaĽ in 1řř6Ľ Dejiny
filozofie 20. storočia. Niekoľko postáv súčasnej kontinentálnej filozofie
ĚThe history of the Philosophy of the Twentieth Century. Some Figures in
Contemporary Continental PhilosophyěĽ Aloisianum: BratislavaĽ in 1řř7Ľ
translator of Vol. 2 of Ricoeur´s Temps et récit ĚTime and Narrativeě
published in Slovak as Čas a rozprávanie in 2004. In additionĽ he
published dozens of segmentsĽ studies and articles. CurrentlyĽ he is
completing the trilogy entitled The Notion of Metaphysics by HusserlĽ the
Vol.1 ĚEidetic or existential ontologyě is prepared to be published in
French in VEDA ĚSAVěĽ Bratislava.
1Řř
About authors
Richard Sťahel, Ph.D.
Head of the Department of PhilosophyĽ Faculty of Arts of Constantine the
Philosopher University in NitraĽ SlovakiaĽ where he teaches Philosophy of
20th CenturyĽ Political PhilosophyĽ Philosophy of LawĽ Theory of State
and Law and Rudiments of Politology. He has done research in political
philosophyĽ philosophy of lawĽ philosophy of state and environmental
philosophy. His research is focused on the reciprocal conditionality of
socialĽ economicĽ political and environmental crises tendencies of the
global industrial civilizationĽ with dozens of studies and articles on these
topics. As an author and and co-editor he participated on publishing of
international academic research volumes Historické a súčasné podoby
myslenia a komunikácie ĚHistorical and Contemporary Forms of Thinking
and CommunicationěĽ Bratislava: IrisĽ in 200ŘěĽ Idenitita – Diferencia
ĚIdentity – DifferenceěĽ Bratislava: SFZ by SAVĽ in 2010 and Filozofia a
umenie žiť ĚPhilosophy and the Art of LivingěĽ Bratislava/Nitra: SFZ by
SAV/IrisĽ published in 2014.
1ř0
PHILOSOPHICA 14
Rendering Change in Philosophy and Society
Authors:
ubomír DunajĽ Tomáš HauerĽ Ladislav HohošĽ
Marek HrubecĽ Andrea JavorskἠKlement MitterpachĽ
Jozef SivákĽ Richard S ahel
Editors:
Mgr. Andrea JavorskἠPhD.
Mgr. Klement Mitterpach, PhD.
Mgr. Richard S ahel, PhD.
Editorial Board:
PhDr. Marek HrubecĽ PhD. ĚCGS pri FÚ AV ČR a FF UK PrahaĽ Czech Republicě
Mgr. Andrea JavorskἠPhD. ĚFF UKF v NitreĽ Slovakiaě
Doc. Erika LalíkovἠPhD. ĚFF UK v BratislaveĽ Slovakiaě
Doc. PhDr. Vladimír MandaĽ CSc. ĚFF UKF v NitreĽ Slovakiaě
Mgr. Klement MitterpachĽ PhD. ĚFF UKF v NitreĽ Slovakiaě
Doc. PhDr. Peter NezníkĽ CSc. ĚFF UPJŠ v KošiciachĽ Slovakiaě
Doc. PhDr. Jelena PetrucijovἠCSc. ĚFSS OU v OstraveĽ Czech Republicě
Mgr. Richard S ahelĽ PhD. ĚFF UKF v NitreĽ Slovakiaě
Doc. PhDr. Dušan ŠpirkoĽ PhD. ĚFF UKF v NitreĽ Slovakiaě
Lada V. TsypinaĽ PhD. ĚSt. Petersburg State UniversityĽ Russiaě
Mgr. Martin VašekĽ PhD. ĚFF UKF v NitreĽ Slovakiaě
Publisher:
Constantine the Philosopher University in Nitra (Slovakia)
Faculty of Arts, Department of Philosophy
Edition:
Year of publication:
Number of copies:
Number of pages:
Print:
ISBN
EAN
-
-
-
first
2014
150
190
Equilibria, s.r.o.
-
Journal Philosophica is a reviewed international academic research
volume. The contents is focused on expert and scholarly papers
in philosophy and relative disciplines. Philosopica contains original
contributions as results of authorial research or as contributions to
proposed themes announced on the Philosophica webpage.
Papers are published in
Slovak, Czech, Russian, Polish, English and German languages.
The editors welcome papers send electronically,
written in WORD to ajavorska@ukf.sk or rstahel@ukf.sk.
Journal Philosophica is published by
Department of Philosophy,
Faculty of Arts of the
Constantine the Philosopher University in Nitra (Slovakia).
Journal Philosophica is freely available on the web at:
http://katedra ilozo ieffukf-eng.weebly.com/philosophica1.html
ISBN 978-80-558-0714-0